DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

A••• H••••••• L••

Former SEC-registered adviserSan Antonio, TexasCRD 297419SEC 801-113511IAPD
Latest filing May 2, 2022
First filing on the tape May 28, 2018 · 6 filings
RAUM
$14.9M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$14.9M as of May 2, 2022
Feb 1, 2019$0 then
HNW client RAUM$0 as of May 2, 2022
Feb 1, 2019$0 then
State-registered IARs (5.B.3)2 as of May 2, 2022
Feb 1, 20192 then
Employees (5.A)2 as of May 2, 2022
Feb 1, 20192 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of May 2, 2022; every figure names its basis
RAUM per advisor
$7.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$14.9MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$14.9M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • C•••••••• K••••• M•••••• · Managing Member/Ccocontrol
        since 05/2018 · owns 50% to 75%
      • S••••••••• M•••••• N•• · Managing Membercontrol
        since 05/2018 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Mar 26, 2021 to May 2, 2022
      • Discretionary RAUM · $0 to $14.9M
        Mar 26, 2021 to May 2, 2022
      • RAUM · $0 to $14.9M
        Mar 26, 2021 to May 2, 2022
      • Charity clients · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • Corporate clients · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • HNW clients · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • Individual clients · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • Pension plan clients · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • Pooled vehicle clients · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • HNW RAUM · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • Individual RAUM · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • Pension RAUM · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      • Pooled vehicle RAUM · unset to 0.0
        Jun 20, 2018 to Feb 1, 2019
      Signals
      2 dated events
      • Kevin Michael Carrasco no longer registered at A••• H••••••• L••; no later IA registration on IAPD
        May 2, 2022 · Advisor departure · fact
      • A••• H••••••• L•• filed its initial SEC registration (Form ADV)
        May 28, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026