DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• W••••• M•••••••••
Latest filing Feb 13, 2026
First filing on the tape Jul 15, 2018 · 21 filings
SEC status approved since Aug 26, 2019
RAUM
$141M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$139M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$35.4M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$141M as of Feb 13, 2026
Mar 27, 2020$105M then
HNW client RAUM$125M as of Feb 13, 2026
Mar 27, 2020$86.4M then
State-registered IARs (5.B.3)4 as of Feb 13, 2026
Mar 27, 20202 then
Employees (5.A)4 as of Feb 13, 2026
Mar 27, 20204 then
Private funds: no history
RAUM +16% over the last fiscal year+9.6% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $35.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 24derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $552,514derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $61.4M, 52 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$125M89%
- Individuals$14.0M9.9%
- Pension and profit-sharing plans$2.0M1.4%
- Individual clients
- 50reported
- HNW clients
- 46reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 256reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $61.4M for 52 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• R••••• B•••••Certified Financial Planner, Chartered Financial Consultant | Santa Barbara, Ca | Aug 30, 2019 | 32 y | 1 |
| O••••• B•••••Certified Financial Planner | Santa Barbara, Ca | Oct 3, 2023 | 13 y | 0 |
| R•••••• A••••• B••••• | Vancouver, Wa | Oct 4, 2023 | 10 y | 1 |
| J••• A••••• L•• | Santa Barbara, Ca | Jan 1, 2025 | 38 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••• A••••• L•• from L•• F•••••••• L••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- R•••••• A••••• B••••• from F••••••• P••••••• A•• W•••••••• A•••••••Oct 4, 2023 · Affiliated broker-dealer or bank to independent RIA
- K•••• R••••• B••••• from L•• F•••••••• L••Aug 30, 2019 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from L•• F•••••••• L••Sep 18, 2019 · Santa Barbara, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• K••••• R••••• · President And Chief Compliance Officercontrolsince 07/2018 · owns less than 5%
- B•••••• K••••• R••••• · Sole Trusteecontrolsince 07/2018 · owns F of T•• S•••••• T••••
Entity owners
- T•• S•••••• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Santa Barbara, Ca · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 244 to 256Mar 24, 2025 to Feb 13, 2026
- HNW clients · 39 to 46Mar 24, 2025 to Feb 13, 2026
- Individual clients · 52 to 50Mar 24, 2025 to Feb 13, 2026
- Pension plan clients · unset to 1.0Mar 24, 2025 to Feb 13, 2026
- Assets in custody · $54.8M to $61.4MMar 24, 2025 to Feb 13, 2026
- Discretionary RAUM · $119M to $139MMar 24, 2025 to Feb 13, 2026
- HNW RAUM · $101M to $125MMar 24, 2025 to Feb 13, 2026
- Individual RAUM · $18.8M to $14.0MMar 24, 2025 to Feb 13, 2026
- Non-discretionary RAUM · $2.7M to $2.6MMar 24, 2025 to Feb 13, 2026
- Pension RAUM · $1.9M to $2.0MMar 24, 2025 to Feb 13, 2026
- RAUM · $122M to $141MMar 24, 2025 to Feb 13, 2026
- Accounts · 274 to 244Sep 16, 2024 to Mar 24, 2025
- HNW clients · 40 to 39Sep 16, 2024 to Mar 24, 2025
- Individual clients · 45 to 52Sep 16, 2024 to Mar 24, 2025
- Assets in custody · $54.0M to $54.8MSep 16, 2024 to Mar 24, 2025
- Financial planning clients · 0 to 0Sep 16, 2024 to Mar 24, 2025
- Discretionary RAUM · $112M to $119MSep 16, 2024 to Mar 24, 2025
- HNW RAUM · $97.4M to $101MSep 16, 2024 to Mar 24, 2025
- Individual RAUM · $16.8M to $18.8MSep 16, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $4.3M to $2.7MSep 16, 2024 to Mar 24, 2025
- Pension RAUM · $1.7M to $1.9MSep 16, 2024 to Mar 24, 2025
- RAUM · $116M to $122MSep 16, 2024 to Mar 24, 2025
- Accounts · 90 to 274Nov 17, 2023 to Feb 23, 2024
- Advisory employees · 3 to 4Nov 17, 2023 to Feb 23, 2024
- HNW clients · 38 to 40Nov 17, 2023 to Feb 23, 2024
- Individual clients · 51 to 45Nov 17, 2023 to Feb 23, 2024
- Assets in custody · $52.7M to $54.0MNov 17, 2023 to Feb 23, 2024
- Employees · 3 to 4Nov 17, 2023 to Feb 23, 2024
- State-registered IARs · 2 to 4Nov 17, 2023 to Feb 23, 2024
- Discretionary RAUM · $106M to $112MNov 17, 2023 to Feb 23, 2024
- HNW RAUM · $86.5M to $97.4MNov 17, 2023 to Feb 23, 2024
- Individual RAUM · $19.8M to $16.8MNov 17, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $1.3M to $4.3MNov 17, 2023 to Feb 23, 2024
- Pension RAUM · $1.3M to $1.7MNov 17, 2023 to Feb 23, 2024
- RAUM · $108M to $116MNov 17, 2023 to Feb 23, 2024
- Assets in custody · $52,673 to $52.7MSep 22, 2023 to Nov 17, 2023
- Wrap assets (manager) · 0.0 to unsetFeb 3, 2023 to Apr 26, 2023
- Wrap assets (sponsor) · 6617466.0 to unsetFeb 3, 2023 to Apr 26, 2023
- Accounts · 233 to 90Feb 17, 2022 to Feb 3, 2023
- Advisory employees · 2 to 3Feb 17, 2022 to Feb 3, 2023
Signals
1 dated events
- B••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)Jul 15, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bourkewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-966-0863reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 805-966-2122reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- B•••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (805) 966-2122reportedpublic record, Form ADV, Feb 13, 2026
- Contact form
- bourkewealth.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- bourkewealth.com/our-team/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $35.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026