DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

W••••••••• L••

Asset manager (funds and pooled vehicles)Westlake Village, CaliforniaCRD 296087SEC 801-119061websiteIAPD
Latest filing Apr 29, 2026
First filing on the tape Jun 15, 2020 · 13 filings
SEC status approved since Jul 15, 2020
RAUM
$2.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
26 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$2.4B as of Apr 29, 2026
Mar 30, 2021$1.0B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 29, 2026
Mar 30, 20210 then
Employees (5.A)26 as of Apr 29, 2026
Mar 30, 202120 then
Private funds6 as of Apr 29, 2026
Mar 30, 20215 then
RAUM +19% over the last fiscal year+10% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 29, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$394MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$2.4B, 6 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
6reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$2.4B for 6 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      6 reported on Schedule D 7.B.(1)
      Owners and control persons
      Schedule A and B, latest filing
      • J••••••• J••••• C••••• · Chief Compliance Officercontrol
        since 03/2020 · owns less than 5%
      • W••••••• R•••••• A•••• · Co-Managing Partnercontrol
        since 03/2020 · owns less than 5%
      • W••••••• W•••••• W••••• · Co-Managing Partnercontrol
        since 03/2020 · owns less than 5%
      • P•••••••• C••••••• R•••••• · Co-Managercontrol
        since 03/2020 · owns F of B••• S••• C•••••• M••••••••• L••
      • P•••••••• J•••• C•••••• · Co-Managercontrol
        since 03/2020 · owns F of B••• S••• C•••••• M••••••••• L••
      • W••••••• N•••••• K•••••• · Ownercontrol
        since 03/2020 · owns 50% to 75% of W••••• W• A•• N••••• K• W•••••• T••••
      • W••••••• R•••••• A•••• · Membercontrol
        since 03/2020 · owns 75% or more of W•••••• R••• E••••• H•••••••• L••
      • W••••••• W•••••• W••••• · Ownercontrol
        since 03/2020 · owns 50% to 75% of W••••• W• A•• N••••• K• W•••••• T••••
      Entity owners
      • W••••••••• H•••••••• L•• · Owner
        direct · owns 75% or more
      • B••• S••• C•••••• M••••••••• L•• · Manager
        indirect · owns F of B••• S••• R••• P•••••••• L••
      • B••• S••• R••• P•••••••• L•• · Owner
        indirect · owns 25% to 50% of W••••••••• H•••••••• L••
      • W••••• W• A•• N••••• K• W•••••• T•••• · Member
        indirect · owns 25% to 50% of W••••••••• H•••••••• L••
      • W•••••• R••• E••••• H•••••••• L•• · Member
        indirect · owns 25% to 50% of W••••••••• H•••••••• L••
      Related persons
      Schedule D 7.A
      • W••••••••• G• I••• L••
        pooled vehicle sponsorn
      • W••••••••• G• I•• L••
        pooled vehicle sponsorn
      • W••••••••• M••••••••• I•• L••
        pooled vehicle sponsorn
      • W••••••••• M••••••••• L••
        pooled vehicle sponsorn
      • W• C••• P••• G•• L••
        pooled vehicle sponsorn
      • W• I• I••••••••• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Assets in custody · $2.4B to $2.4B
        Mar 27, 2026 to Apr 29, 2026
      • Employees · 27 to 26
        Mar 27, 2026 to Apr 29, 2026
      • Discretionary RAUM · $2.4B to $2.4B
        Mar 27, 2026 to Apr 29, 2026
      • Pooled vehicle RAUM · $2.4B to $2.4B
        Mar 27, 2026 to Apr 29, 2026
      • RAUM · $2.4B to $2.4B
        Mar 27, 2026 to Apr 29, 2026
      • Accounts · 7 to 6
        Jan 28, 2026 to Mar 27, 2026
      • Pooled vehicle clients · 7 to 6
        Jan 28, 2026 to Mar 27, 2026
      • Assets in custody · $2.0B to $2.4B
        Jan 28, 2026 to Mar 27, 2026
      • Employees · 28 to 27
        Jan 28, 2026 to Mar 27, 2026
      • Private funds · 7 to 6
        Jan 28, 2026 to Mar 27, 2026
      • Discretionary RAUM · $2.0B to $2.4B
        Jan 28, 2026 to Mar 27, 2026
      • Pooled vehicle RAUM · $2.0B to $2.4B
        Jan 28, 2026 to Mar 27, 2026
      • RAUM · $2.0B to $2.4B
        Jan 28, 2026 to Mar 27, 2026
      • Accounts · 6 to 7
        May 3, 2024 to Apr 28, 2025
      • Advisory employees · 21 to 26
        May 3, 2024 to Apr 28, 2025
      • Pooled vehicle clients · 6 to 7
        May 3, 2024 to Apr 28, 2025
      • Assets in custody · $1.7B to $2.0B
        May 3, 2024 to Apr 28, 2025
      • Employees · 22 to 28
        May 3, 2024 to Apr 28, 2025
      • Financial planning clients · unset to
        May 3, 2024 to Apr 28, 2025
      • Private funds · 6 to 7
        May 3, 2024 to Apr 28, 2025
      • Discretionary RAUM · $1.7B to $2.0B
        May 3, 2024 to Apr 28, 2025
      • Pooled vehicle RAUM · $1.7B to $2.0B
        May 3, 2024 to Apr 28, 2025
      • RAUM · $1.7B to $2.0B
        May 3, 2024 to Apr 28, 2025
      • Assets in custody · $1.7B to $1.7B
        Mar 28, 2024 to May 3, 2024
      • Discretionary RAUM · $1.7B to $1.7B
        Mar 28, 2024 to May 3, 2024
      • Pooled vehicle RAUM · $1.7B to $1.7B
        Mar 28, 2024 to May 3, 2024
      • RAUM · $1.7B to $1.7B
        Mar 28, 2024 to May 3, 2024
      • Advisory employees · 20 to 21
        May 3, 2023 to Mar 28, 2024
      • Assets in custody · $1.7B to $1.7B
        May 3, 2023 to Mar 28, 2024
      • Employees · 21 to 22
        May 3, 2023 to Mar 28, 2024
      • Discretionary RAUM · $1.7B to $1.7B
        May 3, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $1.7B to $1.7B
        May 3, 2023 to Mar 28, 2024
      • RAUM · $1.7B to $1.7B
        May 3, 2023 to Mar 28, 2024
      • Assets in custody · $1.8B to $1.7B
        Mar 30, 2023 to May 3, 2023
      • Discretionary RAUM · $1.8B to $1.7B
        Mar 30, 2023 to May 3, 2023
      • Pooled vehicle RAUM · $1.8B to $1.7B
        Mar 30, 2023 to May 3, 2023
      • RAUM · $1.8B to $1.7B
        Mar 30, 2023 to May 3, 2023
      • Advisory employees · 21 to 20
        Oct 10, 2022 to Mar 30, 2023
      • Assets in custody · $1.7B to $1.8B
        Oct 10, 2022 to Mar 30, 2023
      • Employees · 22 to 21
        Oct 10, 2022 to Mar 30, 2023
      Signals
      2 dated events
      • W••••••••• L•• reported RAUM $1.7B, up 62% from $1.0B (2021-03-30 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • W••••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 15, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/whitman-petersonreportedpublic record, Form ADV, Sep 18, 2026
      Website
      w•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      818-483-1060reportedpublic record, Form ADV, Apr 29, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      W••••••••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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