DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E••••••• I••••••••• S•••••••• L•••••
Latest filing May 6, 2026
First filing on the tape May 15, 2018 · 21 filings
SEC status approved since Jun 18, 2018
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
316
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$1.0B as of May 6, 2026
Mar 29, 2019$3.1B then
HNW client RAUM$0 as of May 6, 2026
Mar 29, 2019$0 then
State-registered IARs (5.B.3)0 as of May 6, 2026
Mar 29, 20190 then
Employees (5.A)316 as of May 6, 2026
Mar 29, 20191,006 then
Private funds4 as of May 6, 2026
Mar 29, 20199 then
RAUM -3.4% over the last fiscal year-14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $127MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E••••••• E••••• I••••••••• F••• X••••• L••• | Private Equity Fund | $784M | 61 | Oct 16, 2018 |
| E••••••• E••••• I••••••••• F••• X••••• L••• | Private Equity Fund | $407M | 81 | Oct 16, 2018 |
| E••••••• E••••• I••••••••• F••• X••••••••• L••• | Private Equity Fund | $79.6M | 2 | Oct 16, 2018 |
| E••••••• E••••• I••••••••• F••• X•••••• L••• | Private Equity Fund | $62.5M | 3 | Oct 16, 2018 |
| E••••••• E••••• I••••••••• F••• X•••••• L••• | Private Equity Fund | $61.2M | 3 | Oct 16, 2018 |
| B•• L••••• C• L•• | Other Private Fund | $1.9M | 47 | Feb 14, 2012 |
| B•• L••••• A• L•• | Other Private Fund | $1.4M | 49 | Feb 14, 2012 |
| B•• L••••• 2•• L•• | Other Private Fund | $645,023 | 4 | Feb 14, 2012 |
| B•• L••••• 1•• L•• | Other Private Fund | $0 | 5 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- H••••••• T•••••• W•••• · Senior Vice President And Chief Financial Officercontrolsince 10/2020 · owns less than 5%
- W•••••• J•••• B•••• · Executive Chairmancontrolsince 01/2011 · owns less than 5%
- W•••••• J•••••• B• · President And Chief Executive Officercontrolsince 08/2018 · owns less than 5%
- W•••• J•••• A••••• · Senior Vice President, General Counsel And Secretarycontrolsince 05/2017 · owns less than 5%
- A•••••••• E••••• C•••••••• · Chief Compliance Officersince 04/2021 · owns less than 5%
Entity owners
- E••••••• H••••••• L••• · Memberdirect · owns 75% or more
- E••••••• M••••••••• G•• L••• · General Partnerindirect · owns F of E•••••••• L•••
- E••••••• O••••••••• L••••• · General Partnerindirect · owns F of E••••••• H••••••• L•••
- E•••••••• L••• · Limited Partnerindirect · owns 75% or more of E••••••• H••••••• L•••
- E•••••••• L••• · Memberindirect · owns 75% or more of E••••••• O••••••••• L•••••
Related persons
Schedule D 7.A
- B•• M••••••••• P•••••••• L••pooled vehicle sponsorn
- E••• G• X••• L••pooled vehicle sponsorn
- E••• X•••••• L••pooled vehicle sponsorn
- E••• X•••••• L••pooled vehicle sponsorn
- E••• G• X••• L••pooled vehicle sponsorn
- E••••••• I••••••••• G•• L•••pooled vehicle sponsorn
- E•••••••• L•••investment adviserbankpooled vehicle sponsorn
- E••• G• X••• L••pooled vehicle sponsorn
- E••• X•••••• L••pooled vehicle sponsorn
- E••• X•••••• L••pooled vehicle sponsorn
- E••• G• X••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 10 to 8May 2, 2025 to Mar 30, 2026
- Advisory employees · 13 to 9May 2, 2025 to Mar 30, 2026
- Pooled vehicle clients · 10 to 8May 2, 2025 to Mar 30, 2026
- Employees · 323 to 316May 2, 2025 to Mar 30, 2026
- Private funds · 9 to 4May 2, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.0BMay 2, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.0B to $1.0BMay 2, 2025 to Mar 30, 2026
- RAUM · $1.0B to $1.0BMay 2, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to May 2, 2025
- Employees · 329 to 323May 23, 2024 to Mar 28, 2025
- Discretionary RAUM · $1.5B to $1.0BMay 23, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $1.5B to $1.0BMay 23, 2024 to Mar 28, 2025
- RAUM · $1.5B to $1.0BMay 23, 2024 to Mar 28, 2025
- Accounts · 16 to 10Apr 27, 2023 to Mar 28, 2024
- Advisory employees · 15 to 13Apr 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 16 to 10Apr 27, 2023 to Mar 28, 2024
- Employees · 346 to 329Apr 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.6B to $1.5BApr 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $1.6B to $1.5BApr 27, 2023 to Mar 28, 2024
- RAUM · $1.6B to $1.5BApr 27, 2023 to Mar 28, 2024
- Accounts · 19 to 16Apr 28, 2022 to Mar 31, 2023
- Pooled vehicle clients · 19 to 16Apr 28, 2022 to Mar 31, 2023
- Employees · 338 to 346Apr 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $2.2B to $1.6BApr 28, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $2.2B to $1.6BApr 28, 2022 to Mar 31, 2023
- RAUM · $2.2B to $1.6BApr 28, 2022 to Mar 31, 2023
- Accounts · 22 to 19May 21, 2021 to Mar 31, 2022
- Pooled vehicle clients · 22 to 19May 21, 2021 to Mar 31, 2022
- Employees · 501 to 338May 21, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.8B to $2.2BMay 21, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $1.8B to $2.2BMay 21, 2021 to Mar 31, 2022
- RAUM · $1.8B to $2.2BMay 21, 2021 to Mar 31, 2022
- Employees · 802 to 501Jul 13, 2020 to Mar 31, 2021
- Discretionary RAUM · $2.7B to $1.8BJul 13, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $2.7B to $1.8BJul 13, 2020 to Mar 31, 2021
- RAUM · $2.7B to $1.8BJul 13, 2020 to Mar 31, 2021
- Employees · 1,006 to 802Aug 16, 2019 to Mar 30, 2020
- Discretionary RAUM · $3.1B to $2.7BAug 16, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $3.1B to $2.7BAug 16, 2019 to Mar 30, 2020
- RAUM · $3.1B to $2.7BAug 16, 2019 to Mar 30, 2020
Signals
10 dated events
- E••••••• I••••••••• S•••••••• L••••• reported RAUM $1.0B, down 31% from $1.5B (2024-05-23 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- E••••••• I••••••••• S•••••••• L••••• reported RAUM $1.6B, down 29% from $2.2B (2022-04-28 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- A••• L••• W••••• (General Partner) no longer on Schedule A of E••••••• I••••••••• S•••••••• L••••• (listed 2021-05-21, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- E••••••• I••••••••• S•••••••• L••••• reported RAUM $1.8B, down 33% from $2.7B (2020-07-13 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- V. A. Jones (Trustee) no longer on Schedule A of E••••••• I••••••••• S•••••••• L••••• (listed 2020-07-13, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Rex Jon Jones (Trustee) no longer on Schedule A of E••••••• I••••••••• S•••••••• L••••• (listed 2020-07-13, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- W•••• T••••• H•••••• (Senior Vice President And Chief Financial Officer) appeared on Schedule A of E••••••• I••••••••• S•••••••• L•••••Mar 31, 2021 · Control person joined · fact
- E••••••• I••••••••• S•••••••• L••••• reported RAUM $3.1B, down 27% from $4.2B (2019-01-23 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Michael James Vanderhider (Executive Vice President, Chief Financial Officer And Manager) no longer on Schedule A of E••••••• I••••••••• S•••••••• L••••• (listed 2018-11-06, absent 2019-01-23)Jan 23, 2019 · Control person left · inference
- E••••••• I••••••••• S•••••••• L••••• filed its initial SEC registration (Form ADV)May 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- E••••••• I••••••••• S•••••••• L••••• · Independent Sponsorsshared crd · capital_provider
- E••••••• I••••••••• S•••••••• L••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/E•••••••-LTD-reportedpublic record, Form ADV, Sep 18, 2026
- Website
- E•••••••.NETreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-659-3500reportedpublic record, Form ADV, May 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026