DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••••• R••• E••••• P•••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jul 12, 2018 · 11 filings
SEC status approved since Aug 13, 2018
RAUM
$425M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$425M as of Mar 31, 2026
Mar 20, 2019$110M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 20, 20190 then
Employees (5.A)8 as of Mar 31, 2026
Mar 20, 20194 then
Private funds5 as of Mar 31, 2026
Mar 20, 20191 then
RAUM -3.7% over the last fiscal year-3.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $53.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$425M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B•••••••• R••• E••••• P••••••• F•••• L• | Real Estate Fund | $194M | 16 | Dec 10, 2018 |
| B•• P••••••• F••• I• L• | Real Estate Fund | $109M | 19 | Mar 30, 2016 |
| B•• P••••••• F••• I••• L• | Real Estate Fund | $70.4M | 9 | Mar 31, 2023 |
| B•• P••••••• F••• I•• L• | Real Estate Fund | $67.0M | 14 | Mar 30, 2020 |
Owners and control persons
Schedule A and B, latest filing
- D•••••••• T•••• E•••••••• · Chief Compliance Officer, Director Of Finance And Operationscontrolsince 03/2020 · owns less than 5%
- E•••••• L•••••••• D•••••• · Managing Member, Managing Partnercontrolsince 06/2018 · owns 25% to 50%
- G•••••••• J••••• R••• · Managing Member, Managing Partnercontrolsince 06/2018 · owns 25% to 50%
- M•••••••• M••••••• H••••• · Member, Partnercontrolsince 06/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
- B•••••••• R••••• V••••••• F•••• L••pooled vehicle sponsorn
- B••• G•• L••pooled vehicle sponsory
- B••• G•• L••pooled vehicle sponsorn
- B••• I•• G•• L••pooled vehicle sponsory
- B••• I•• G•• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 8Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 7 to 8Mar 31, 2025 to Mar 31, 2026
- Employees · 9 to 8Mar 31, 2025 to Mar 31, 2026
- Private funds · 4 to 5Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $441M to $425MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $441M to $425MMar 31, 2025 to Mar 31, 2026
- RAUM · $441M to $425MMar 31, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $441M to $441MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $441M to $441MMar 29, 2024 to Mar 31, 2025
- RAUM · $441M to $441MMar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $476M to $441MMar 31, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $476M to $441MMar 31, 2023 to Mar 29, 2024
- RAUM · $476M to $441MMar 31, 2023 to Mar 29, 2024
- Accounts · 4 to 7Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 4 to 7Mar 31, 2022 to Mar 31, 2023
- Employees · 7 to 9Mar 31, 2022 to Mar 31, 2023
- Private funds · 1 to 4Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $210M to $476MMar 31, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $210M to $476MMar 31, 2022 to Mar 31, 2023
- RAUM · $210M to $476MMar 31, 2022 to Mar 31, 2023
- Accounts · 1 to 4Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 1 to 4Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $196M to $210MMar 31, 2021 to Mar 31, 2022
- Pooled vehicle RAUM · $196M to $210MMar 31, 2021 to Mar 31, 2022
- RAUM · $196M to $210MMar 31, 2021 to Mar 31, 2022
- Accounts · 2 to 1Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 5 to 6Mar 30, 2020 to Mar 31, 2021
- Pooled vehicle clients · 2 to 1Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $205M to $196MMar 30, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $205M to $196MMar 30, 2020 to Mar 31, 2021
- RAUM · $205M to $196MMar 30, 2020 to Mar 31, 2021
- Accounts · 1 to 2Sep 1, 2019 to Mar 30, 2020
- Pooled vehicle clients · 1 to 2Sep 1, 2019 to Mar 30, 2020
- Assets in custody · $110M to $0Sep 1, 2019 to Mar 30, 2020
- Employees · 5 to 7Sep 1, 2019 to Mar 30, 2020
- Discretionary RAUM · $110M to $205MSep 1, 2019 to Mar 30, 2020
- Pooled vehicle RAUM · $110M to $205MSep 1, 2019 to Mar 30, 2020
- RAUM · $110M to $205MSep 1, 2019 to Mar 30, 2020
- Advisory employees · 4 to 5Mar 20, 2019 to Sep 1, 2019
Signals
3 dated events
- B•••••••• R••• E••••• P•••••••• L•• reported RAUM $476.4M, up 126% from $210.3M (2022-03-31 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- E•••••••• T••• G••••••• (Chief Compliance Officer, Director Of Finance And Operations) appeared on Schedule A of B•••••••• R••• E••••• P•••••••• L••Mar 30, 2020 · Control person joined · fact
- B•••••••• R••• E••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jul 12, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/broadviewrepreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 646-278-9689reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
B•••••••• R••• E••••• P•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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