DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• C•••••• P•••••••• L••
Latest filing May 7, 2026
First filing on the tape Jun 27, 2024 · 5 filings
SEC status approved since Jul 29, 2024
RAUM
$140M
reported, Item 5.F
Discretionary
51%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$46.6M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$140M as of May 7, 2026
Mar 18, 2025$135M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of May 7, 2026
Mar 18, 20253 then
Employees (5.A)3 as of May 7, 2026
Mar 18, 20253 then
Private funds1 as of May 7, 2026
Mar 18, 20251 then
RAUM +3.3% over the last fiscal yearIARs 3 to 3
Practice profile
derived from the filing of May 7, 2026; every figure names its basis
- RAUM per advisor
- $46.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 51%derivedof RAUM
- Institutional
- 3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$71.6M51%
- Corporations and businesses$63.1M45%
- Charitable organizations$5.1M3.7%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.51 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••••• R••• T•••• | Minnet••••, Mn | Sep 21, 2018 | 17 y | 0 |
| J••••• D••• K••••• | Minnet••••, Mn | Sep 21, 2018 | 23 y | 0 |
| R••• J••••• M•••••• | Minnet••••, Mn | Oct 13, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••• O••••••••• F••• I••• L••• | Private Equity Fund | $62.4M | 4 | Jun 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- K•••••• J•••••• D••• · Managing Partnercontrolsince 05/2018 · owns 75% or more
- T••••• N•••••••• R••• · Partner And Ccocontrolsince 07/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
- T•• I•• G•• L••pooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Minnet••••, Mn · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $68.0M to $71.6MMar 18, 2025 to Mar 11, 2026
- Non-discretionary RAUM · $67.3M to $68.2MMar 18, 2025 to Mar 11, 2026
- Pooled vehicle RAUM · $68.0M to $71.6MMar 18, 2025 to Mar 11, 2026
- RAUM · $135M to $140MMar 18, 2025 to Mar 11, 2026
- Accounts · 3 to 4Jul 16, 2024 to Mar 18, 2025
- Financial planning clients · unset to Jul 16, 2024 to Mar 18, 2025
- Discretionary RAUM · $62.4M to $68.0MJul 16, 2024 to Mar 18, 2025
- Non-discretionary RAUM · $70.0M to $67.3MJul 16, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $62.4M to $68.0MJul 16, 2024 to Mar 18, 2025
- RAUM · $132M to $135MJul 16, 2024 to Mar 18, 2025
- HQ city · SPRING PARK to MINNET••••Jun 27, 2024 to Jul 16, 2024
Signals
1 dated events
- T•••• C•••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 27, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- T•••• C•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- T•••• C•••••• P•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 952-204-5085reportedpublic record, Form ADV, May 7, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026