DFX Intelligence

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SEC-registered adviser

I••••••••• D••••••••• F•••••• L••

Other adviserMiami Beach, FloridaCRD 298015SEC 801-113794websiteIAPD
Latest filing Mar 26, 2026
First filing on the tape Jul 6, 2018 · 22 filings
SEC status approved since Aug 10, 2018
RAUM
$624M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$624M as of Mar 26, 2026
Feb 1, 2019$25.6M then
HNW client RAUM$0 as of Mar 26, 2026
Mar 26, 2020$2.0M then
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Feb 1, 20190 then
Employees (5.A)5 as of Mar 26, 2026
Feb 1, 20193 then
Private funds2 as of Mar 26, 2026
Mar 30, 20252 then
RAUM -5.0% over the last fiscal year-5.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$89.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
-5.0%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Banks and thrifts$624M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
7reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • N••••• N•••••• G••••• · Ceo/Ccocontrol
        since 05/2018 · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      • New York, NY2 employees
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 26, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (95 comparable advisers, 0.0th percentile, 33.7 robust deviations)
        peers: other advisers, $500M to $1B (95) · 0.0% percentile
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Employees · 4 to 5
        Mar 30, 2025 to Mar 26, 2026
      • Non-discretionary RAUM · $657M to $624M
        Mar 30, 2025 to Mar 26, 2026
      • RAUM · $657M to $624M
        Mar 30, 2025 to Mar 26, 2026
      • Accounts · 6 to 7
        Jun 26, 2024 to Mar 30, 2025
      • Employees · 3 to 4
        Jun 26, 2024 to Mar 30, 2025
      • Financial planning clients · 0 to 0
        Jun 26, 2024 to Mar 30, 2025
      • Private funds · unset to 2
        Jun 26, 2024 to Mar 30, 2025
      • Non-discretionary RAUM · $613M to $657M
        Jun 26, 2024 to Mar 30, 2025
      • RAUM · $613M to $657M
        Jun 26, 2024 to Mar 30, 2025
      • HQ city · MIAMI to MIAMI BEACH
        Mar 28, 2024 to Jun 26, 2024
      • Corporate clients · 1 to 0
        Mar 28, 2023 to Mar 28, 2024
      • Non-discretionary RAUM · $732M to $613M
        Mar 28, 2023 to Mar 28, 2024
      • RAUM · $732M to $613M
        Mar 28, 2023 to Mar 28, 2024
      • Accounts · 8 to 6
        Mar 24, 2022 to Mar 28, 2023
      • Advisory employees · 2 to 1
        Mar 24, 2022 to Mar 28, 2023
      • Employees · 5 to 3
        Mar 24, 2022 to Mar 28, 2023
      • Non-discretionary RAUM · $1.5B to $732M
        Mar 24, 2022 to Mar 28, 2023
      • RAUM · $1.5B to $732M
        Mar 24, 2022 to Mar 28, 2023
      • Accounts · 4 to 8
        Dec 10, 2021 to Mar 24, 2022
      • Advisory employees · 1 to 2
        Dec 10, 2021 to Mar 24, 2022
      • Financial planning clients · unset to 0
        Dec 10, 2021 to Mar 24, 2022
      • Other offices · 0 to 1
        Dec 10, 2021 to Mar 24, 2022
      • HNW RAUM · unset to 0.0
        Dec 10, 2021 to Mar 24, 2022
      • Individual RAUM · unset to 0.0
        Dec 10, 2021 to Mar 24, 2022
      • Non-discretionary RAUM · $1.2B to $1.5B
        Dec 10, 2021 to Mar 24, 2022
      • Pension RAUM · unset to 0.0
        Dec 10, 2021 to Mar 24, 2022
      • Pooled vehicle RAUM · unset to 0.0
        Dec 10, 2021 to Mar 24, 2022
      • RAUM · $1.2B to $1.5B
        Dec 10, 2021 to Mar 24, 2022
      • Accounts · 3 to 4
        Mar 30, 2021 to Dec 10, 2021
      • Advisory activities · 2 to 1
        Mar 30, 2021 to Dec 10, 2021
      • Corporate clients · 0 to 1
        Mar 30, 2021 to Dec 10, 2021
      • Employees · 4 to 5
        Mar 30, 2021 to Dec 10, 2021
      • HNW RAUM · 2000000.0 to unset
        Mar 30, 2021 to Dec 10, 2021
      • Non-discretionary RAUM · $866M to $1.2B
        Mar 30, 2021 to Dec 10, 2021
      • RAUM · $866M to $1.2B
        Mar 30, 2021 to Dec 10, 2021
      • Accounts · 6 to 3
        Jun 30, 2020 to Mar 30, 2021
      • Employees · 3 to 4
        Jun 30, 2020 to Mar 30, 2021
      • HQ city · NEW YORK to MIAMI
        Jun 30, 2020 to Mar 30, 2021
      • HQ state · NY to FL
        Jun 30, 2020 to Mar 30, 2021
      • Non-discretionary RAUM · $213M to $866M
        Jun 30, 2020 to Mar 30, 2021
      Signals
      4 dated events
      • I••••••••• D••••••••• F•••••• L•• reported RAUM $731.8M, down 50% from $1.5B (2022-03-24 to 2023-03-28)
        Mar 28, 2023 · RAUM change · derived
      • I••••••••• D••••••••• F•••••• L•• reported RAUM $1.2B, up 43% from $865.5M (2021-03-30 to 2021-12-10)
        Dec 10, 2021 · RAUM change · derived
      • I••••••••• D••••••••• F•••••• L•• reported RAUM $865.5M, up 307% from $212.6M (2020-06-30 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • I••••••••• D••••••••• F•••••• L•• filed its initial SEC registration (Form ADV)
        Jul 6, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      indevfunding.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      917-658-7661reportedpublic record, Form ADV, Mar 26, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Other adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026