DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

I••••••• P•••••••• L•

Asset manager (funds and pooled vehicles)CRD 298191SEC 801-117688websiteIAPD
Latest filing Mar 9, 2026
First filing on the tape Jul 19, 2018 · 16 filings
SEC status approved since Dec 3, 2019
RAUM
$577M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$577M as of Mar 9, 2026
Mar 20, 2020$115M then
HNW client RAUM$0 as of Mar 9, 2026
Mar 20, 2020$0 then
State-registered IARs (5.B.3)0 as of Mar 9, 2026
Mar 20, 20200 then
Employees (5.A)5 as of Mar 9, 2026
Mar 20, 20201 then
Private funds5 as of Mar 9, 2026
Mar 14, 20234 then
RAUM +36% over the last fiscal year+40% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$115MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+36%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehicles, otherreportedItem 5.G
Custody
$577M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$577M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$577M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      P•••••• H••••••• J•• L••Private Equity Fund$80.8M4Nov 7, 2022
      C••••• H••••••• J•• L••Private Equity Fund$80.7M8Nov 7, 2022
      H••••••• H••••••• J•• L••Private Equity Fund$48.5M10Nov 7, 2022
      P•••••• H••••••• J• 2• L••Private Equity Fund$28.9M2Nov 7, 2022
      H••••••• H••••••• J• 2• L••Private Equity Fund$10.8M6Mar 28, 2024
      Owners and control persons
      Schedule A and B, latest filing
      • H••••••••• J•••••• J••• · M••••••• Partner / Limited Partner / Chief Compliance Officercontrol
        since 05/2018 · owns 75% or more
      • H••••••••• J•••••• J••• · M••••••• M•••••control
        since 05/2018 · owns 75% or more of I••••••• G••••• L••
      Entity owners
      • I••••••• G••••• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      • B•••• H••••••• G•• L•
        pooled vehicle sponsory
      • C••••• H••••••• M•• L•
        pooled vehicle sponsory
      • H••••••• H••••••• M•• L•
        pooled vehicle sponsory
      • I••••••• G••••• L••
        pooled vehicle sponsory
      • I••••••• M••••• L••
        pooled vehicle sponsory
      • P•••••• H••••••• M••••••• M•••••• L•
        pooled vehicle sponsory
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 3 to 5
        Mar 21, 2025 to Mar 9, 2026
      • Assets in custody · $425M to $577M
        Mar 21, 2025 to Mar 9, 2026
      • Employees · 3 to 5
        Mar 21, 2025 to Mar 9, 2026
      • Discretionary RAUM · $425M to $577M
        Mar 21, 2025 to Mar 9, 2026
      • Pooled vehicle RAUM · $425M to $577M
        Mar 21, 2025 to Mar 9, 2026
      • RAUM · $425M to $577M
        Mar 21, 2025 to Mar 9, 2026
      • Assets in custody · $250M to $425M
        Apr 1, 2024 to Mar 21, 2025
      • Financial planning clients · unset to
        Apr 1, 2024 to Mar 21, 2025
      • HQ city · unset to
        Apr 1, 2024 to Mar 21, 2025
      • HQ state · unset to
        Apr 1, 2024 to Mar 21, 2025
      • Discretionary RAUM · $250M to $425M
        Apr 1, 2024 to Mar 21, 2025
      • Pooled vehicle RAUM · $250M to $425M
        Apr 1, 2024 to Mar 21, 2025
      • RAUM · $250M to $425M
        Apr 1, 2024 to Mar 21, 2025
      • Accounts · 4 to 5
        Sep 8, 2023 to Mar 28, 2024
      • Pooled vehicle clients · 4 to 5
        Sep 8, 2023 to Mar 28, 2024
      • Assets in custody · $212M to $250M
        Sep 8, 2023 to Mar 28, 2024
      • Private funds · 4 to 5
        Sep 8, 2023 to Mar 28, 2024
      • Discretionary RAUM · $212M to $250M
        Sep 8, 2023 to Mar 28, 2024
      • Pooled vehicle RAUM · $212M to $250M
        Sep 8, 2023 to Mar 28, 2024
      • RAUM · $212M to $250M
        Sep 8, 2023 to Mar 28, 2024
      • Assets in custody · $214M to $212M
        Nov 7, 2022 to Mar 14, 2023
      • Discretionary RAUM · $214M to $212M
        Nov 7, 2022 to Mar 14, 2023
      • Pooled vehicle RAUM · $214M to $212M
        Nov 7, 2022 to Mar 14, 2023
      • RAUM · $214M to $212M
        Nov 7, 2022 to Mar 14, 2023
      • Accounts · 9 to 4
        Mar 31, 2022 to Nov 7, 2022
      • Advisory employees · 2 to 3
        Mar 31, 2022 to Nov 7, 2022
      • Pooled vehicle clients · 9 to 4
        Mar 31, 2022 to Nov 7, 2022
      • Assets in custody · $140M to $214M
        Mar 31, 2022 to Nov 7, 2022
      • Employees · 2 to 3
        Mar 31, 2022 to Nov 7, 2022
      • Private funds · unset to 4
        Mar 31, 2022 to Nov 7, 2022
      • Discretionary RAUM · $140M to $214M
        Mar 31, 2022 to Nov 7, 2022
      • Non-discretionary RAUM · $151M to $0
        Mar 31, 2022 to Nov 7, 2022
      • Pooled vehicle RAUM · $290M to $214M
        Mar 31, 2022 to Nov 7, 2022
      • RAUM · $290M to $214M
        Mar 31, 2022 to Nov 7, 2022
      • Accounts · 3 to 9
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 3 to 9
        Mar 30, 2021 to Mar 31, 2022
      • Assets in custody · $34.9M to $140M
        Mar 30, 2021 to Mar 31, 2022
      • Discretionary RAUM · $34.9M to $140M
        Mar 30, 2021 to Mar 31, 2022
      • Non-discretionary RAUM · $127M to $151M
        Mar 30, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $162M to $290M
        Mar 30, 2021 to Mar 31, 2022
      Signals
      4 dated events
      • I••••••• P•••••••• L• reported RAUM $577.3M, up 36% from $425.4M (2025-03-21 to 2026-03-09)
        Mar 9, 2026 · RAUM change · derived
      • I••••••• P•••••••• L• reported RAUM $425.4M, up 70% from $249.7M (2024-04-01 to 2025-03-21)
        Mar 21, 2025 · RAUM change · derived
      • I••••••• P•••••••• L• reported RAUM $290.0M, up 79% from $162.2M (2021-03-30 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • I••••••• P•••••••• L• filed its initial SEC registration (Form ADV)
        Jul 19, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      infinedi.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      917-596-4593reportedpublic record, Form ADV, Mar 9, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026