DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S••••••••• I••••••••• A••••••
Legal name S••••••••• I••••••••• A•••••• L••
Latest filing Jul 10, 2026
First filing on the tape Jul 10, 2026 · 1 filings
RAUM
$13.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$13.0M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
- RAUM per advisor
- $4.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 43derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $600,000derivedHNW RAUM over HNW clients
- Average account
- $100,000derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- unknownreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$10.0M77%
- High-net-worth individuals$3.0M23%
- Individual clients
- 125reported
- HNW clients
- 5reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 130reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• S•••••• | Gilbert, Az | Aug 3, 2018 | 13 y | 0 |
| T•••••• U•••• | Mesa, Az | Jan 19, 2023 | 11 y | 0 |
| D•••• H••••••• | Gilbert, Az | Jun 16, 2026 | 14 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Left, latest
- K•••••• A••••••••• M••••• to S•••• W••••• P•••••••Feb 9, 2026 · Other
- W•••••• M• H•••••••• to S•••• W••••• P•••••••Feb 4, 2026 · Other
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for S•••• W••••• P•••••••Feb 4, 2026 · Gilbert, Az
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Gilbert, Az | 2 | 1 | 2 | 1 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- K•••••• A••••••••• M••••• left S••••••••• I••••••••• A•••••• for S•••• W••••• P••••••• (registered 2026-02-17)Feb 9, 2026 · a•••••• firm change · fact
- W•••••• M• H•••••••• left S••••••••• I••••••••• A•••••• for S•••• W••••• P••••••• (registered 2026-02-13)Feb 4, 2026 · a•••••• firm change · fact
- 2 advisors left S••••••••• I••••••••• A•••••• (Gilbert, AZ) for S•••• W••••• P••••••• within 5 daysFeb 4, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- sevensuede.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 602-492-7672reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026