DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• P•••••••• M••••••••• L••
Latest filing Aug 18, 2026
First filing on the tape Jun 29, 2018 · 19 filings
SEC status approved since Jul 27, 2018
RAUM
$121M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
20%
$24.4M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$60.7M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$121M as of Aug 18, 2026
Feb 5, 2019$76.1M then
HNW client RAUM$24.4M as of Aug 18, 2026
Feb 5, 2019$14.1M then
State-registered IARs (5.B.3)2 as of Aug 18, 2026
Feb 5, 20190 then
Employees (5.A)2 as of Aug 18, 2026
Feb 5, 20192 then
Private funds: no history
RAUM +9.3% over the last fiscal year+5.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Aug 18, 2026; every figure names its basis
- RAUM per advisor
- $60.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $8.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$97.0M80%
- High-net-worth individuals$24.4M20%
- Individual clients
- n/areported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.2 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••••• R••••• C••••Chartered Financial Analyst | New York, Ny | Mar 15, 2021 | 11 y | 1 |
| R••••• M•••••••• | New York, Ny | Apr 6, 2021 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- P••••••• R••••• C•••• from B•••••••• A•••• M••••••••• L••Mar 15, 2021 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• P•••••••• R••••• · President, Cfo, And Managercontrolsince 11/2014 · owns less than 5%
- M••••••••• R••••• · Ceo; Cco; And Managercontrolsince 11/2014 · owns less than 5%
- C••••• P•••••••• R••••• · Sole Membercontrolsince 11/2014 · owns 75% or more of T••••••• I••••••••
- M••••••••• R••••• · Sole Membercontrolsince 11/2014 · owns 75% or more of R•• A••••••• L••
- S•••••• R••••••• L• · Manager And Membersince 11/2014 · owns less than 5%
Entity owners
- R•• A••••••• L•• · Memberdirect · owns 25% to 50%
- T••••••• I•••••••• · Memberdirect · owns 25% to 50%
- H•••••••• U••• I••• · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 19 to 14May 27, 2025 to Feb 5, 2026
- Corporate clients · 3 to 2May 27, 2025 to Feb 5, 2026
- HNW clients · 11 to 12May 27, 2025 to Feb 5, 2026
- Discretionary RAUM · $111M to $121MMay 27, 2025 to Feb 5, 2026
- HNW RAUM · $19.8M to $24.4MMay 27, 2025 to Feb 5, 2026
- RAUM · $111M to $121MMay 27, 2025 to Feb 5, 2026
- Financial planning clients · 0 to 0Jan 23, 2025 to May 27, 2025
- Accounts · 17 to 19Feb 22, 2024 to Jan 23, 2025
- HNW clients · 14 to 11Feb 22, 2024 to Jan 23, 2025
- Discretionary RAUM · $110M to $111MFeb 22, 2024 to Jan 23, 2025
- HNW RAUM · $20.1M to $19.8MFeb 22, 2024 to Jan 23, 2025
- RAUM · $110M to $111MFeb 22, 2024 to Jan 23, 2025
- Accounts · 24 to 17Mar 21, 2023 to Feb 22, 2024
- Corporate clients · 5 to 3Mar 21, 2023 to Feb 22, 2024
- HNW clients · 19 to 14Mar 21, 2023 to Feb 22, 2024
- State-registered IARs · 0 to 2Mar 21, 2023 to Feb 22, 2024
- Discretionary RAUM · $103M to $110MMar 21, 2023 to Feb 22, 2024
- HNW RAUM · $32.5M to $20.1MMar 21, 2023 to Feb 22, 2024
- RAUM · $103M to $110MMar 21, 2023 to Feb 22, 2024
- Accounts · 22 to 24Mar 28, 2022 to Mar 21, 2023
- HNW clients · 17 to 19Mar 28, 2022 to Mar 21, 2023
- Discretionary RAUM · $136M to $103MMar 28, 2022 to Mar 21, 2023
- HNW RAUM · $23.9M to $32.5MMar 28, 2022 to Mar 21, 2023
- RAUM · $136M to $103MMar 28, 2022 to Mar 21, 2023
- Discretionary RAUM · $132M to $136MNov 29, 2021 to Mar 28, 2022
- HNW RAUM · $20.4M to $23.9MNov 29, 2021 to Mar 28, 2022
- RAUM · $132M to $136MNov 29, 2021 to Mar 28, 2022
- Accounts · 21 to 22Jun 30, 2020 to Mar 24, 2021
- Corporate clients · 4 to 5Jun 30, 2020 to Mar 24, 2021
- Discretionary RAUM · $89.4M to $132MJun 30, 2020 to Mar 24, 2021
- HNW RAUM · $15.6M to $20.4MJun 30, 2020 to Mar 24, 2021
- RAUM · $89.4M to $132MJun 30, 2020 to Mar 24, 2021
- Charity clients · 0.0 to unsetAug 5, 2019 to Mar 10, 2020
- Corporate clients · unset to 4.0Aug 5, 2019 to Mar 10, 2020
- HNW clients · 19 to 17Aug 5, 2019 to Mar 10, 2020
- Pension plan clients · 0.0 to unsetAug 5, 2019 to Mar 10, 2020
- Pooled vehicle clients · 0.0 to unsetAug 5, 2019 to Mar 10, 2020
- Other offices · 1 to 0Aug 5, 2019 to Mar 10, 2020
- Discretionary RAUM · $88.7M to $89.4MAug 5, 2019 to Mar 10, 2020
- HNW RAUM · $21.2M to $15.6MAug 5, 2019 to Mar 10, 2020
Signals
1 dated events
- C••••••••• P•••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- r••••••@c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-332-7925reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 212-332-7931reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/connective-pm-llc/?viewAsMember=truereportedpublic record, Form ADV, Sep 19, 2026
- Website
- C•••••••••PM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 212 332-7932reportedpublic record, Form ADV, Aug 18, 2026
- Contact form
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- c•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026