DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Omni Bridgeway Management (USA) LLC
Latest filing Jul 6, 2026
First filing on the tape Aug 17, 2018 · 22 filings
SEC status approved since Sep 17, 2018
RAUM
$2.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
26
16 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
14
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$2.1B as of Jul 6, 2026
Sep 27, 2019$396M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 6, 2026
Sep 27, 20190 then
Employees (5.A)26 as of Jul 6, 2026
Sep 27, 201923 then
Private funds14 as of Jul 6, 2026
Sep 28, 20211 then
RAUM +143% over the last fiscal year+35% a year over threeIARs 0 to 0offices 6 to 3
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $97.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +121%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.7B79%
- Insurance companies$347M16%
- Charitable organizations$114M5.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.79 institutional_share=0.21 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Norman Clive Bowman · Chief Investment Officercontrolsince 09/2019 · owns less than 5%
- Thomas Jeremy Sambrook · General Counselcontrolsince 01/2016 · owns less than 5%
- Raymond Gerardus Antonius Van Hulst · Chief Executive Officer, Managing Directorcontrolsince 10/2023 · owns less than 5%
- Lane Nathan Weger · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- J Christopher Young · General Counsel (North America)controlsince 07/2018 · owns less than 5%
Entity owners
- Omni Bridgeway Holdings (USA) Inc. · 100% Ownerdirect · owns 75% or more
- Omni Bridgeway Limited · Activeindirect · owns 75% or more of Omni Bridgeway Holdings (USA) Inc.
Related persons
Schedule D 7.A
- Omni Bridgeway (Fund 5) Gp Limitedpooled vehicle sponsorn
- Omni Bridgeway (Fund 5) S2 Gp Limitedpooled vehicle sponsorn
- Omni Bridgeway Capital Gp (Fund 4) LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA4 employees
- Houston, TX3 employees
- Miami, FL3 employees
- Los Angeles, CA2 employees
- Washington, DC2 employees
- Chicago, IL1 employees
What changed
consecutive filings, newest first
- Accounts · 21 to 22Jul 9, 2025 to Nov 7, 2025
- Advisory employees · 31 to 16Jul 9, 2025 to Nov 7, 2025
- Pooled vehicle clients · 15 to 16Jul 9, 2025 to Nov 7, 2025
- Assets in custody · 1951446817.0 to unsetJul 9, 2025 to Nov 7, 2025
- Custody of client assets · true to falseJul 9, 2025 to Nov 7, 2025
- Employees · 40 to 26Jul 9, 2025 to Nov 7, 2025
- Other offices · 5 to 3Jul 9, 2025 to Nov 7, 2025
- Private funds · 13 to 14Jul 9, 2025 to Nov 7, 2025
- Discretionary RAUM · $2.0B to $2.1BJul 9, 2025 to Nov 7, 2025
- Pooled vehicle RAUM · $1.5B to $1.7BJul 9, 2025 to Nov 7, 2025
- RAUM · $2.0B to $2.1BJul 9, 2025 to Nov 7, 2025
- Financial planning clients · unset to Jun 9, 2025 to Jul 9, 2025
- Other offices · 6 to 5Jan 7, 2025 to May 1, 2025
- Accounts · 8 to 21Oct 20, 2023 to Sep 30, 2024
- Advisory employees · 28 to 31Oct 20, 2023 to Sep 30, 2024
- Pooled vehicle clients · 2 to 15Oct 20, 2023 to Sep 30, 2024
- Assets in custody · $883M to $2.0BOct 20, 2023 to Sep 30, 2024
- Employees · 50 to 40Oct 20, 2023 to Sep 30, 2024
- Private funds · 1 to 13Oct 20, 2023 to Sep 30, 2024
- Discretionary RAUM · $883M to $2.0BOct 20, 2023 to Sep 30, 2024
- Pooled vehicle RAUM · $560M to $1.5BOct 20, 2023 to Sep 30, 2024
- RAUM · $883M to $2.0BOct 20, 2023 to Sep 30, 2024
- Related adviser · true to falseOct 20, 2023 to Sep 30, 2024
- Accounts · 7 to 8Sep 30, 2022 to Sep 26, 2023
- Advisory employees · 26 to 28Sep 30, 2022 to Sep 26, 2023
- Pooled vehicle clients · 1 to 2Sep 30, 2022 to Sep 26, 2023
- Assets in custody · $835M to $883MSep 30, 2022 to Sep 26, 2023
- Employees · 47 to 50Sep 30, 2022 to Sep 26, 2023
- Other offices · 5 to 6Sep 30, 2022 to Sep 26, 2023
- Discretionary RAUM · $835M to $883MSep 30, 2022 to Sep 26, 2023
- Pooled vehicle RAUM · $499M to $560MSep 30, 2022 to Sep 26, 2023
- RAUM · $835M to $883MSep 30, 2022 to Sep 26, 2023
- Advisory employees · 23 to 26Aug 2, 2022 to Sep 30, 2022
- Assets in custody · $871M to $835MAug 2, 2022 to Sep 30, 2022
- Employees · 25 to 47Aug 2, 2022 to Sep 30, 2022
- Other offices · 3 to 5Aug 2, 2022 to Sep 30, 2022
- Discretionary RAUM · $871M to $835MAug 2, 2022 to Sep 30, 2022
- Pooled vehicle RAUM · $509M to $499MAug 2, 2022 to Sep 30, 2022
- RAUM · $871M to $835MAug 2, 2022 to Sep 30, 2022
- Accounts · 6 to 7Mar 12, 2021 to Sep 28, 2021
Signals
12 dated events
- Omni Bridgeway Management (Usa) Llc reported RAUM $2.0B, up 121% from $882.8M (2023-10-20 to 2024-09-30)Sep 30, 2024 · RAUM change · derived
- Lane Nathan Weger (Chief Compliance Officer) appeared on Schedule A of Omni Bridgeway Management (Usa) LlcSep 30, 2024 · Control person joined · fact
- Raymond Gerardus Antonius Van Hulst (Chief Executive Officer, Managing Director) appeared on Schedule A of Omni Bridgeway Management (Usa) LlcSep 30, 2024 · Control person joined · fact
- John Andrew Saker (Chief Executive Officer, Managing Director) no longer on Schedule A of Omni Bridgeway Management (Usa) Llc (listed 2023-10-20, absent 2024-09-30)Sep 30, 2024 · Control person left · inference
- Sylvia Siobhan Hannon (Chief Compliance Officer / Head Of Risk And Compliance) no longer on Schedule A of Omni Bridgeway Management (Usa) Llc (listed 2023-10-20, absent 2024-09-30)Sep 30, 2024 · Control person left · inference
- Michael Stuart Mitchell (Chief Financial Officer) no longer on Schedule A of Omni Bridgeway Management (Usa) Llc (listed 2022-09-30, absent 2023-09-26)Sep 26, 2023 · Control person left · inference
- Omni Bridgeway Management (Usa) Llc reported RAUM $871.4M, up 118% from $400.0M (2021-03-12 to 2021-09-28)Sep 28, 2021 · RAUM change · derived
- Siobhan Hannon (Chief Compliance Officer / Head Of Risk And Compliance) appeared on Schedule A of Omni Bridgeway Management (Usa) LlcMar 8, 2021 · Control person joined · fact
- Charlie Gollow (Chief Executive - U.S.) no longer on Schedule A of Omni Bridgeway Management (Usa) Llc (listed 2019-01-11, absent 2019-09-27)Sep 27, 2019 · Control person left · inference
- Stuart Mitchell (Chief Financial Officer) appeared on Schedule A of Omni Bridgeway Management (Usa) LlcSep 27, 2019 · Control person joined · fact
- Clive Bowman (Chief Investment Officer) appeared on Schedule A of Omni Bridgeway Management (Usa) LlcSep 27, 2019 · Control person joined · fact
- Bentham Imf filed its initial SEC registration (Form ADV)Aug 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Omni Bridgeway Management (USA) LLC · Independent Sponsorsshared crd · capital_provider
- Omni Bridgeway Management (USA) LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/omni-bridgewayreportedpublic record, Form ADV, Sep 17, 2026
- Website
- omnibridgeway.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-488-5331reportedpublic record, Form ADV, Jul 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026