DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••• P••••••• M••••••••• I•••
Latest filing Mar 31, 2026
First filing on the tape Dec 18, 2018 · 9 filings
SEC status approved since Jan 28, 2019
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
50
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
13
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$1.5B as of Mar 31, 2026
Mar 30, 2020$378M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20200 then
Employees (5.A)50 as of Mar 31, 2026
Mar 30, 202019 then
Private funds13 as of Mar 31, 2026
Mar 30, 20207 then
RAUM -7.1% over the last fiscal year+2.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $117MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.1B, 13 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.5B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.1B for 13 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- D••••••• P••••••• B•••••• · Ceocontrolsince 06/2013 · owns 25% to 50%
- G•••• J••••• M•••••• · Chief Compliance Officer And Vice President Of Financecontrolsince 01/2018 · owns less than 5%
- M•••••••• C••••• M• · Chief Financial Officercontrolsince 01/2020 · owns less than 5%
- P••••••• G•••••• N••••• · Chairmancontrolsince 06/2013 · owns 25% to 50%
- P••••••• J•••••••• M•••••• · Presidentcontrolsince 06/2013 · owns 25% to 50%
Related persons
Schedule D 7.A
- C•••••• B••••• F••• I•• L••pooled vehicle sponsory
- C•••••• I••••••••• P••••••• I••• L••pooled vehicle sponsory
- C•••••• L••• • D••••••••• I• L••pooled vehicle sponsory
- C•••••• L•••••••• D••••••••• P•••••••• L••pooled vehicle sponsory
- C•••••• P••••••• I•• L••pooled vehicle sponsory
- C•••••• P••••••• I•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Fort Worth, TX2 employees
What changed
consecutive filings, newest first
- Advisory employees · 15 to 14Mar 28, 2025 to Mar 31, 2026
- Assets in custody · $1.1B to $1.1BMar 28, 2025 to Mar 31, 2026
- Employees · 54 to 50Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.6B to $1.5BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $1.6B to $1.5BMar 28, 2025 to Mar 31, 2026
- RAUM · $1.6B to $1.5BMar 28, 2025 to Mar 31, 2026
- Assets in custody · $803M to $1.1BAug 30, 2024 to Mar 28, 2025
- Employees · 53 to 54Aug 30, 2024 to Mar 28, 2025
- Financial planning clients · unset to Aug 30, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.7B to $1.6BAug 30, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.7B to $1.6BAug 30, 2024 to Mar 28, 2025
- RAUM · $1.7B to $1.6BAug 30, 2024 to Mar 28, 2025
- Other offices · 0 to 1Mar 31, 2024 to Aug 30, 2024
- Discretionary RAUM · $1.6B to $1.7BMar 31, 2024 to Aug 30, 2024
- Pooled vehicle RAUM · $1.6B to $1.7BMar 31, 2024 to Aug 30, 2024
- RAUM · $1.6B to $1.7BMar 31, 2024 to Aug 30, 2024
- Accounts · 12 to 13Mar 31, 2023 to Mar 31, 2024
- Pooled vehicle clients · 12 to 13Mar 31, 2023 to Mar 31, 2024
- Employees · 54 to 53Mar 31, 2023 to Mar 31, 2024
- Private funds · 12 to 13Mar 31, 2023 to Mar 31, 2024
- Discretionary RAUM · $1.4B to $1.6BMar 31, 2023 to Mar 31, 2024
- Pooled vehicle RAUM · $1.4B to $1.6BMar 31, 2023 to Mar 31, 2024
- RAUM · $1.4B to $1.6BMar 31, 2023 to Mar 31, 2024
- Accounts · 11 to 12Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 11 to 12Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $1.1B to $803MMar 31, 2022 to Mar 31, 2023
- Private funds · 11 to 12Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $1.8B to $1.4BMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $1.8B to $1.4BMar 31, 2022 to Mar 31, 2023
- RAUM · $1.8B to $1.4BMar 31, 2022 to Mar 31, 2023
- Accounts · 9 to 11Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 12 to 15Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 9 to 11Mar 31, 2021 to Mar 31, 2022
- Assets in custody · $558M to $1.1BMar 31, 2021 to Mar 31, 2022
- Employees · 39 to 54Mar 31, 2021 to Mar 31, 2022
- Private funds · 9 to 11Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.1B to $1.8BMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.1B to $1.8BMar 31, 2021 to Mar 31, 2022
- RAUM · $1.1B to $1.8BMar 31, 2021 to Mar 31, 2022
- Accounts · 7 to 9Mar 30, 2020 to Mar 31, 2021
Signals
5 dated events
- C•••••• P••••••• M••••••••• I••• reported RAUM $1.8B, up 72% from $1.1B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- C•••••• P••••••• M••••••••• I••• reported RAUM $1.1B, up 179% from $377.8M (2020-03-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- C•••••• P••••••• M••••••••• I••• reported RAUM $377.8M, up 95% from $193.4M (2018-12-18 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- M. Craig Motichko (Chief Financial Officer) appeared on Schedule A of C•••••• P••••••• M••••••••• I•••Mar 30, 2020 · Control person joined · fact
- C•••••• P••••••• filed its initial SEC registration (Form ADV)Dec 18, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/caprock-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 949-342-8000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C•••••• P••••••• M••••••••• I••• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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