DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

G••••• I••••••••

Former SEC-registered adviserOrlando, FloridaCRD 297844SEC 801-116867IAPD
Legal name G••••• I•••••••• M••••••••• L••
Latest filing Mar 30, 2023
First filing on the tape May 29, 2019 · 6 filings
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
$107M gross assets
History
6 filings and snapshots on the tape
RAUM$107M as of Mar 30, 2023
Mar 25, 2020$265M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2023
Mar 25, 20200 then
Employees (5.A)2 as of Mar 30, 2023
Mar 25, 20202 then
Private funds1 as of Mar 30, 2023
Mar 25, 20201 then
RAUM -89% over the last fiscal year-26% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$107MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-89%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$107M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$107M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$107M for 1 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      G••••• I•••••••• F••• L•Hedge Fund$107M5Jun 23, 2018
      Owners and control persons
      Schedule A and B, latest filing
      • M•• Z•••••• · Ceo/Ccocontrol
        since 12/2017 · owns 75% or more
      Related persons
      Schedule D 7.A
      • G••••• I•••••••• G• L•••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 1
        Mar 29, 2022 to Mar 30, 2023
      • Assets in custody · $954M to $107M
        Mar 29, 2022 to Mar 30, 2023
      • Employees · 3 to 2
        Mar 29, 2022 to Mar 30, 2023
      • Discretionary RAUM · $954M to $107M
        Mar 29, 2022 to Mar 30, 2023
      • Pooled vehicle RAUM · $954M to $107M
        Mar 29, 2022 to Mar 30, 2023
      • RAUM · $954M to $107M
        Mar 29, 2022 to Mar 30, 2023
      • Assets in custody · $636M to $954M
        Mar 29, 2021 to Mar 29, 2022
      • Other offices · 1 to 0
        Mar 29, 2021 to Mar 29, 2022
      • Discretionary RAUM · $636M to $954M
        Mar 29, 2021 to Mar 29, 2022
      • Pooled vehicle RAUM · $636M to $954M
        Mar 29, 2021 to Mar 29, 2022
      • RAUM · $636M to $954M
        Mar 29, 2021 to Mar 29, 2022
      • Advisory employees · 2 to 3
        Mar 25, 2020 to Mar 29, 2021
      • Assets in custody · $265M to $636M
        Mar 25, 2020 to Mar 29, 2021
      • Employees · 2 to 3
        Mar 25, 2020 to Mar 29, 2021
      • Other offices · 0 to 1
        Mar 25, 2020 to Mar 29, 2021
      • Discretionary RAUM · $265M to $636M
        Mar 25, 2020 to Mar 29, 2021
      • Pooled vehicle RAUM · $265M to $636M
        Mar 25, 2020 to Mar 29, 2021
      • RAUM · $265M to $636M
        Mar 25, 2020 to Mar 29, 2021
      • Assets in custody · $151M to $265M
        Sep 18, 2019 to Mar 25, 2020
      • Other offices · 1 to 0
        Sep 18, 2019 to Mar 25, 2020
      • Discretionary RAUM · $151M to $265M
        Sep 18, 2019 to Mar 25, 2020
      • Pooled vehicle RAUM · $151M to $265M
        Sep 18, 2019 to Mar 25, 2020
      • RAUM · $151M to $265M
        Sep 18, 2019 to Mar 25, 2020
      • Private funds · 2 to 1
        May 29, 2019 to Sep 18, 2019
      Signals
      7 dated events
      • Joseph Stewart Grisante (Associate Head Of Investments And Operations) no longer on Schedule A of G••••• I•••••••• (listed 2022-03-29, absent 2023-03-30)
        Mar 30, 2023 · Control person left · inference
      • G••••• I•••••••• reported RAUM $107.2M, down 89% from $953.8M (2022-03-29 to 2023-03-30)
        Mar 30, 2023 · RAUM change · derived
      • G••••• I•••••••• reported RAUM $953.8M, up 50% from $635.7M (2021-03-29 to 2022-03-29)
        Mar 29, 2022 · RAUM change · derived
      • G••••• I•••••••• reported RAUM $635.7M, up 140% from $264.9M (2020-03-25 to 2021-03-29)
        Mar 29, 2021 · RAUM change · derived
      • Joseph Stewart Grisante (Associate Head Of Investments And Operations) appeared on Schedule A of G••••• I••••••••
        Mar 29, 2021 · Control person joined · fact
      • G••••• I•••••••• reported RAUM $264.9M, up 75% from $150.9M (2019-09-18 to 2020-03-25)
        Mar 25, 2020 · RAUM change · derived
      • G••••• I•••••••• filed its initial SEC registration (Form ADV)
        May 29, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026