DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
R•••••• C••••••• L••
Latest filing Jul 31, 2026
First filing on the tape Jun 28, 2019 · 12 filings
SEC status approved since Aug 2, 2019
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.0B as of Jul 31, 2026
Mar 26, 2020$313M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2026
Mar 26, 20200 then
Employees (5.A)5 as of Jul 31, 2026
Mar 26, 20203 then
Private funds: no history
RAUM +35% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jul 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $256MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +25%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.0B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.99 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••••• C••••••• L•••no longer reported | Other Private Fund | $143M | 4 | Jul 18, 2018 |
| R•••••• P••• C•••••• L•••no longer reported | Other Private Fund | $32.0M | 3 | Mar 18, 2019 |
Owners and control persons
Schedule A and B, latest filing
- P••••••• M•••••• A••••• · Director Of Finance & Chief Compliance Officercontrolsince 04/2022 · owns less than 5%
- T••• L•• N•• · Directorcontrolsince 11/2017 · owns 50% to 75%
- S•• D••••• T•••• S••• · Ownercontrolsince 11/2017 · owns 75% or more of R•• M••••••• P••••••• G•••• L••••••
Entity owners
- R•• M••••••• P••••••• G•••• L•••••• · Ownerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- R•••••• C•••••• G•• L•••pooled vehicle sponsorn
- R•••••• C•••••• V•••••• F••• G•• L•••pooled vehicle sponsorn
- R•••••• P••• C•••••• G•• L•••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $944M to $1.0BMar 26, 2026 to Jul 31, 2026
- Discretionary RAUM · $954M to $1.0BMar 26, 2026 to Jul 31, 2026
- Pooled vehicle RAUM · $944M to $1.0BMar 26, 2026 to Jul 31, 2026
- RAUM · $954M to $1.0BMar 26, 2026 to Jul 31, 2026
- Advisory employees · 2 to 3Mar 27, 2025 to Mar 26, 2026
- Assets in custody · $753M to $944MMar 27, 2025 to Mar 26, 2026
- Employees · 4 to 5Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $760M to $954MMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $753M to $944MMar 27, 2025 to Mar 26, 2026
- RAUM · $760M to $954MMar 27, 2025 to Mar 26, 2026
- Accounts · 3 to 4Mar 28, 2024 to Mar 27, 2025
- Assets in custody · $684M to $753MMar 28, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 27, 2025
- Discretionary RAUM · $684M to $760MMar 28, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $684M to $753MMar 28, 2024 to Mar 27, 2025
- RAUM · $684M to $760MMar 28, 2024 to Mar 27, 2025
- Assets in custody · $689M to $684MMar 31, 2023 to Mar 28, 2024
- Employees · 3 to 4Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $689M to $684MMar 31, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $689M to $684MMar 31, 2023 to Mar 28, 2024
- RAUM · $689M to $684MMar 31, 2023 to Mar 28, 2024
- Assets in custody · $745M to $689MMay 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $745M to $689MMay 19, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $745M to $689MMay 19, 2022 to Mar 31, 2023
- RAUM · $745M to $689MMay 19, 2022 to Mar 31, 2023
- Employees · 2 to 3Mar 29, 2022 to May 19, 2022
- Accounts · 2 to 3Feb 7, 2022 to Mar 29, 2022
- Pooled vehicle clients · 2 to 3Feb 7, 2022 to Mar 29, 2022
- Assets in custody · $477M to $745MFeb 7, 2022 to Mar 29, 2022
- Employees · 3 to 2Feb 7, 2022 to Mar 29, 2022
- Discretionary RAUM · $477M to $745MFeb 7, 2022 to Mar 29, 2022
- Pooled vehicle RAUM · $477M to $745MFeb 7, 2022 to Mar 29, 2022
- RAUM · $477M to $745MFeb 7, 2022 to Mar 29, 2022
- Assets in custody · $313M to $477MMar 26, 2020 to Mar 30, 2021
- Discretionary RAUM · $313M to $477MMar 26, 2020 to Mar 30, 2021
- Pooled vehicle RAUM · $313M to $477MMar 26, 2020 to Mar 30, 2021
- RAUM · $313M to $477MMar 26, 2020 to Mar 30, 2021
- Assets in custody · $231M to $313MJun 28, 2019 to Mar 26, 2020
- Discretionary RAUM · $231M to $313MJun 28, 2019 to Mar 26, 2020
- Pooled vehicle RAUM · $231M to $313MJun 28, 2019 to Mar 26, 2020
Signals
8 dated events
- R•••••• C••••••• L•• reported RAUM $953.6M, up 25% from $760.0M (2025-03-27 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- Jordan Douglas Beyer (Portfolio Manager) no longer on Schedule A of R•••••• C••••••• L•• (listed 2023-03-31, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- Arthur Marlon Palache (Director Of Finance & Chief Compliance Officer) appeared on Schedule A of R•••••• C••••••• L••May 19, 2022 · Control person joined · fact
- R•••••• C••••••• L•• reported RAUM $745.1M, up 56% from $477.0M (2022-02-07 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Kabenla Michael Agyilirah (Chief Financial Officer & Chief Compliance Officer) no longer on Schedule A of R•••••• C••••••• L•• (listed 2021-04-02, absent 2022-02-07)Feb 7, 2022 · Control person left · inference
- Nmn Xiaoning Liu (Director) no longer on Schedule A of R•••••• C••••••• L•• (listed 2020-03-26, absent 2021-03-30)Mar 30, 2021 · Control person left · inference
- R•••••• C••••••• L•• reported RAUM $477.0M, up 53% from $312.8M (2020-03-26 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- R•••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- R•••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- r•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 6464033807reportedpublic record, Form ADV, Jul 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026