DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•••••••••

Former SEC-registered adviserBoston, MassachusettsCRD 297107SEC 801-113361IAPD
Legal name M••••••••• I•••
Latest filing Mar 5, 2020
First filing on the tape May 2, 2018 · 6 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM: $360,000
HNW client RAUM: $0
State-registered IARs (5.B.3)1 as of Mar 5, 2020
Mar 19, 20191 then
Employees (5.A)2 as of Mar 5, 2020
Mar 19, 20192 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 1 to 1offices 0 to 1
Practice profile
derived from the filing of Mar 5, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • N•••• T••••• · Ceo And Chief Compliance Officercontrol
      since 01/2018 · owns less than 5%
    • N•••• T••••• · Ceo And Chief Compliance Officercontrol
      since 01/2018 · owns 75% or more of M••••••••• L••
    Entity owners
    • M••••••••• L•• · Parent Company
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • London, United Kingdom6 employees
    What changed
    consecutive filings, newest first
    • Accounts · 6.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • HNW clients · 0.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • Individual clients · 6.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • Other offices · 0 to 1
      Dec 10, 2019 to Mar 5, 2020
    • Discretionary RAUM · 360000.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • HNW RAUM · 0.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • Individual RAUM · 360000.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • Non-discretionary RAUM · 0.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • RAUM · 360000.0 to unset
      Dec 10, 2019 to Mar 5, 2020
    • Accounts · 0 to 6
      Sep 5, 2018 to Mar 19, 2019
    • Individual clients · 0 to 6
      Sep 5, 2018 to Mar 19, 2019
    • Discretionary RAUM · $0 to $360,000
      Sep 5, 2018 to Mar 19, 2019
    • Individual RAUM · $0 to $360,000
      Sep 5, 2018 to Mar 19, 2019
    • RAUM · $0 to $360,000
      Sep 5, 2018 to Mar 19, 2019
    Signals
    1 dated events
    • Marketsflow filed its initial SEC registration (Form ADV)
      May 2, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026