DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A••••• C•••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 7, 2018 · 12 filings
SEC status approved since Dec 10, 2018
RAUM
$418M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$418M as of Mar 30, 2026
Mar 26, 2019$261M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20190 then
Employees (5.A)4 as of Mar 30, 2026
Mar 26, 20196 then
Private funds12 as of Mar 30, 2026
Mar 26, 20194 then
RAUM +114% over the last fiscal year+4.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $34.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +114%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $418M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$418M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 12reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $418M for 12 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=2.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A••••• E••••••• E••• I• L• | Venture Capital Fund | $89.5M | 95 | Nov 7, 2018 |
| A••••• E••• P••••••• I• L• | Venture Capital Fund | $66.7M | 17 | Mar 27, 2020 |
| A••••• G••••• O••••••••• I•• L• | Venture Capital Fund | $18.4M | 8 | Mar 25, 2022 |
| A••••• E••• P••••••• I•• L• | Venture Capital Fund | $10.5M | 21 | Mar 25, 2022 |
| A••••• E••• P••••••• I• L• | Venture Capital Fund | $7.3M | 26 | Mar 25, 2022 |
| A••••• E••• P••••••• I• L• | Venture Capital Fund | $7.3M | 17 | Mar 27, 2020 |
| A••••• G••••• O••••••••• I• L• | Venture Capital Fund | $3.2M | 29 | Mar 27, 2020 |
| S••••••••• I••••••• O••••••••• F••• I• L• | Venture Capital Fund | $1.0M | 68 | May 1, 2018 |
| A••••• G••••• O••••••••• F••• I• L• | Venture Capital Fund | $825,397 | 3 | Mar 27, 2020 |
| S••••••••• I••••••• O••••••••• F••• I• L• | Venture Capital Fund | $717,825 | 34 | Nov 7, 2018 |
| A••••• G••••• O••••••••• I• L• | Venture Capital Fund | $309,394 | 31 | Mar 25, 2022 |
| S••••••••• I••••••• O••••••••• F••• I• L• | Venture Capital Fund | $148,327 | 11 | Nov 7, 2018 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• M••••• R••• · Chief Compliance Officercontrolsince 09/2018 · owns less than 5%
- S•••••••• D•••••• M••••••• · Chief Financial Officercontrolsince 02/2018 · owns less than 5%
- S••••• J•••••••• T••••• · Chief Executive Officercontrolsince 07/2012 · owns 75% or more
Related persons
Schedule D 7.A
- A••••• C•••••• L••broker-dealern
- A••••• E••••••• E••• I• G• L••pooled vehicle sponsorn
- A••••• E••• P••••••• I• G• L••pooled vehicle sponsorn
- A••••• E••• P••••••• I• G• L••pooled vehicle sponsorn
- A••••• E••• P••••••• I•• G• L••pooled vehicle sponsorn
- A••••• E••• P••••••• I• G• L••pooled vehicle sponsorn
- A••••• G••••• O••••••••• I• G• L••pooled vehicle sponsorn
- A••••• G••••• O••••••••• I•• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $195,118,972 to $417,629,206 (+114.0%) between the annual amendments of 2025-03-24 and 2026-03-30; the peer median change was +4.0% (1148 comparable advisers, 97.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 97% percentile
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 7.0 to 12.0 (+71.0%) between the annual amendments of 2025-03-24 and 2026-03-30; the peer median change was 0.0% (735 comparable advisers, 99.0th percentile of changes)peers: asset managers, $100M to $500M (735) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 7 to 12Mar 24, 2025 to Mar 30, 2026
- Pooled vehicle clients · 7 to 12Mar 24, 2025 to Mar 30, 2026
- Assets in custody · $2.1M to $418MMar 24, 2025 to Mar 30, 2026
- Private funds · 7 to 12Mar 24, 2025 to Mar 30, 2026
- Discretionary RAUM · $195M to $418MMar 24, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $195M to $418MMar 24, 2025 to Mar 30, 2026
- RAUM · $195M to $418MMar 24, 2025 to Mar 30, 2026
- Assets in custody · $1.1M to $2.1MApr 25, 2024 to Mar 24, 2025
- Financial planning clients · unset to Apr 25, 2024 to Mar 24, 2025
- Discretionary RAUM · $218M to $195MApr 25, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $218M to $195MApr 25, 2024 to Mar 24, 2025
- RAUM · $218M to $195MApr 25, 2024 to Mar 24, 2025
- Discretionary RAUM · $228M to $218MMar 28, 2024 to Apr 25, 2024
- Pooled vehicle RAUM · $228M to $218MMar 28, 2024 to Apr 25, 2024
- RAUM · $228M to $218MMar 28, 2024 to Apr 25, 2024
- Accounts · 12 to 7Mar 31, 2023 to Mar 28, 2024
- Pooled vehicle clients · 12 to 7Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $362M to $1.1MMar 31, 2023 to Mar 28, 2024
- Employees · 6 to 4Mar 31, 2023 to Mar 28, 2024
- Private funds · 12 to 7Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $362M to $228MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $362M to $228MMar 31, 2023 to Mar 28, 2024
- RAUM · $362M to $228MMar 31, 2023 to Mar 28, 2024
- Assets in custody · $811M to $362MMar 25, 2022 to Mar 31, 2023
- Employees · 9 to 6Mar 25, 2022 to Mar 31, 2023
- Discretionary RAUM · $811M to $362MMar 25, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $811M to $362MMar 25, 2022 to Mar 31, 2023
- RAUM · $811M to $362MMar 25, 2022 to Mar 31, 2023
- Accounts · 8 to 12May 10, 2021 to Mar 25, 2022
- Advisory employees · 3 to 4May 10, 2021 to Mar 25, 2022
- Pooled vehicle clients · 8 to 12May 10, 2021 to Mar 25, 2022
- Assets in custody · $566M to $811MMay 10, 2021 to Mar 25, 2022
- Employees · 4 to 9May 10, 2021 to Mar 25, 2022
- Private funds · 8 to 12May 10, 2021 to Mar 25, 2022
- Discretionary RAUM · $566M to $811MMay 10, 2021 to Mar 25, 2022
- Pooled vehicle RAUM · $566M to $811MMay 10, 2021 to Mar 25, 2022
- RAUM · $566M to $811MMay 10, 2021 to Mar 25, 2022
- Advisory employees · 5 to 3Aug 14, 2020 to Mar 22, 2021
- Assets in custody · $438M to $566MAug 14, 2020 to Mar 22, 2021
- Employees · 8 to 4Aug 14, 2020 to Mar 22, 2021
Signals
9 dated events
- A••••• C•••••• M••••••••• L•• reported RAUM $417.6M, up 114% from $195.1M (2025-03-24 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $227.7M, down 37% from $361.5M (2023-03-31 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $361.5M, down 55% from $810.8M (2022-03-25 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $810.8M, up 43% from $565.7M (2021-05-10 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- A••••• C•••••• M••••••••• L•• reported RAUM $565.7M, up 29% from $438.4M (2020-08-14 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
- Samuel Joshua Dienstag (Chief Investment Officer) no longer on Schedule A of A••••• C•••••• M••••••••• L•• (listed 2020-03-27, absent 2020-08-14)Aug 14, 2020 · Control person left · inference
- A••••• C•••••• M••••••••• L•• reported RAUM $438.4M, up 68% from $260.6M (2019-03-26 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- Samuel Joshua Dienstag (Chief Investment Officer) appeared on Schedule A of A••••• C•••••• M••••••••• L••Mar 26, 2019 · Control person joined · fact
- S••••••••• L•• filed its initial SEC registration (Form ADV)Nov 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A••••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/A•••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-218-7632reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026