DFX Intelligence

RIA Intelligence

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SEC-registered adviser

J•••• R••• C•••••• M••••••••• L•••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 296822SEC 801-114289website IAPD

Latest filing Mar 26, 2026

First filing on the tape Oct 15, 2018 · 16 filings

SEC status approved since Nov 15, 2018

RAUM

$350M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$350M as of Mar 26, 2026

Mar 22, 2019$316M then

HNW client RAUM$0 as of Mar 29, 2022

Mar 22, 2019$0 then

State-registered IARs (5.B.3)0 as of Mar 26, 2026

Mar 22, 20190 then

Employees (5.A)6 as of Mar 26, 2026

Mar 22, 20198 then

Private funds1 as of Mar 26, 2026

Mar 22, 20191 then

RAUM -29% over the last fiscal year-12% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $87.6MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year: -29%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, performance-basedreportedItem 5.E
Advisory activities: portfolio management for pooled vehiclesreportedItem 5.G
Custody: $49.5M, 3 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
a related person has custody of client cash (9.B.1.a)
a related person has custody of client securities (9.B.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$350M100%

Individual clients: n/areported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 4reported
Financial planning clients: reported
Wrap fee programs: noreported
Custody of client assets: $49.5M for 3 clientsreported
Compensation: % of AUM, performancereported
Class basis: private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

2 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
J•••• R••• O••••••••• M••••• F••• I• L•	Hedge Fund	$309M	12	Mar 22, 2019
J•••• R••• O••••••••• F••• I•• L•no longer reported	Other Private Fund	$32.5M	8	Jun 5, 2018

Owners and control persons

Schedule A and B, latest filing

C•••••••• J••••• N•• · Senior Managing Director, Limited Partnercontrol
since 11/2017 · owns 25% to 50%
D••••• A•••••• S••••• · Chief Compliance Officer And Director Of Operationscontrol
since 09/2024 · owns less than 5%
W••••••••• A••••• N•• · Managing Partner, Chief Executive Officer, Limited Partnercontrol
since 09/2017 · owns 50% to 75%
W••••••••• A••••• N•• · Ownercontrol
since 09/2017 · owns 75% or more of J•••• R••• M••••••••• L•••••
Z••• T••••• T•• · Investment Professional And Limited Partner
since 01/2023 · owns 5% to 10%

Entity owners

J•••• R••• M••••••••• L••••• · General Partner
direct · owns less than 5%

Related persons

Schedule D 7.A

J•••• R••• O••••••••• F••• I• G• L••
bankpooled vehicle sponsorn

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM down 25 %Change between filings · filing Mar 26, 2026
RAUM (Item 5.F) moved from $493,493,803 to $350,447,784 (-29.0%) between the annual amendments of 2025-03-24 and 2026-03-26; the peer median change was +4.0% (1145 comparable advisers, 9.0th percentile of changes)
peers: asset managers, $100M to $500M (1,145) · 8.7% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Assets in custody · $221M to $49.5M
Mar 24, 2025 to Mar 26, 2026
Discretionary RAUM · $493M to $350M
Mar 24, 2025 to Mar 26, 2026
Pooled vehicle RAUM · $493M to $350M
Mar 24, 2025 to Mar 26, 2026
RAUM · $493M to $350M
Mar 24, 2025 to Mar 26, 2026
Advisory employees · 5 to 4
Sep 26, 2024 to Mar 24, 2025
Assets in custody · $309M to $221M
Sep 26, 2024 to Mar 24, 2025
Employees · 8 to 6
Sep 26, 2024 to Mar 24, 2025
Financial planning clients · unset to
Sep 26, 2024 to Mar 24, 2025
Discretionary RAUM · $569M to $493M
Sep 26, 2024 to Mar 24, 2025
Pooled vehicle RAUM · $569M to $493M
Sep 26, 2024 to Mar 24, 2025
RAUM · $569M to $493M
Sep 26, 2024 to Mar 24, 2025
Assets in custody · $281M to $309M
Mar 30, 2023 to Mar 28, 2024
Employees · 7 to 8
Mar 30, 2023 to Mar 28, 2024
Discretionary RAUM · $507M to $569M
Mar 30, 2023 to Mar 28, 2024
Pooled vehicle RAUM · $507M to $569M
Mar 30, 2023 to Mar 28, 2024
RAUM · $507M to $569M
Mar 30, 2023 to Mar 28, 2024
Advisory activities · 2 to 1
Mar 29, 2022 to Mar 30, 2023
Charity clients · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
Corporate clients · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
HNW clients · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
Individual clients · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
Pension plan clients · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
Pooled vehicle clients · 3 to 4
Mar 29, 2022 to Mar 30, 2023
Assets in custody · $287M to $281M
Mar 29, 2022 to Mar 30, 2023
Employees · 8 to 7
Mar 29, 2022 to Mar 30, 2023
Discretionary RAUM · $511M to $507M
Mar 29, 2022 to Mar 30, 2023
HNW RAUM · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
Individual RAUM · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
Pension RAUM · 0.0 to unset
Mar 29, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $287M to $507M
Mar 29, 2022 to Mar 30, 2023
RAUM · $511M to $507M
Mar 29, 2022 to Mar 30, 2023
Advisory employees · 4 to 5
Mar 31, 2021 to Mar 29, 2022
Assets in custody · $336M to $287M
Mar 31, 2021 to Mar 29, 2022
Employees · 7 to 8
Mar 31, 2021 to Mar 29, 2022
Discretionary RAUM · $558M to $511M
Mar 31, 2021 to Mar 29, 2022
Pooled vehicle RAUM · $336M to $287M
Mar 31, 2021 to Mar 29, 2022
RAUM · $558M to $511M
Mar 31, 2021 to Mar 29, 2022
Related adviser · true to false
Mar 31, 2021 to Mar 29, 2022
Assets in custody · $64.1M to $336M
Mar 30, 2020 to Mar 31, 2021
Discretionary RAUM · $233M to $558M
Mar 30, 2020 to Mar 31, 2021

Signals

8 dated events

J•••• R••• C•••••• M••••••••• L••• reported RAUM $350.4M, down 29% from $493.5M (2025-03-24 to 2026-03-26)
Mar 26, 2026 · RAUM change · derived
James Robert Renda (Chief Financial Officer, Chief Compliance Officer, And Limited Partner) no longer on Schedule A of J•••• R••• C•••••• M••••••••• L••• (listed 2024-03-28, absent 2024-09-03)
Sep 3, 2024 · Control person left · inference
Steven Andrew Davis (Chief Compliance Officer And Director Of Operations) appeared on Schedule A of J•••• R••• C•••••• M••••••••• L•••
Sep 3, 2024 · Control person joined · fact
J•••• R••• C•••••• M••••••••• L••• reported RAUM $558.0M, up 140% from $232.5M (2020-03-30 to 2021-03-31)
Mar 31, 2021 · RAUM change · derived
M•••••• J••••• T•••• (Senior Managing Director) no longer on Schedule A of J•••• R••• C•••••• M••••••••• L••• (listed 2019-11-27, absent 2020-01-27)
Jan 27, 2020 · Control person left · inference
T••••• M•••••• A•••• (Chief Operating Officer, General Counsel & Chief Compliance Officer) no longer on Schedule A of J•••• R••• C•••••• M••••••••• L••• (listed 2019-06-17, absent 2019-10-08)
Oct 8, 2019 · Control person left · inference
M•••••• J••••• T•••• (Senior Managing Director) appeared on Schedule A of J•••• R••• C•••••• M••••••••• L•••
Mar 22, 2019 · Control person joined · fact
J•••• R••• C•••••• M••••••••• L••• filed its initial SEC registration (Form ADV)
Oct 15, 2018 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: J••••R•••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (212) 653-1950reportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026