DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• O•••• I••••••••• P•••••••
Legal name B••• O•••• I••••••••• P••••••• L••••••
Latest filing Mar 30, 2026
First filing on the tape Jun 29, 2018 · 12 filings
SEC status approved since Oct 8, 2021
RAUM
$7.7M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$7.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$7.7M as of Mar 30, 2026
Apr 22, 2021$10.3M then
HNW client RAUM$7.0M as of Mar 30, 2026
Apr 22, 2021$9.4M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Apr 22, 20210 then
Employees (5.A)1 as of Mar 30, 2026
Apr 22, 20212 then
Private funds: no history
RAUM -11% over the last fiscal year+6.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $501,572derivedHNW RAUM over HNW clients
- Average account
- $405,815derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -11%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- -9.5%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $7.7MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$7.0M91%
- Individuals$688,4698.9%
- Individual clients
- 5reported
- HNW clients
- 14reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 19reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• R•••••• E••••• · Chief Executive Officer And Chief Compliance Officercontrolsince 12/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 21 to 19Feb 4, 2025 to Mar 30, 2026
- HNW clients · 15 to 14Feb 4, 2025 to Mar 30, 2026
- Individual clients · 6 to 5Feb 4, 2025 to Mar 30, 2026
- Discretionary RAUM · $8.7M to $7.7MFeb 4, 2025 to Mar 30, 2026
- HNW RAUM · $7.8M to $7.0MFeb 4, 2025 to Mar 30, 2026
- Individual RAUM · $844,576 to $688,469Feb 4, 2025 to Mar 30, 2026
- RAUM · $8.7M to $7.7MFeb 4, 2025 to Mar 30, 2026
- Accounts · 26 to 21Mar 28, 2024 to Feb 4, 2025
- Individual clients · 7 to 6Mar 28, 2024 to Feb 4, 2025
- Financial planning clients · unset to Mar 28, 2024 to Feb 4, 2025
- HQ city · unset to Mar 28, 2024 to Feb 4, 2025
- HQ state · unset to Mar 28, 2024 to Feb 4, 2025
- Discretionary RAUM · $7.8M to $8.7MMar 28, 2024 to Feb 4, 2025
- HNW RAUM · $7.1M to $7.8MMar 28, 2024 to Feb 4, 2025
- Individual RAUM · $670,887 to $844,576Mar 28, 2024 to Feb 4, 2025
- RAUM · $7.8M to $8.7MMar 28, 2024 to Feb 4, 2025
- Discretionary RAUM · $6.3M to $7.8MOct 2, 2023 to Jan 25, 2024
- HNW RAUM · $5.5M to $7.1MOct 2, 2023 to Jan 25, 2024
- Individual RAUM · $761,194 to $670,887Oct 2, 2023 to Jan 25, 2024
- RAUM · $6.3M to $7.8MOct 2, 2023 to Jan 25, 2024
- Discretionary RAUM · $6.3M to $6.3MMar 20, 2023 to Oct 2, 2023
- RAUM · $6.3M to $6.3MMar 20, 2023 to Oct 2, 2023
- Wrap assets (manager) · unset to 0.0Mar 20, 2023 to Oct 2, 2023
- Wrap assets (sponsor) · unset to 0.0Mar 20, 2023 to Oct 2, 2023
- Accounts · 22 to 26Mar 17, 2022 to Mar 20, 2023
- Individual clients · 5 to 7Mar 17, 2022 to Mar 20, 2023
- Employees · 3 to 1Mar 17, 2022 to Mar 20, 2023
- Discretionary RAUM · $9.6M to $6.3MMar 17, 2022 to Mar 20, 2023
- HNW RAUM · $8.7M to $5.5MMar 17, 2022 to Mar 20, 2023
- Individual RAUM · $885,170 to $761,194Mar 17, 2022 to Mar 20, 2023
- RAUM · $9.6M to $6.3MMar 17, 2022 to Mar 20, 2023
- Accounts · 23 to 22Sep 29, 2021 to Mar 17, 2022
- Employees · 2 to 3Sep 29, 2021 to Mar 17, 2022
- Discretionary RAUM · $10.3M to $9.6MSep 29, 2021 to Mar 17, 2022
- HNW RAUM · $9.4M to $8.7MSep 29, 2021 to Mar 17, 2022
- Individual RAUM · $841,196 to $885,170Sep 29, 2021 to Mar 17, 2022
- RAUM · $10.3M to $9.6MSep 29, 2021 to Mar 17, 2022
- Accounts · 2 to 23Aug 9, 2018 to Apr 22, 2021
- HNW clients · unset to 15.0Aug 9, 2018 to Apr 22, 2021
- Individual clients · unset to 5.0Aug 9, 2018 to Apr 22, 2021
Signals
1 dated events
- B••• O•••• I••••••••• P••••••• filed its initial SEC registration (Form ADV)Jun 29, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- B•••OIP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- +44-7500-100055reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026