DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
N•••• H••••• R••••••• P••••••• L•
Latest filing Mar 27, 2026
First filing on the tape May 11, 2020 · 11 filings
SEC status approved since Jun 10, 2020
RAUM
$2.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$2.6B as of Mar 27, 2026
Mar 29, 2021$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 29, 20210 then
Employees (5.A)8 as of Mar 27, 2026
Mar 29, 20217 then
Private funds9 as of Mar 27, 2026
Mar 29, 20215 then
RAUM +95% over the last fiscal year+42% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $286MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +95%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.6B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| N••• L•••• L• | Private Equity Fund | $285M | 26 | Mar 30, 2023 |
| N•••• H••••• P••••••••• P••••••• I• L• | Private Equity Fund | $224M | 42 | Mar 21, 2024 |
| N•••• H••••• P••••••••• P••••••• L• | Private Equity Fund | $207M | 22 | Mar 30, 2022 |
| N•••• H••••• R••••••• P••••••• F••• I• L• | Private Equity Fund | $119M | 37 | Aug 27, 2018 |
| N•••• H••••• S•• L• | Private Equity Fund | $32.6M | 20 | Feb 12, 2020 |
| N•••• H••••• T•• C•••••••• F••• L• | Private Equity Fund | $14.5M | 11 | Mar 8, 2019 |
| N•••• H••••• F•••••• I•• L• | Private Equity Fund | $7.9M | 15 | Feb 12, 2020 |
| N•••• H••••• W••••••• C•••••••• F••• L• | Private Equity Fund | $177,189 | 11 | Mar 8, 2019 |
| N•••• H••••• E••••• C••••• P••••••• L• | Other Private Fund | $0 | 0 | Mar 30, 2023 |
Owners and control persons
Schedule A and B, latest filing
- B••••• M•••• N•• · Limited Partner, Principal And Managing Member Of The Gpcontrolsince 07/2018 · owns 75% or more
- K•••••• B••••••• D• · Chief Compliance Officercontrolsince 01/2020 · owns less than 5%
- B••••• M•••• N•• · Managing Member Of The Gpcontrolsince 07/2018 · owns 75% or more of N•••• H••••• R••••••• P••••••• U••• L••
Entity owners
- N•••• H••••• R••••••• P••••••• U••• L•• · General Partner Of The Adviserdirect · owns less than 5%
Related persons
Schedule D 7.A
- N••• L•••• G• L•pooled vehicle sponsorn
- N•••• H••••• F•••••• I•• G• L•pooled vehicle sponsorn
- N•••• H••••• P••••••••• P••••••• G• L•pooled vehicle sponsorn
- N•••• H••••• R••••••• P••••••• F••• I• G• L•pooled vehicle sponsorn
- N•••• H••••• R••••••• P••••••• U•• L••y
- N•••• H••••• S•• G• L•pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- Princeton, NJ1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $1,322,151,704 to $2,577,342,371 (+95.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 8 to 9Mar 28, 2025 to Mar 27, 2026
- Pooled vehicle clients · 8 to 9Mar 28, 2025 to Mar 27, 2026
- Private funds · 8 to 9Mar 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $1.3B to $2.6BMar 28, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $1.3B to $2.6BMar 28, 2025 to Mar 27, 2026
- RAUM · $1.3B to $2.6BMar 28, 2025 to Mar 27, 2026
- Accounts · 7 to 8Mar 21, 2024 to Mar 28, 2025
- Pooled vehicle clients · 7 to 8Mar 21, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 21, 2024 to Mar 28, 2025
- Private funds · 7 to 8Mar 21, 2024 to Mar 28, 2025
- Discretionary RAUM · $891M to $1.3BMar 21, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $891M to $1.3BMar 21, 2024 to Mar 28, 2025
- RAUM · $891M to $1.3BMar 21, 2024 to Mar 28, 2025
- Accounts · 8 to 7Aug 31, 2023 to Mar 21, 2024
- Pooled vehicle clients · 8 to 7Aug 31, 2023 to Mar 21, 2024
- Employees · 7 to 8Aug 31, 2023 to Mar 21, 2024
- Private funds · 8 to 7Aug 31, 2023 to Mar 21, 2024
- Discretionary RAUM · $903M to $891MAug 31, 2023 to Mar 21, 2024
- Pooled vehicle RAUM · $903M to $891MAug 31, 2023 to Mar 21, 2024
- RAUM · $903M to $891MAug 31, 2023 to Mar 21, 2024
- Discretionary RAUM · $906M to $903MMar 30, 2023 to Apr 24, 2023
- Pooled vehicle RAUM · $906M to $903MMar 30, 2023 to Apr 24, 2023
- RAUM · $906M to $903MMar 30, 2023 to Apr 24, 2023
- Accounts · 6 to 8May 4, 2022 to Mar 30, 2023
- Pooled vehicle clients · 6 to 8May 4, 2022 to Mar 30, 2023
- Employees · 8 to 7May 4, 2022 to Mar 30, 2023
- Private funds · 6 to 8May 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $588M to $906MMay 4, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $588M to $906MMay 4, 2022 to Mar 30, 2023
- RAUM · $588M to $906MMay 4, 2022 to Mar 30, 2023
- Accounts · 5 to 6Mar 29, 2021 to Mar 30, 2022
- Advisory employees · 6 to 7Mar 29, 2021 to Mar 30, 2022
- Pooled vehicle clients · 5 to 6Mar 29, 2021 to Mar 30, 2022
- Employees · 7 to 8Mar 29, 2021 to Mar 30, 2022
- Private funds · 5 to 6Mar 29, 2021 to Mar 30, 2022
- Discretionary RAUM · $275M to $588MMar 29, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $275M to $588MMar 29, 2021 to Mar 30, 2022
- RAUM · $275M to $588MMar 29, 2021 to Mar 30, 2022
- Employees · 8 to 7May 11, 2020 to Mar 29, 2021
- Private funds · 10 to 5May 11, 2020 to Mar 29, 2021
Signals
5 dated events
- N•••• H••••• R••••••• P••••••• L• reported RAUM $2.6B, up 95% from $1.3B (2025-03-28 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- N•••• H••••• R••••••• P••••••• L• reported RAUM $1.3B, up 48% from $890.6M (2024-03-21 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- N•••• H••••• R••••••• P••••••• L• reported RAUM $906.0M, up 54% from $587.9M (2022-05-04 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- N•••• H••••• R••••••• P••••••• L• reported RAUM $587.9M, up 114% from $274.6M (2021-03-29 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- N•••• H••••• R••••••• P••••••• L• filed its initial SEC registration (Form ADV)May 11, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- N•••• H••••• R••••••• P••••••• L• · Independent Sponsorsshared crd · capital_provider
- N•••• H••••• R••••••• P••••••• L• · Private Equityshared crd · organization
- N•••• H••••• R••••••• P••••••• L• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- northhudsonrp.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (713) 936-6563reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026