DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

H•••• C••••••

Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 296844SEC 801-119165websiteIAPD
Legal name H•••• C•••••• I••••••••• M••••••••• L••
Latest filing Aug 13, 2026
First filing on the tape Jun 26, 2020 · 20 filings
SEC status approved since Jul 27, 2020
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
39
15 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
40
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$4.4B as of Aug 13, 2026
Mar 31, 2021$691M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 13, 2026
Mar 31, 20210 then
Employees (5.A)39 as of Aug 13, 2026
Mar 31, 202114 then
Private funds40 as of Aug 13, 2026
Mar 31, 202115 then
RAUM +64% over the last fiscal year+28% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$84.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
+64%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes testimonials (5.L.1.c)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$4.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
52reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      30 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H•• V• L•••Venture Capital Fund$478M193Mar 31, 2022
      H•• I•• L•••Venture Capital Fund$324M135Mar 31, 2022
      H• S•• L•Venture Capital Fund$244M3Mar 31, 2021
      N•• I•• L•••Venture Capital Fund$175M78Mar 30, 2020
      H•• S•• L•Venture Capital Fund$109M32Mar 31, 2021
      N•• C•••••• S•• L•Venture Capital Fund$91.3M21Mar 30, 2020
      H•• S•• L•Venture Capital Fund$90.1M34Mar 31, 2022
      H•••• C•••••• S•• L•Venture Capital Fund$85.7M3Mar 31, 2021
      T•• I•• L•••Venture Capital Fund$60.7M24Aug 3, 2018
      N•• C•••••• S•• L•Venture Capital Fund$48.3M33Mar 27, 2019
      H•• S•• L•Venture Capital Fund$46.7M76Mar 31, 2023
      H•••• C•••••• S•• L•Venture Capital Fund$45.5M2Mar 31, 2021
      H•• S••• L•Venture Capital Fund$35.0M10Mar 31, 2023
      N•• C•••••• S•• L•Venture Capital Fund$30.3M2Mar 30, 2020
      H•••• C•••••• S•• L•Venture Capital Fund$27.8M4Mar 31, 2021
      H•• S•• L•Venture Capital Fund$26.1M21Mar 31, 2022
      H•• I• L•••Venture Capital Fund$22.3M61Mar 30, 2020
      N•• C•••••• S•• L•Venture Capital Fund$21.6M2Mar 27, 2019
      N•• C•••••• S•• L•Venture Capital Fund$21.0M68Mar 30, 2020
      H•• S•• L•Venture Capital Fund$20.0M24Mar 31, 2022
      H•• S•• L•Venture Capital Fund$18.7M23Mar 31, 2023
      H•• W••• I• L•••Venture Capital Fund$15.3M141Mar 31, 2023
      N•• C•••••• S•• L•Venture Capital Fund$9.2M3Mar 30, 2020
      H•• S•• L•Venture Capital Fund$5.9M2Mar 31, 2021
      H•• S••• L•Venture Capital Fund$5.0M3Mar 29, 2024
      H•• S••• L•Venture Capital Fund$2.5M74Mar 29, 2024
      H•• S••• L•Venture Capital Fund$2.4M2Mar 31, 2022
      H•• S•• L•Venture Capital Fund$1.5M9Mar 31, 2022
      H•• S•• L•Venture Capital Fund$624,4082Mar 31, 2022
      H•• V•• L•••Venture Capital Fund$01Mar 29, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • A•••• A••• B•••• · Presidentcontrol
        since 03/2022 · owns 25% to 50%
      • A••• A•••••• I•••••• · Managing Member/Chief Executive Officercontrol
        since 06/2017 · owns 50% to 75%
      • B•••••• J••••• I••••• · Chief Operating Officercontrol
        since 05/2021 · owns less than 5%
      • H••••••••• A••• · General Counsel/Chief Compliance Officercontrol
        since 04/2021 · owns less than 5%
      • H•••• A•••••• S• · Chief B••••••• Officercontrol
        since 06/2020 · owns less than 5%
      • A•••• A••• B•••• · Trusteecontrol
        since 10/2019 · owns F of B• R•••••••• T••••
      • A••• A•••••• I•••••• · Trusteecontrol
        since 10/2019 · owns F of A• R•••••••• T••••
      Entity owners
      • A• R•••••••• T•••• · Member
        indirect · owns 25% to 50% of A••• H•••••••• L••
      • A••• H•••••••• L•• · Managing Member
        indirect · owns 25% to 50% of H•••• C•••••• H••••••• L••
      • B• R•••••••• T•••• · Member
        indirect · owns 75% or more of B••• H••••••• L••
      • B••• H••••••• L•• · Managing Member
        indirect · owns 25% to 50% of H•••• C•••••• H••••••• L••
      • H•••• C•••••• H••••••• L•• · Shareholder
        indirect · owns 75% or more of H•••• C•••••• I••• I•••
      • H•••• C•••••• I••• I••• · Non-Managing Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      • H• S•• G• L••
        pooled vehicle sponsorn
      • H•• G• I• L•••
        pooled vehicle sponsorn
      • H•• G• I•• L••
        pooled vehicle sponsorn
      • H•• G• V• L••
        pooled vehicle sponsorn
      • H•• S••• G• L••
        pooled vehicle sponsorn
      • H•• S••• G• L••
        pooled vehicle sponsorn
      • H•• S••• G• L••
        pooled vehicle sponsorn
      • H•• S••• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• S•• G• L••
        pooled vehicle sponsorn
      • H•• V• G•• L••
        pooled vehicle sponsorn
      • H•• W••• G• I• L••
        pooled vehicle sponsorn
      • H•••• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • H•••• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • H•••• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • N•• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • N•• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • N•• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • N•• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • N•• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • N•• C•••••• S•• G• L••
        pooled vehicle sponsorn
      • N•• G• I•• L••
        pooled vehicle sponsorn
      • T•• G• I•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      • Bastrop, TX
      What changed
      consecutive filings, newest first
      • Accounts · 38 to 52
        Mar 28, 2025 to Mar 31, 2026
      • Advisory employees · 20 to 15
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle clients · 38 to 52
        Mar 28, 2025 to Mar 31, 2026
      • Custody of client assets · true to false
        Mar 28, 2025 to Mar 31, 2026
      • Employees · 54 to 39
        Mar 28, 2025 to Mar 31, 2026
      • Private funds · 31 to 40
        Mar 28, 2025 to Mar 31, 2026
      • Discretionary RAUM · $2.7B to $4.4B
        Mar 28, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $2.7B to $4.4B
        Mar 28, 2025 to Mar 31, 2026
      • RAUM · $2.7B to $4.4B
        Mar 28, 2025 to Mar 31, 2026
      • Accounts · 34 to 38
        Mar 29, 2024 to Mar 28, 2025
      • Advisory employees · 17 to 20
        Mar 29, 2024 to Mar 28, 2025
      • Pooled vehicle clients · 34 to 38
        Mar 29, 2024 to Mar 28, 2025
      • Employees · 56 to 54
        Mar 29, 2024 to Mar 28, 2025
      • Financial planning clients · unset to
        Mar 29, 2024 to Mar 28, 2025
      • Private funds · 30 to 31
        Mar 29, 2024 to Mar 28, 2025
      • Discretionary RAUM · $2.1B to $2.7B
        Mar 29, 2024 to Mar 28, 2025
      • Pooled vehicle RAUM · $2.1B to $2.7B
        Mar 29, 2024 to Mar 28, 2025
      • RAUM · $2.1B to $2.7B
        Mar 29, 2024 to Mar 28, 2025
      • Accounts · 27 to 34
        Apr 28, 2023 to Mar 29, 2024
      • Pooled vehicle clients · 27 to 34
        Apr 28, 2023 to Mar 29, 2024
      • Other offices · 0 to 1
        Apr 28, 2023 to Mar 29, 2024
      • Private funds · 27 to 30
        Apr 28, 2023 to Mar 29, 2024
      • Discretionary RAUM · $2.0B to $2.1B
        Apr 28, 2023 to Mar 29, 2024
      • Pooled vehicle RAUM · $2.0B to $2.1B
        Apr 28, 2023 to Mar 29, 2024
      • RAUM · $2.0B to $2.1B
        Apr 28, 2023 to Mar 29, 2024
      • Discretionary RAUM · $2.1B to $2.0B
        Mar 31, 2023 to Apr 28, 2023
      • Pooled vehicle RAUM · $2.1B to $2.0B
        Mar 31, 2023 to Apr 28, 2023
      • RAUM · $2.1B to $2.0B
        Mar 31, 2023 to Apr 28, 2023
      • Accounts · 23 to 27
        Apr 20, 2022 to Mar 31, 2023
      • Advisory employees · 14 to 17
        Apr 20, 2022 to Mar 31, 2023
      • Business name · O•• P•••••• B••••••• N••• I• ••••• C•••••••• to H•••• C••••••
        Apr 20, 2022 to Mar 31, 2023
      • Pooled vehicle clients · 23 to 27
        Apr 20, 2022 to Mar 31, 2023
      • Assets in custody · unset to 0.0
        Apr 20, 2022 to Mar 31, 2023
      • Custody of client assets · false to true
        Apr 20, 2022 to Mar 31, 2023
      • Employees · 33 to 56
        Apr 20, 2022 to Mar 31, 2023
      • Private funds · 23 to 27
        Apr 20, 2022 to Mar 31, 2023
      • Discretionary RAUM · $2.0B to $2.1B
        Apr 20, 2022 to Mar 31, 2023
      • Pooled vehicle RAUM · $2.0B to $2.1B
        Apr 20, 2022 to Mar 31, 2023
      • RAUM · $2.0B to $2.1B
        Apr 20, 2022 to Mar 31, 2023
      • Business name · H•••• C•••••• M••••••••• to O•• P•••••• B••••••• N••• I• ••••• C••••••••
        Mar 31, 2022 to Apr 5, 2022
      Signals
      9 dated events
      • H•••• C•••••• reported RAUM $4.4B, up 64% from $2.7B (2025-03-28 to 2026-03-31)
        Mar 31, 2026 · RAUM change · derived
      • Dalby Marie Szuts (Chief People Officer) no longer on Schedule A of H•••• C•••••• (listed 2022-04-20, absent 2023-03-31)
        Mar 31, 2023 · Control person left · inference
      • H•••• C•••••• reported RAUM $2.0B, up 190% from $690.6M (2022-01-28 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • Irving James Baaden (Chief Operating Officer) appeared on Schedule A of H•••• C••••••
        Mar 31, 2022 · Control person joined · fact
      • Dalby Marie Szuts (Chief People Officer) appeared on Schedule A of H•••• C••••••
        Mar 31, 2022 · Control person joined · fact
      • A••• H••••••••• (Director Of Legal) appeared on Schedule A of H•••• C••••••
        Apr 17, 2021 · Control person joined · fact
      • Christina Laura Wong (Chief Compliance Officer) no longer on Schedule A of H•••• C•••••• (listed 2021-03-31, absent 2021-04-02)
        Apr 2, 2021 · Control person left · inference
      • H•••• C•••••• reported RAUM $690.6M, up 214% from $219.7M (2020-07-23 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • T•• G•••• H•••••••• L•• filed its initial SEC registration (Form ADV)
        Jun 26, 2020 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/humandotcapitalreportedpublic record, Form ADV, Sep 18, 2026
      Website
      h••••.capitalreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      415-295-2379reportedpublic record, Form ADV, Aug 13, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026