DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

C••••••••• I•••

Former SEC-registered adviserHouston, TexasCRD 297440SEC 801-114026IAPD
Latest filing Nov 23, 2019
First filing on the tape Aug 22, 2018 · 6 filings
RAUM
$11.1M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$11.1M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$11.1M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$11.1M as of Nov 23, 2019
Aug 22, 2018$0 then
HNW client RAUM$7.6M as of Nov 23, 2019
Mar 20, 2019$0 then
State-registered IARs (5.B.3)1 as of Nov 23, 2019
Aug 22, 20181 then
Employees (5.A)1 as of Nov 23, 2019
Aug 22, 20182 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Nov 23, 2019; every figure names its basis
RAUM per advisor
$11.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
18derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$633,307derivedHNW RAUM over HNW clients
Average account
$170,900derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Wrap fee program
$11.1MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$7.6M68%
  • Individuals$3.5M32%
Individual clients
6reported
HNW clients
12reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
65reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
M•••••• A•••• S••••••••Certified Financial PlannerSan Antonio, TxSep 24, 201815 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • G••••• B••••• T••••• · Directorcontrol
      since 03/2018 · owns 10% to 25%
    • S••••••••• M••••••• A•••• · Cco, Director, And Iarcontrol
      since 03/2018 · owns 50% to 75%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 65
      Sep 9, 2019 to Sep 30, 2019
    • HNW clients · 0 to 12
      Sep 9, 2019 to Sep 30, 2019
    • Individual clients · 0 to 6
      Sep 9, 2019 to Sep 30, 2019
    • Employees · 2 to 1
      Sep 9, 2019 to Sep 30, 2019
    • Discretionary RAUM · $0 to $11.1M
      Sep 9, 2019 to Sep 30, 2019
    • HNW RAUM · $0 to $7.6M
      Sep 9, 2019 to Sep 30, 2019
    • Individual RAUM · $0 to $3.5M
      Sep 9, 2019 to Sep 30, 2019
    • RAUM · $0 to $11.1M
      Sep 9, 2019 to Sep 30, 2019
    • Charity clients · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • Corporate clients · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • HNW clients · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • Individual clients · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • Pension plan clients · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • Pooled vehicle clients · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • HNW RAUM · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • Individual RAUM · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • Pension RAUM · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    • Pooled vehicle RAUM · unset to 0.0
      Dec 20, 2018 to Mar 20, 2019
    Signals
    1 dated events
    • C••••••••• I••• filed its initial SEC registration (Form ADV)
      Aug 22, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Firm profile
    linkedin.com/company/composedproreportedpublic record, Form ADV, Sep 19, 2026
    Website
    composedpro.comreportedpublic record, Form ADV, Sep 19, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $11.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026