DFX Intelligence
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SEC-registered adviser
A••• F•• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape May 14, 2021 · 14 filings
SEC status approved since Jun 15, 2021
RAUM
$821M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$821M as of Mar 31, 2026
Mar 30, 2022$342M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20220 then
Employees (5.A)8 as of Mar 31, 2026
Mar 30, 20225 then
Private funds2 as of Mar 31, 2026
Mar 30, 20223 then
RAUM +46% over the last fiscal year+34% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $411MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +46%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$821M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••• F•• O••••••••• F•••• L• | Hedge Fund | $426M | 82 | May 14, 2020 |
| A••• F•• S•• 3• L•no longer reported | Hedge Fund | $32.3M | 34 | Mar 30, 2022 |
| A••• F•• S•• 1• L•no longer reported | Other Private Fund | $16.0M | 22 | May 14, 2020 |
| A••• F•• S•• 2• L• | Other Private Fund | $12.0M | 6 | Mar 30, 2022 |
Owners and control persons
Schedule A and B, latest filing
- H••••• P••••••• C••••• · Managing Member, Foundercontrolsince 04/2018 · owns 75% or more
- Z•••• R•••••• L••••••• · Chief Compliance Officer, Chief Operating Officercontrolsince 11/2022 · owns less than 5%
Related persons
Schedule D 7.A
- A••• F•• G•••••• L•bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Apr 29, 2025 to Mar 31, 2026
- Other offices · 0 to 1Apr 29, 2025 to Mar 31, 2026
- Discretionary RAUM · $564M to $821MApr 29, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $564M to $821MApr 29, 2025 to Mar 31, 2026
- RAUM · $564M to $821MApr 29, 2025 to Mar 31, 2026
- Advisory employees · 3 to 4May 8, 2024 to Apr 29, 2025
- Employees · 7 to 8May 8, 2024 to Apr 29, 2025
- Financial planning clients · unset to May 8, 2024 to Apr 29, 2025
- Discretionary RAUM · $438M to $564MMay 8, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $438M to $564MMay 8, 2024 to Apr 29, 2025
- RAUM · $438M to $564MMay 8, 2024 to Apr 29, 2025
- Related bank · true to falseMay 8, 2024 to Apr 29, 2025
- Advisory employees · 4 to 3Jun 20, 2023 to Mar 29, 2024
- Discretionary RAUM · $339M to $438MJun 20, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $339M to $438MJun 20, 2023 to Mar 29, 2024
- RAUM · $339M to $438MJun 20, 2023 to Mar 29, 2024
- Accounts · 3 to 2Jan 3, 2023 to Mar 30, 2023
- Advisory employees · 3 to 4Jan 3, 2023 to Mar 30, 2023
- Pooled vehicle clients · 3 to 2Jan 3, 2023 to Mar 30, 2023
- Employees · 5 to 7Jan 3, 2023 to Mar 30, 2023
- Private funds · 3 to 2Jan 3, 2023 to Mar 30, 2023
- Discretionary RAUM · $342M to $339MJan 3, 2023 to Mar 30, 2023
- Pooled vehicle RAUM · $342M to $339MJan 3, 2023 to Mar 30, 2023
- RAUM · $342M to $339MJan 3, 2023 to Mar 30, 2023
- Accounts · 1 to 3Sep 29, 2021 to Mar 30, 2022
- Pooled vehicle clients · 1 to 3Sep 29, 2021 to Mar 30, 2022
- Employees · 4 to 5Sep 29, 2021 to Mar 30, 2022
- Private funds · 1 to 3Sep 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $167M to $342MSep 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $167M to $342MSep 29, 2021 to Mar 30, 2022
- RAUM · $167M to $342MSep 29, 2021 to Mar 30, 2022
- Accounts · 2 to 1May 14, 2021 to May 14, 2021
- Pooled vehicle clients · 2 to 1May 14, 2021 to May 14, 2021
- Private funds · 4 to 1May 14, 2021 to May 14, 2021
Signals
6 dated events
- A••• F•• C•••••• M••••••••• L•• reported RAUM $821.4M, up 46% from $563.7M (2025-04-29 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- A••• F•• C•••••• M••••••••• L•• reported RAUM $563.7M, up 29% from $437.9M (2024-05-08 to 2025-04-29)Apr 29, 2025 · RAUM change · derived
- Nicole Lacues (Head Of Business Development & Investor Relations) no longer on Schedule A of A••• F•• C•••••• M••••••••• L•• (listed 2022-11-09, absent 2023-01-03)Jan 3, 2023 · Control person left · inference
- Lawrence Robert Zell (Chief Compliance Officer, Chief Operating Officer) appeared on Schedule A of A••• F•• C•••••• M••••••••• L••Nov 9, 2022 · Control person joined · fact
- A••• F•• C•••••• M••••••••• L•• reported RAUM $341.5M, up 104% from $167.4M (2021-09-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- A••• F•• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)May 14, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••• F•• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/A•••-FOX-CAPITAL-MANAGEMENT-LLCreportedpublic record, Form ADV, Mar 31, 2026
- Website
- A•••FOXCAPITAL.COMreportedpublic record, Form ADV, Mar 31, 2026
- Principal office phone
- 817-350-4230reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026