DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O••••••• L••
Latest filing Mar 27, 2026
First filing on the tape Mar 31, 2018 · 12 filings
SEC status approved since Apr 30, 2018
RAUM
$218M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$218M as of Mar 27, 2026
Mar 26, 2019$154M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 27, 2026
Mar 26, 20190 then
Employees (5.A)5 as of Mar 27, 2026
Mar 26, 20195 then
Private funds3 as of Mar 27, 2026
Mar 26, 20193 then
RAUM +19% over the last fiscal year+10% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- $43.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $72.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $218M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$218M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $218M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P• O••••••••• I••••••••• P••••••••• L• | Hedge Fund | $92.1M | 53 | Mar 28, 2012 |
| O••••••••• F•••••••• S••••••• P••••••••• L• | Hedge Fund | $43.9M | 38 | Mar 28, 2012 |
| O••••••••• I••••••••• P••••••••• L• | Hedge Fund | $32.8M | 37 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- O••••••••• C•••• K•••• · Managing Member, Ccocontrolsince 03/2007 · owns 75% or more
- O••••••••• K••••••• B••••• · Membersince 12/2021 · owns 10% to 25%
Related persons
Schedule D 7.A
- O••••••••• • C••••• L••investment advisernRAUM $93.0M
Advisers that list O••••••• L•• as a related person
- 15168 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Mar 27, 2025 to Mar 27, 2026
- Assets in custody · $183M to $218MMar 27, 2025 to Mar 27, 2026
- State-registered IARs · 4 to 5Mar 27, 2025 to Mar 27, 2026
- Discretionary RAUM · $183M to $218MMar 27, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $183M to $218MMar 27, 2025 to Mar 27, 2026
- RAUM · $183M to $218MMar 27, 2025 to Mar 27, 2026
- Advisory employees · 5 to 4Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $169M to $183MMar 28, 2024 to Mar 27, 2025
- Employees · 6 to 5Mar 28, 2024 to Mar 27, 2025
- Financial planning clients · 0 to 0Mar 28, 2024 to Mar 27, 2025
- State-registered IARs · 5 to 4Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $169M to $183MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $169M to $183MMar 28, 2024 to Mar 27, 2025
- RAUM · $169M to $183MMar 28, 2024 to Mar 27, 2025
- Assets in custody · $162M to $169MMar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $162M to $169MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $162M to $169MMar 29, 2023 to Mar 28, 2024
- RAUM · $162M to $169MMar 29, 2023 to Mar 28, 2024
- Assets in custody · $168M to $162MMar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $168M to $162MMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $168M to $162MMar 30, 2022 to Mar 29, 2023
- RAUM · $168M to $162MMar 30, 2022 to Mar 29, 2023
- Advisory employees · 4 to 5Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $165M to $168MMar 30, 2021 to Mar 30, 2022
- Employees · 5 to 6Mar 30, 2021 to Mar 30, 2022
- State-registered IARs · 0 to 5Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $165M to $168MMar 30, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $165M to $168MMar 30, 2021 to Mar 30, 2022
- RAUM · $165M to $168MMar 30, 2021 to Mar 30, 2022
- Advisory employees · 3 to 4Mar 30, 2020 to Mar 30, 2021
- Assets in custody · $162M to $165MMar 30, 2020 to Mar 30, 2021
- Discretionary RAUM · $162M to $165MMar 30, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $162M to $165MMar 30, 2020 to Mar 30, 2021
- RAUM · $162M to $165MMar 30, 2020 to Mar 30, 2021
- Assets in custody · $154M to $162MMay 21, 2019 to Mar 30, 2020
- Discretionary RAUM · $154M to $162MMay 21, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $154M to $162MMay 21, 2019 to Mar 30, 2020
- RAUM · $154M to $162MMay 21, 2019 to Mar 30, 2020
- Assets in custody · $167M to $154MJun 1, 2018 to Mar 26, 2019
- Discretionary RAUM · $167M to $154MJun 1, 2018 to Mar 26, 2019
Signals
2 dated events
- Victor Philip O••••••••• (Managing Member) no longer on Schedule A of O••••••• L•• (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- O••••••• L•• filed its initial SEC registration (Form ADV)Mar 31, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- O••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 2124897527reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026