DFX Intelligence

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F•• I••••••••• A•••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered1 private fundsUmbrella registration· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $2.9B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

Regulatory AUM: $2.9B
Advisors: 0
RAUM change, last fiscal year: -5.0%
Private clients: 0.0% of RAUM

Advisors Advisor movement Where the RAUM sits

As of 2026-03-30 · the latest Form ADV filing; advisor counts and movement are read from IAPD daily

What matters now

-5.0%
RAUM, one year
RAUM $3.07B to $2.91B (-5.0%) on the Form ADV filed 30 Mar 2026.
The one filed measure of whether clients are staying.
FactForm ADV Item 5History →

Every filed figure, and the identifiersCRD 295433 · SEC 801-113067 · 14 filingsShow

CRD 295433SEC 801-113067First filing on the tape Mar 30, 2018, latest Mar 30, 2026SEC status approved since Apr 27, 2018IAPD

RAUM

$2.9B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

Not computed

derived; firm RAUM over IAPD count

Employees

132

96 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

14 filings and snapshots on the tape

RAUM$2.9B as of Mar 30, 2026

Mar 28, 2019$3.1B then

HNW client RAUM$0 as of Mar 30, 2026

Mar 28, 2019$3.3M then

State-registered IARs (5.B.3)0 as of Mar 30, 2026

Mar 28, 20190 then

Employees (5.A)132 as of Mar 30, 2026

Mar 28, 2019175 then

Private funds1 as of Mar 30, 2026

Mar 28, 20191 then

RAUM -5.0% over the last fiscal year-3.7% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

The rule behind each archetype, and every derived figureShow

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $2.9BderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived4 offices incl. principal (1.F.5)
RAUM growth, one year: -5.0%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
Custody: $2.9B, 1 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$2.9B100%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 0reported
Accounts: 1reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $2.9B for 1 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=1.0derived

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Advisors registered through the firm

0 on IAPD today; the 10 longest tenured

No representative is registered through this CRD on IAPD.

Private funds

1 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
F•• P••••••• F••• L•	Hedge Fund	$2.9B	59	Mar 30, 2018

Owners and control persons

Schedule A and B, latest filing

A•••••••• D••••• S••••• · Investment Committee Membercontrol
since 02/2019 · owns less than 5%
D• M••••• F••••••••• M• · Chief Risk Officer & Investment Committee Membercontrol
since 10/2018 · owns less than 5%
E•••••• D••••• A•• · Chief Operations Officer And Chief Financial Officercontrol
since 03/2018 · owns less than 5%
F•••••••• S•••• · Chief Compliance Officer And Executive Board Membercontrol
since 03/2018 · owns less than 5%
M••••••••• D•••••• E••• · Managing Member, Ceo And Chair Of The Investment Committee & Executive Boardcontrol
since 03/2018 · owns less than 5%
S•••••••• J••••• · Executive Board Membercontrol
since 03/2018 · owns F of F•• H•••••••• L••
P••••••••• S•••••• M• · Chief Technology Officer
since 03/2018 · owns less than 5%

Entity owners

F•• H•••••••• L•• · Member
direct · owns 75% or more

Related persons

Schedule D 7.A

F•• M••••• L• L••
n

Offices

Schedule D 1.F, the 25 largest

London, United Kingdom10 employees
West Palm Beach, FL5 employees
Aventura, FL4 employees

What changed

consecutive filings, newest first

Advisory employees · 98 to 96
May 27, 2025 to Mar 30, 2026
Assets in custody · $3.1B to $2.9B
May 27, 2025 to Mar 30, 2026
Employees · 134 to 132
May 27, 2025 to Mar 30, 2026
Discretionary RAUM · $3.1B to $2.9B
May 27, 2025 to Mar 30, 2026
Pooled vehicle RAUM · $3.1B to $2.9B
May 27, 2025 to Mar 30, 2026

Full history · 77 changes

RAUM · $3.1B to $2.9B
May 27, 2025 to Mar 30, 2026
Financial planning clients · 0 to 0
Mar 28, 2025 to May 27, 2025
Accounts · 2 to 1
Mar 28, 2024 to Mar 28, 2025
Advisory employees · 90 to 98
Mar 28, 2024 to Mar 28, 2025
Advisory activities · 3 to 2
Mar 28, 2024 to Mar 28, 2025
Corporate clients · 1 to 0
Mar 28, 2024 to Mar 28, 2025
Assets in custody · $1.9B to $3.1B
Mar 28, 2024 to Mar 28, 2025
Employees · 130 to 134
Mar 28, 2024 to Mar 28, 2025
Discretionary RAUM · $1.9B to $3.1B
Mar 28, 2024 to Mar 28, 2025
Pooled vehicle RAUM · $1.9B to $3.1B
Mar 28, 2024 to Mar 28, 2025
RAUM · $1.9B to $3.1B
Mar 28, 2024 to Mar 28, 2025
Advisory employees · 92 to 90
Mar 30, 2023 to Mar 28, 2024
Assets in custody · $3.3B to $1.9B
Mar 30, 2023 to Mar 28, 2024
Discretionary RAUM · $3.3B to $1.9B
Mar 30, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $3.3B to $1.9B
Mar 30, 2023 to Mar 28, 2024
RAUM · $3.3B to $1.9B
Mar 30, 2023 to Mar 28, 2024
Advisory employees · 80 to 92
Mar 31, 2022 to Mar 30, 2023
Assets in custody · $2.6B to $3.3B
Mar 31, 2022 to Mar 30, 2023
Employees · 120 to 130
Mar 31, 2022 to Mar 30, 2023
Other offices · 2 to 3
Mar 31, 2022 to Mar 30, 2023
Discretionary RAUM · $2.6B to $3.3B
Mar 31, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $2.6B to $3.3B
Mar 31, 2022 to Mar 30, 2023
RAUM · $2.6B to $3.3B
Mar 31, 2022 to Mar 30, 2023
Advisory employees · 120 to 80
Mar 31, 2021 to Mar 31, 2022
Assets in custody · $2.1B to $2.6B
Mar 31, 2021 to Mar 31, 2022
Employees · 160 to 120
Mar 31, 2021 to Mar 31, 2022
Other offices · 3 to 2
Mar 31, 2021 to Mar 31, 2022
Discretionary RAUM · $2.1B to $2.6B
Mar 31, 2021 to Mar 31, 2022
Pooled vehicle RAUM · $2.1B to $2.6B
Mar 31, 2021 to Mar 31, 2022
RAUM · $2.1B to $2.6B
Mar 31, 2021 to Mar 31, 2022
Advisory employees · 105 to 120
Oct 5, 2020 to Mar 31, 2021
Assets in custody · $2.9B to $2.1B
Oct 5, 2020 to Mar 31, 2021
Employees · 155 to 160
Oct 5, 2020 to Mar 31, 2021
Other offices · 4 to 3
Oct 5, 2020 to Mar 31, 2021
Discretionary RAUM · $2.1B to $2.1B
Oct 5, 2020 to Mar 31, 2021
Pooled vehicle RAUM · $2.1B to $2.1B
Oct 5, 2020 to Mar 31, 2021
RAUM · $2.1B to $2.1B
Oct 5, 2020 to Mar 31, 2021
Corporate clients · 0 to 1
Mar 31, 2020 to Oct 5, 2020
HNW clients · 1 to 0
Mar 31, 2020 to Oct 5, 2020
Discretionary RAUM · $2.9B to $2.1B
Mar 31, 2020 to Oct 5, 2020
HNW RAUM · $3.8M to $0
Mar 31, 2020 to Oct 5, 2020
Pooled vehicle RAUM · $2.9B to $2.1B
Mar 31, 2020 to Oct 5, 2020
RAUM · $2.9B to $2.1B
Mar 31, 2020 to Oct 5, 2020
Advisory employees · 125 to 105
Mar 28, 2019 to Mar 5, 2020
Assets in custody · unset to 2935693713.0
Mar 28, 2019 to Mar 5, 2020
Custody of client assets · false to true
Mar 28, 2019 to Mar 5, 2020
Employees · 175 to 155
Mar 28, 2019 to Mar 5, 2020
Discretionary RAUM · $3.1B to $2.9B
Mar 28, 2019 to Mar 5, 2020
HNW RAUM · $3.3M to $3.8M
Mar 28, 2019 to Mar 5, 2020
Pooled vehicle RAUM · $3.1B to $2.9B
Mar 28, 2019 to Mar 5, 2020
RAUM · $3.1B to $2.9B
Mar 28, 2019 to Mar 5, 2020
Accounts · 3 to 2
Oct 8, 2018 to Mar 28, 2019
Advisory employees · 130 to 125
Oct 8, 2018 to Mar 28, 2019
Pooled vehicle clients · 2 to 1
Oct 8, 2018 to Mar 28, 2019
Employees · 180 to 175
Oct 8, 2018 to Mar 28, 2019
Other offices · 3 to 4
Oct 8, 2018 to Mar 28, 2019
Discretionary RAUM · $2.1B to $3.1B
Oct 8, 2018 to Mar 28, 2019
HNW RAUM · $5.0M to $3.3M
Oct 8, 2018 to Mar 28, 2019
Pooled vehicle RAUM · $2.1B to $3.1B
Oct 8, 2018 to Mar 28, 2019
RAUM · $2.1B to $3.1B
Oct 8, 2018 to Mar 28, 2019
Accounts · 1 to 3
Mar 30, 2018 to Oct 8, 2018
Advisory employees · 119 to 130
Mar 30, 2018 to Oct 8, 2018
Advisory activities · 2 to 3
Mar 30, 2018 to Oct 8, 2018
BD registered reps · 0 to 1
Mar 30, 2018 to Oct 8, 2018
HNW clients · 0 to 1
Mar 30, 2018 to Oct 8, 2018
Pooled vehicle clients · 1 to 2
Mar 30, 2018 to Oct 8, 2018
Employees · 172 to 180
Mar 30, 2018 to Oct 8, 2018
Other offices · 2 to 3
Mar 30, 2018 to Oct 8, 2018
Discretionary RAUM · $2.2B to $2.1B
Mar 30, 2018 to Oct 8, 2018
HNW RAUM · $0 to $5.0M
Mar 30, 2018 to Oct 8, 2018
Pooled vehicle RAUM · $2.2B to $2.1B
Mar 30, 2018 to Oct 8, 2018
RAUM · $2.2B to $2.1B
Mar 30, 2018 to Oct 8, 2018

Signals

14 dated events

••• Locked
Mar 30, 2026 · ria indirect owner change · fact
••• Locked
Mar 30, 2026 · ria office opened · fact
••• Locked
Mar 30, 2026 · ria office closed · derived
••• Locked
Mar 30, 2026 · ria indirect owner change · derived
••• Locked
Mar 30, 2026 · private fund gav change · fact

Full timeline · 14 events

••• Locked
Mar 30, 2026 · ria private fund assets change · fact
••• Locked
Mar 28, 2025 · RAUM change · derived
••• Locked
Mar 28, 2024 · RAUM change · derived
••• Locked
Mar 30, 2023 · RAUM change · derived
••• Locked
Oct 5, 2020 · RAUM change · derived
••• Locked
Mar 5, 2020 · Control person joined · fact
••• Locked
Mar 28, 2019 · Control person joined · fact
••• Locked
Mar 28, 2019 · RAUM change · derived
••• Locked
Mar 30, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026
Principal office phone: ••• Lockedreportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: Not computedderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Not yet on record: net advisor flow, 12 months.