DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••• H••••••• P•••••••• L•••••

Former SEC-registered adviserDallas, TexasCRD 297205SEC 801-113997IAPD
Latest filing Feb 22, 2021
First filing on the tape Aug 17, 2018 · 9 filings
RAUM
$62.4M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
35
19 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$19.8M gross assets
History
9 filings and snapshots on the tape
RAUM$62.4M as of Mar 28, 2020
Mar 25, 2019$60.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)12 as of Mar 28, 2020
Mar 25, 20190 then
Employees (5.A)35 as of Mar 28, 2020
Mar 25, 201917 then
Private funds1 as of Mar 28, 2020
Mar 25, 20191 then
RAUM +4.0% over the last fiscal yearIARs 0 to 12
Practice profile
derived from the filing of Feb 22, 2021; every figure names its basis
RAUM per advisor
$5.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$62.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.9derivedItem 5.A over advisors
Advisors per office
12.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+4.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$62.4M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• G••••• M••••••• K•••• · Vice President; Secretarycontrol
        since 04/2018 · owns less than 5%
      • R••• S•••• D•••• · Presidentcontrol
        since 04/2018 · owns less than 5%
      • V•••••• K••••••• J••••• · Vice President; Assistant Secretarycontrol
        since 04/2018 · owns less than 5%
      • B•••••• G••••• M••••••• K•••• · Shareholdercontrol
        since 11/2010 · owns 50% to 75% of Oak Lawn Capital Advisors, Inc.
      • R••••••• A•••• L•••• · Shareholdercontrol
        since 11/2010 · owns 50% to 75% of Oak Lawn Capital Advisors, Inc.
      • V•••••• K••••••• J••••• · Limited Partnercontrol
        since 04/2018 · owns 75% or more of Maple Investment Managers, L.P.
      • B•••• C••••••••• N•• · Vice President
        since 01/2021 · owns less than 5%
      • B•••••••• S••••••• D•••• · Vice President
        since 04/2020 · owns less than 5%
      • E•••••• M••••••• S••••• · Vice President
        since 04/2020 · owns less than 5%
      • E••••••• E•••• G•••• · Vice President
        since 04/2020 · owns less than 5%
      • M•••••••• J••••• C••••• · Chief Compliance Officer
        since 01/2021 · owns less than 5%
      • W•••• L••••••• W• · Vice President
        since 04/2020 · owns less than 5%
      Entity owners
      • M•••• A••••• C•••••• I••••••••• L••• · Member
        direct · owns 50% to 75%
      • M•••• I••••••••• M•••••••• L••• · Member
        direct · owns 25% to 50%
      • O•• L••• C•••••• A•••••••• I••• · Manager
        direct · owns less than 5%
      • C••• H•••••••• L••• · Limited Partner
        indirect · owns 75% or more of Maple Avenue Capital Investors, L.P.
      • H••••• R• C••• F••••• B••••• P••••••••• L••• · Limited Partner
        indirect · owns 25% to 50% of Crow Holdings, L.P.
      • O•• L••• C•••••• A•••••••• I••• · General Partner
        indirect · owns F of Maple Avenue Capital Investors, L.P.
      • O•• L••• C•••••• A•••••••• I••• · General Partner
        indirect · owns F of Maple Investment Managers, L.P.
      • T••••••• S• C••• F••••• B••••• P••••••••• L••• · Limited Partner
        indirect · owns 25% to 50% of Crow Holdings, L.P.
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Business name · MAPLE CAPITAL MANAGEMENT, L.L.C. to CROW HOLDINGS PARTNERS, L.L.C.
        Jun 16, 2020 to Feb 22, 2021
      • Legal name · MAPLE CAPITAL MANAGEMENT, L.L.C. to CROW HOLDINGS PARTNERS, L.L.C.
        Jun 16, 2020 to Feb 22, 2021
      • Advisory employees · 13 to 19
        Nov 20, 2019 to Mar 28, 2020
      • Employees · 17 to 35
        Nov 20, 2019 to Mar 28, 2020
      • Insurance-licensed employees · 5 to 9
        Nov 20, 2019 to Mar 28, 2020
      • State-registered IARs · 0 to 12
        Nov 20, 2019 to Mar 28, 2020
      • Discretionary RAUM · $60.0M to $62.4M
        Nov 20, 2019 to Mar 28, 2020
      • Pooled vehicle RAUM · $60.0M to $62.4M
        Nov 20, 2019 to Mar 28, 2020
      • RAUM · $60.0M to $62.4M
        Nov 20, 2019 to Mar 28, 2020
      • Accounts · 0 to 1
        Feb 18, 2019 to Mar 25, 2019
      • Advisory activities · 2 to 1
        Feb 18, 2019 to Mar 25, 2019
      • Pooled vehicle clients · 0 to 1
        Feb 18, 2019 to Mar 25, 2019
      • Discretionary RAUM · $0 to $60.0M
        Feb 18, 2019 to Mar 25, 2019
      • Pooled vehicle RAUM · $0 to $60.0M
        Feb 18, 2019 to Mar 25, 2019
      • RAUM · $0 to $60.0M
        Feb 18, 2019 to Mar 25, 2019
      • Private funds · unset to 1
        Nov 27, 2018 to Feb 18, 2019
      Signals
      8 dated events
      • Sutton Gillian Cho (Vice President) no longer on Schedule A of Crow Holdings Partners, L.L.C. (listed 2020-06-16, absent 2021-02-22)
        Feb 22, 2021 · Control person left · inference
      • Crow Holdings Partners, L.L.C. reported 12 state-registered advisory representatives, up from 0 (2019-11-20 to 2020-03-28)
        Mar 28, 2020 · Advisor headcount change · derived
      • Daniel Amir (Vice President) no longer on Schedule A of Crow Holdings Partners, L.L.C. (listed 2019-11-20, absent 2020-03-28)
        Mar 28, 2020 · Control person left · inference
      • James Ryan Fadley (Vice President) no longer on Schedule A of Crow Holdings Partners, L.L.C. (listed 2019-11-20, absent 2020-03-28)
        Mar 28, 2020 · Control person left · inference
      • L Christopher Rice-Shepherd (Vice President) no longer on Schedule A of Crow Holdings Partners, L.L.C. (listed 2019-11-20, absent 2020-03-28)
        Mar 28, 2020 · Control person left · inference
      • Daniel Amir (Vice President) appeared on Schedule A of Crow Holdings Partners, L.L.C.
        Nov 20, 2019 · Control person joined · fact
      • L Christopher Rice-Shepherd (Vice President) appeared on Schedule A of Crow Holdings Partners, L.L.C.
        Nov 20, 2019 · Control person joined · fact
      • Maple Capital Management, L.L.C. filed its initial SEC registration (Form ADV)
        Aug 17, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026