DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
D•• M••••••• C•••••• L•
Latest filing Apr 30, 2026
First filing on the tape Mar 18, 2021 · 8 filings
SEC status approved since Apr 19, 2021
RAUM
$2.2B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$2.2B as of Apr 30, 2026
Mar 24, 2022$503M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 24, 20220 then
Employees (5.A)12 as of Apr 30, 2026
Mar 24, 202211 then
Private funds4 as of Apr 30, 2026
Mar 24, 20222 then
RAUM +52% over the last fiscal year+42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $136MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +52%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.5B, 9 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.8B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 16reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.5B for 9 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.83 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| D•• M••••••• C••••• O••••••••• M••••• F••• L• | Hedge Fund | $500M | 42 | Jul 20, 2018 |
| D•• M••••••• C•••••• A••••• M••••• F••• | Hedge Fund | $133M | 9 | Mar 24, 2022 |
Owners and control persons
Schedule A and B, latest filing
- C•••••••• S••••• N•• · Ceo/Cio/Limited Partnercontrolsince 10/2017 · owns 75% or more
- G••••••••• D••••• N•• · Chief Compliance Officer, Chief Operating Officer & Chief Financial Officercontrolsince 10/2017 · owns 5% to 10%
- C•••••••• S••••• N•• · Managing Membercontrolsince 10/2017 · owns 75% or more of D•• M••••••• C•••••• H••••••• L••
Entity owners
- D•• M••••••• C•••••• H••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- D•• M••••••• E•• G• L••bankpooled vehicle sponsorn
- D•• M••••••• G• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Apr 30, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-27 and 2026-04-30; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 15 to 16Mar 30, 2026 to Apr 30, 2026
- Pooled vehicle clients · 11 to 12Mar 30, 2026 to Apr 30, 2026
- Assets in custody · $1.2B to $1.5BMar 30, 2026 to Apr 30, 2026
- Private funds · 3 to 4Mar 30, 2026 to Apr 30, 2026
- Discretionary RAUM · $1.9B to $2.2BMar 30, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $1.6B to $1.8BMar 30, 2026 to Apr 30, 2026
- RAUM · $1.9B to $2.2BMar 30, 2026 to Apr 30, 2026
- Accounts · 13 to 15Mar 27, 2025 to Mar 30, 2026
- Pooled vehicle clients · 9 to 11Mar 27, 2025 to Mar 30, 2026
- Assets in custody · $766M to $1.2BMar 27, 2025 to Mar 30, 2026
- Private funds · 2 to 3Mar 27, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.4B to $1.9BMar 27, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $5.8M to $13.3MMar 27, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.1B to $1.6BMar 27, 2025 to Mar 30, 2026
- RAUM · $1.4B to $1.9BMar 27, 2025 to Mar 30, 2026
- Related adviser · false to trueMar 27, 2025 to Mar 30, 2026
- Accounts · 14 to 13Mar 20, 2024 to Mar 27, 2025
- Assets in custody · $632M to $766MMar 20, 2024 to Mar 27, 2025
- Employees · 11 to 12Mar 20, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 20, 2024 to Mar 27, 2025
- Discretionary RAUM · $1.2B to $1.4BMar 20, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $0 to $5.8MMar 20, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $895M to $1.1BMar 20, 2024 to Mar 27, 2025
- RAUM · $1.2B to $1.4BMar 20, 2024 to Mar 27, 2025
- Accounts · 10 to 14Mar 28, 2023 to Mar 20, 2024
- Assets in custody · $447M to $632MMar 28, 2023 to Mar 20, 2024
- Discretionary RAUM · $765M to $1.2BMar 28, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $685M to $895MMar 28, 2023 to Mar 20, 2024
- RAUM · $765M to $1.2BMar 28, 2023 to Mar 20, 2024
- Accounts · 5 to 10Mar 24, 2022 to Mar 28, 2023
- Pooled vehicle clients · 5 to 9Mar 24, 2022 to Mar 28, 2023
- Assets in custody · $503M to $447MMar 24, 2022 to Mar 28, 2023
- Discretionary RAUM · $503M to $765MMar 24, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $503M to $685MMar 24, 2022 to Mar 28, 2023
- RAUM · $503M to $765MMar 24, 2022 to Mar 28, 2023
- Accounts · 3 to 5May 28, 2021 to Mar 24, 2022
- Advisory employees · 6 to 8May 28, 2021 to Mar 24, 2022
- Pooled vehicle clients · 3 to 5May 28, 2021 to Mar 24, 2022
- Assets in custody · $0 to $503MMay 28, 2021 to Mar 24, 2022
- Employees · 9 to 11May 28, 2021 to Mar 24, 2022
Signals
5 dated events
- D•• M••••••• C•••••• L• reported RAUM $1.9B, up 35% from $1.4B (2025-03-27 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- D•• M••••••• C•••••• L• reported RAUM $1.2B, up 60% from $764.7M (2023-03-28 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- D•• M••••••• C•••••• L• reported RAUM $764.7M, up 52% from $503.0M (2022-03-24 to 2023-03-28)Mar 28, 2023 · RAUM change · derived
- D•• M••••••• C•••••• L• reported RAUM $503.0M, up 44% from $350.0M (2021-05-28 to 2022-03-24)Mar 24, 2022 · RAUM change · derived
- D•• M••••••• C•••••• L• filed its initial SEC registration (Form ADV)Mar 18, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dsc-meridian-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- DSCM•••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 393-4860reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026