DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S••••••••• G••••• L••
Latest filing Mar 28, 2019
First filing on the tape Apr 20, 2018 · 17 filings
RAUM
$10.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$10.0M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$3.3M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$10.0M as of Mar 28, 2019
Apr 20, 2018$0 then
HNW client RAUM$3.0M as of Mar 28, 2019
Sep 5, 2018$4.0M then
State-registered IARs (5.B.3)1 as of Mar 28, 2019
Apr 20, 20181 then
Employees (5.A)1 as of Mar 28, 2019
Apr 20, 20181 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 28, 2019; every figure names its basis
- RAUM per advisor
- $3.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $375,000derivedHNW RAUM over HNW clients
- Average account
- $71,429derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$7.0M70%
- High-net-worth individuals$3.0M30%
- Individual clients
- 62reported
- HNW clients
- 8reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 140reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••••• R•••••• D•••••Certified Financial Planner | Eugene, Or | Nov 13, 2024 | 11 y | 0 |
| M•••••• A••••••• S•••••••••Certified Financial Planner | Eugene, Or | Dec 11, 2024 | 33 y | 0 |
| P••• W•••• D••••••Certified Financial Planner | Eugene, Or | Dec 18, 2024 | 24 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• M••••••• A••••••• · Chief Compliance Officer & Managing Membercontrolsince 05/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Eugene, Or · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 245 to 140Feb 19, 2019 to Mar 28, 2019
- Charity clients · unset to 0.0Feb 19, 2019 to Mar 28, 2019
- Corporate clients · unset to 0.0Feb 19, 2019 to Mar 28, 2019
- HNW clients · 6 to 8Feb 19, 2019 to Mar 28, 2019
- Individual clients · 45 to 62Feb 19, 2019 to Mar 28, 2019
- Pension plan clients · unset to 0.0Feb 19, 2019 to Mar 28, 2019
- Pooled vehicle clients · unset to 0.0Feb 19, 2019 to Mar 28, 2019
- Financial planning clients · 51-100 to 0Feb 19, 2019 to Mar 28, 2019
- HNW RAUM · $4.0M to $3.0MFeb 19, 2019 to Mar 28, 2019
- Individual RAUM · $5.0M to $7.0MFeb 19, 2019 to Mar 28, 2019
- Non-discretionary RAUM · $9.0M to $10.0MFeb 19, 2019 to Mar 28, 2019
- Pension RAUM · unset to 0.0Feb 19, 2019 to Mar 28, 2019
- Pooled vehicle RAUM · unset to 0.0Feb 19, 2019 to Mar 28, 2019
- RAUM · $9.0M to $10.0MFeb 19, 2019 to Mar 28, 2019
- Financial planning clients · 0 to 51-100Sep 6, 2018 to Sep 7, 2018
- Accounts · 0 to 245Jun 1, 2018 to Sep 5, 2018
- HNW clients · unset to 6.0Jun 1, 2018 to Sep 5, 2018
- Individual clients · unset to 45.0Jun 1, 2018 to Sep 5, 2018
- HNW RAUM · unset to 4000000.0Jun 1, 2018 to Sep 5, 2018
- Individual RAUM · unset to 5000000.0Jun 1, 2018 to Sep 5, 2018
- Non-discretionary RAUM · $0 to $9.0MJun 1, 2018 to Sep 5, 2018
- RAUM · $0 to $9.0MJun 1, 2018 to Sep 5, 2018
- Business name · S••••••••• F••••••••• L•• to S••••••••• G••••• L••May 14, 2018 to May 22, 2018
- Legal name · S••••••••• F••••••••• L•• to S••••••••• G••••• L••May 14, 2018 to May 22, 2018
Signals
1 dated events
- S••••••••• F••••••••• L•• filed its initial SEC registration (Form ADV)Apr 20, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/syman-degler-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- symandeglergroup.comreportedpublic record, Form ADV, Sep 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026