DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pine Ridge Advisers LLC
Latest filing Mar 31, 2026
First filing on the tape May 8, 2018 · 15 filings
SEC status approved since Jun 7, 2018
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
36%
$5.2B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
14
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$14B as of Mar 31, 2026
Mar 20, 2019$863M then
HNW client RAUM$5.2B as of Mar 31, 2026
Mar 20, 2019$716M then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 20, 20190 then
Employees (5.A)14 as of Mar 31, 2026
Mar 20, 20194 then
Private funds1 as of Mar 31, 2026
Mar 31, 20221 then
RAUM +185% over the last fiscal year+76% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $236MderivedHNW RAUM over HNW clients
- Average account
- $328MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +185%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assets, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $12B, 44 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$8.9B62%
- High-net-worth individuals$5.2B36%
- Charitable organizations$275M1.9%
- Pooled investment vehicles$83.9M0.6%
- Individual clients
- 0reported
- HNW clients
- 22reported
- Pension plan clients
- 0reported
- Charitable clients
- 3reported
- Accounts
- 44reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $12B for 44 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.36 fund_share=0.01 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pra Capital Partners LLC | Other Private Fund | $59.2M | 3 | Oct 22, 2021 |
Owners and control persons
Schedule A and B, latest filing
- Baldassare Fodera · Managing Member, Chief Compliance Officercontrolsince 03/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $5,055,214,345 to $14,416,008,054 (+185.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 42 to 44Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 5 to 4Mar 28, 2025 to Mar 31, 2026
- Charity clients · 2 to 3Mar 28, 2025 to Mar 31, 2026
- Corporate clients · 16 to 18Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $3.4B to $12BMar 28, 2025 to Mar 31, 2026
- Employees · 15 to 14Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $5.1B to $14BMar 28, 2025 to Mar 31, 2026
- HNW RAUM · $2.5B to $5.2BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $80.0M to $83.9MMar 28, 2025 to Mar 31, 2026
- RAUM · $5.1B to $14BMar 28, 2025 to Mar 31, 2026
- Accounts · 33 to 42Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 4 to 5Mar 28, 2024 to Mar 28, 2025
- HNW clients · 14 to 22Mar 28, 2024 to Mar 28, 2025
- Assets in custody · $2.2B to $3.4BMar 28, 2024 to Mar 28, 2025
- Employees · 12 to 15Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · 26-50 to 26-50Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.5B to $5.1BMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $1.7B to $2.5BMar 28, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $73.2M to $80.0MMar 28, 2024 to Mar 28, 2025
- RAUM · $3.5B to $5.1BMar 28, 2024 to Mar 28, 2025
- Accounts · 32 to 33Mar 27, 2023 to Mar 28, 2024
- Advisory employees · 3 to 4Mar 27, 2023 to Mar 28, 2024
- Charity clients · unset to 2.0Mar 27, 2023 to Mar 28, 2024
- Corporate clients · 15 to 16Mar 27, 2023 to Mar 28, 2024
- Assets in custody · $1.6B to $2.2BMar 27, 2023 to Mar 28, 2024
- Employees · 11 to 12Mar 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.7B to $3.5BMar 27, 2023 to Mar 28, 2024
- HNW RAUM · $1.7B to $1.7BMar 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $60.2M to $73.2MMar 27, 2023 to Mar 28, 2024
- RAUM · $2.7B to $3.5BMar 27, 2023 to Mar 28, 2024
- Accounts · 23 to 32Aug 16, 2022 to Mar 27, 2023
- Corporate clients · 10 to 15Aug 16, 2022 to Mar 27, 2023
- HNW clients · 10 to 14Aug 16, 2022 to Mar 27, 2023
- Assets in custody · $1.9B to $1.6BAug 16, 2022 to Mar 27, 2023
- Employees · 8 to 11Aug 16, 2022 to Mar 27, 2023
- Financial planning clients · 11-25 to 26-50Aug 16, 2022 to Mar 27, 2023
- Discretionary RAUM · $2.7B to $2.7BAug 16, 2022 to Mar 27, 2023
- HNW RAUM · $2.1B to $1.7BAug 16, 2022 to Mar 27, 2023
- Pooled vehicle RAUM · $45.4M to $60.2MAug 16, 2022 to Mar 27, 2023
- RAUM · $2.7B to $2.7BAug 16, 2022 to Mar 27, 2023
Signals
6 dated events
- Pine Ridge Advisers Llc reported RAUM $14.4B, up 185% from $5.1B (2025-03-28 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Pine Ridge Advisers Llc reported RAUM $5.1B, up 46% from $3.5B (2024-03-28 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Pine Ridge Advisers Llc reported RAUM $3.5B, up 30% from $2.7B (2023-03-27 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Pine Ridge Advisers Llc reported RAUM $2.7B, up 88% from $1.4B (2021-10-22 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Pine Ridge Advisers Llc reported RAUM $1.4B, up 35% from $1.1B (2020-06-22 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Pine Ridge Advisers Llc filed its initial SEC registration (Form ADV)May 8, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Pine Ridge Advisers LLC · Family Officesshared crd · office
- Pine Ridge Advisers LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- pineridgeadvisers.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-273-0463reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026