DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••• H••••• W••••• M•••••••••
Legal name A••••• C•••••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Jul 26, 2018 · 23 filings
SEC status approved since Aug 28, 2018
RAUM
$493M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
76%
$373M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$493M as of Mar 17, 2026
Jan 31, 2019$286M then
HNW client RAUM$313M as of Mar 17, 2026
Jan 31, 2019$54.8M then
State-registered IARs (5.B.3)4 as of Mar 17, 2026
Jan 31, 20193 then
Employees (5.A)6 as of Mar 17, 2026
Jan 31, 20195 then
Private funds: no history
RAUM n/a over the last fiscal year+12% a year over three
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.6MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 7.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Wrap fee program
- $493MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$313M64%
- Corporations and businesses$81.2M16%
- Individuals$59.7M12%
- Charitable organizations$24.9M5.0%
- Pension and profit-sharing plans$14.2M2.9%
- Individual clients
- 224reported
- HNW clients
- 88reported
- Pension plan clients
- 6reported
- Charitable clients
- 5reported
- Accounts
- 353reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.76 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• A••••• H••••• | Dallas, Tx | Oct 2, 2018 | 22 y | 2 |
| J••••••• L•••• A••••• | Dallas, Tx | Oct 2, 2018 | 17 y | 1 |
| S•••••• E••••• A••••• | Dallas, Tx | Oct 2, 2018 | 45 y | 2 |
| J••••• J•••••• H••••• | Dallas, Tx | Dec 15, 2023 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• A••••• H••••• from R•••••• J•••• • A••••••••• I•••Oct 2, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- J••••••• L•••• A••••• from R•••••• J•••• • A••••••••• I•••Oct 2, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
- S•••••• E••••• A••••• from R•••••• J•••• • A••••••••• I•••Oct 2, 2018 · Affiliated broker-dealer or bank to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from R•••••• J•••• • A••••••••• I•••Oct 2, 2018 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••••• J•••••••• L•••• · Chief Compliance Officer, Managing Partnercontrolsince 05/2018 · owns 75% or more
- A•••••• S••••••• E••••• · Founding Partnersince 05/2018 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- RAUM · $452M to $493MOct 27, 2025 to Mar 17, 2026
- Accounts · 957 to 353Oct 27, 2025 to Mar 17, 2026
- Charity clients · 4 to 5Oct 27, 2025 to Mar 17, 2026
- Corporate clients · 24 to 30Oct 27, 2025 to Mar 17, 2026
- HNW clients · 53 to 88Oct 27, 2025 to Mar 17, 2026
- Individual clients · 217 to 224Oct 27, 2025 to Mar 17, 2026
- Pension plan clients · 7 to 6Oct 27, 2025 to Mar 17, 2026
- Discretionary RAUM · $440M to $491MOct 27, 2025 to Mar 17, 2026
- HNW RAUM · $289M to $313MOct 27, 2025 to Mar 17, 2026
- Individual RAUM · $60.1M to $59.7MOct 27, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $12.1M to $2.7MOct 27, 2025 to Mar 17, 2026
- Pension RAUM · $15.8M to $14.2MOct 27, 2025 to Mar 17, 2026
- Accounts · 303 to 957May 2, 2024 to May 1, 2025
- Business name · A••••• C•••••• M••••••••• L•• to A••••• H••••• W••••• M•••••••••May 2, 2024 to May 1, 2025
- Charity clients · 2 to 4May 2, 2024 to May 1, 2025
- Corporate clients · 19 to 24May 2, 2024 to May 1, 2025
- HNW clients · 50 to 53May 2, 2024 to May 1, 2025
- Individual clients · 223 to 217May 2, 2024 to May 1, 2025
- Pension plan clients · 9 to 7May 2, 2024 to May 1, 2025
- Financial planning clients · 51-100 to 51-100May 2, 2024 to May 1, 2025
- Discretionary RAUM · $403M to $440MMay 2, 2024 to May 1, 2025
- HNW RAUM · $250M to $289MMay 2, 2024 to May 1, 2025
- Individual RAUM · $62.3M to $60.1MMay 2, 2024 to May 1, 2025
- Non-discretionary RAUM · $3.1M to $12.1MMay 2, 2024 to May 1, 2025
- Pension RAUM · $20.3M to $15.8MMay 2, 2024 to May 1, 2025
- RAUM · $406M to $452MMay 2, 2024 to May 1, 2025
- Accounts · 976 to 303Mar 20, 2023 to Mar 19, 2024
- Advisory employees · 3 to 4Mar 20, 2023 to Mar 19, 2024
- Charity clients · 5 to 2Mar 20, 2023 to Mar 19, 2024
- Corporate clients · 41 to 19Mar 20, 2023 to Mar 19, 2024
- HNW clients · 74 to 50Mar 20, 2023 to Mar 19, 2024
- Individual clients · 203 to 223Mar 20, 2023 to Mar 19, 2024
- Pension plan clients · 8 to 9Mar 20, 2023 to Mar 19, 2024
- Employees · 5 to 6Mar 20, 2023 to Mar 19, 2024
- State-registered IARs · 3 to 4Mar 20, 2023 to Mar 19, 2024
- Discretionary RAUM · $345M to $403MMar 20, 2023 to Mar 19, 2024
- HNW RAUM · $167M to $250MMar 20, 2023 to Mar 19, 2024
- Individual RAUM · $106M to $62.3MMar 20, 2023 to Mar 19, 2024
- Non-discretionary RAUM · $2.6M to $3.1MMar 20, 2023 to Mar 19, 2024
- Pension RAUM · $13.8M to $20.3MMar 20, 2023 to Mar 19, 2024
Signals
1 dated events
- A••••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jul 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 214-965-7695reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-965-7695reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- A•••••CAPITALMANAGEMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-965-7695reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- allredharris.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026