DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• W••••• P•••••••• L••
Latest filing Jul 27, 2026
First filing on the tape Jun 26, 2018 · 29 filings
SEC status approved since Jul 26, 2018
RAUM
$672M
reported, Item 5.F
Discretionary
73%
of RAUM
Private clients
72%
$485M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$96.0M
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$672M as of Jul 27, 2026
Mar 30, 2019$144M then
HNW client RAUM$415M as of Jul 27, 2026
Mar 30, 2019$68.6M then
State-registered IARs (5.B.3)6 as of Jul 27, 2026
Mar 30, 20193 then
Employees (5.A)9 as of Jul 27, 2026
Mar 30, 20194 then
Private funds: no history
RAUM +24% over the last fiscal year+22% a year over threeIARs 6 to 6offices 0 to 1
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $96.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $289,235derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 73%derivedof RAUM
- Institutional
- 25%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +12%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $199M, 337 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$415M62%
- Pension and profit-sharing plans$167M25%
- Individuals$69.9M10%
- Corporations and businesses$19.4M2.9%
- Charitable organizations$208,2710.0%
- Individual clients
- 382reported
- HNW clients
- 297reported
- Pension plan clients
- 26reported
- Charitable clients
- 1reported
- Accounts
- 2,323reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $199M for 337 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.72 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• H•••• M•••• | Augusta, Ga | Aug 23, 2018 | 29 y | 4 |
| K•••• W•••• S•••••• | Augusta, Ga | Aug 24, 2018 | 12 y | 2 |
| G••••• T••••• R•••••Certified Financial Planner | Augusta, Ga | Sep 4, 2018 | 31 y | 5 |
| R•••••• S•••• B•••••••Certified Financial Planner | Augusta, Ga | Oct 11, 2018 | 29 y | 5 |
| W•••••• R••• A••••••••• | Augusta, Ga | May 20, 2021 | 15 y | 0 |
| K•••••••• L•• B••••••• | Augusta, Ga | Aug 29, 2024 | 12 y | 0 |
| K•••••• S••••••• S•••••• | Augusta, Ga | Jul 13, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R•••••• S•••• B••••••• from W••••••••• P•••••••Oct 11, 2018 · Other
- G••••• T••••• R••••• from W••••••••• P•••••••Sep 4, 2018 · Other
- K•••• W•••• S•••••• from W••••••••• P•••••••Aug 24, 2018 · Other
- M•••••• H•••• M•••• from W••••••••• P•••••••Aug 23, 2018 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from W••••••••• P•••••••May 1, 2017 · Omaha, Ne
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• R••••••• S•••• · Partnercontrolsince 06/2018 · owns 50% to 75%
- M••••• M••••••• H•••• · Chief Compliance Officer / Director Of Operationscontrolsince 08/2021 · owns less than 5%
- R•••••• G•••••• T••••• · Partnercontrolsince 06/2018 · owns 25% to 50%
- S••••••• K••••• W•••• · Partnercontrolsince 06/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Augusta, Ga · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Apr 24, 2026institutional share of RAUM moved from 2.0% to 28.0% between the annual amendments of 2025-03-18 and 2026-04-24peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 2,112 to 2,323Nov 3, 2025 to Mar 19, 2026
- BD registered reps · 3 to 2Nov 3, 2025 to Mar 19, 2026
- Corporate clients · 24 to 25Nov 3, 2025 to Mar 19, 2026
- HNW clients · 257 to 297Nov 3, 2025 to Mar 19, 2026
- Individual clients · 348 to 382Nov 3, 2025 to Mar 19, 2026
- Pension plan clients · 0 to 26Nov 3, 2025 to Mar 19, 2026
- Assets in custody · $161M to $199MNov 3, 2025 to Mar 19, 2026
- Employees · 8 to 9Nov 3, 2025 to Mar 19, 2026
- Discretionary RAUM · $391M to $487MNov 3, 2025 to Mar 19, 2026
- HNW RAUM · $335M to $415MNov 3, 2025 to Mar 19, 2026
- Individual RAUM · $68.6M to $69.9MNov 3, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $153M to $184MNov 3, 2025 to Mar 19, 2026
- Pension RAUM · $0 to $167MNov 3, 2025 to Mar 19, 2026
- RAUM · $544M to $672MNov 3, 2025 to Mar 19, 2026
- Other offices · 0 to 1Mar 18, 2025 to Nov 3, 2025
- Accounts · 1,843 to 2,112Mar 13, 2024 to Mar 18, 2025
- Corporate clients · 23 to 24Mar 13, 2024 to Mar 18, 2025
- HNW clients · 243 to 257Mar 13, 2024 to Mar 18, 2025
- Individual clients · 323 to 348Mar 13, 2024 to Mar 18, 2025
- Assets in custody · $112M to $161MMar 13, 2024 to Mar 18, 2025
- Employees · 7 to 8Mar 13, 2024 to Mar 18, 2025
- Financial planning clients · 101-250 to 251-500Mar 13, 2024 to Mar 18, 2025
- State-registered IARs · 4 to 6Mar 13, 2024 to Mar 18, 2025
- Discretionary RAUM · $314M to $391MMar 13, 2024 to Mar 18, 2025
- HNW RAUM · $273M to $335MMar 13, 2024 to Mar 18, 2025
- Individual RAUM · $56.0M to $68.6MMar 13, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $145M to $153MMar 13, 2024 to Mar 18, 2025
- RAUM · $460M to $544MMar 13, 2024 to Mar 18, 2025
- Accounts · 1,710 to 1,843Mar 16, 2023 to Mar 13, 2024
- BD registered reps · 4 to 3Mar 16, 2023 to Mar 13, 2024
- Charity clients · unset to 1.0Mar 16, 2023 to Mar 13, 2024
- Corporate clients · 20 to 23Mar 16, 2023 to Mar 13, 2024
- HNW clients · 226 to 243Mar 16, 2023 to Mar 13, 2024
- Individual clients · 308 to 323Mar 16, 2023 to Mar 13, 2024
- Pension plan clients · 33 to 0Mar 16, 2023 to Mar 13, 2024
- Assets in custody · $81.2M to $112MMar 16, 2023 to Mar 13, 2024
- Employees · 6 to 7Mar 16, 2023 to Mar 13, 2024
- Financial planning clients · 251-500 to 101-250Mar 16, 2023 to Mar 13, 2024
- State-registered IARs · 5 to 4Mar 16, 2023 to Mar 13, 2024
- Discretionary RAUM · $244M to $314MMar 16, 2023 to Mar 13, 2024
Signals
5 dated events
- Haire Melinda Mcree (Chief Compliance Officer / Director Of Operations) appeared on Schedule A of F•••••••• W••••• P•••••••• L••Aug 5, 2021 · Control person joined · fact
- Leigh Stacy Sizemore (Chief Compliance Officer) no longer on Schedule A of F•••••••• W••••• P•••••••• L•• (listed 2021-05-18, absent 2021-08-05)Aug 5, 2021 · Control person left · inference
- Leigh Stacy Sizemore (Chief Compliance Officer) appeared on Schedule A of F•••••••• W••••• P•••••••• L••Jun 12, 2019 · Control person joined · fact
- Louise Megan Castleman (Chief Compliance Officer) no longer on Schedule A of F•••••••• W••••• P•••••••• L•• (listed 2019-03-30, absent 2019-06-12)Jun 12, 2019 · Control person left · inference
- F•••••••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••••• W••••• P•••••••• L•• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- info@firethornwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 706-426-4243reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 706-426-4246reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/firethorn-wealth-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- F••••••••WP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 706.426.4243reportedpublic record, Form ADV, Jul 27, 2026
- Contact form
- firethornwp.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- firethornwp.com/about/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026