DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 6, 2023 · 6 filings
SEC status approved since Jul 7, 2023
RAUM
$225M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
3
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$225M as of Mar 31, 2026
Mar 29, 2024$175M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)2 as of Mar 31, 2026
Mar 29, 20243 then
Private funds3 as of Mar 31, 2026
Mar 29, 20243 then
RAUM +39% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $75.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$225M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| P•••• C•••••• I•• L••• | Venture Capital Fund | $77.9M | 16 | Mar 31, 2022 |
| P•••• C•••••• I• L••• | Venture Capital Fund | $68.4M | 20 | May 28, 2019 |
| P•••• C•••••• A••••••••• L•• | Venture Capital Fund | $8.0M | 4 | Mar 12, 2024 |
Owners and control persons
Schedule A and B, latest filing
- T••••• L•••••••• M•••••• · Managing Member And Chief Compliance Officercontrolsince 01/2018 · owns 75% or more
Related persons
Schedule D 7.A
- P•••• C•••••• A•••••••• G•• L••pooled vehicle sponsorn
- P•••• C•••••• I• G•• L••pooled vehicle sponsorn
- P•••• C•••••• I• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Employees · 3 to 2Oct 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $162M to $225MOct 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $162M to $225MOct 17, 2025 to Mar 31, 2026
- RAUM · $162M to $225MOct 17, 2025 to Mar 31, 2026
- HQ city · LOS ANGELES to Mar 31, 2025 to Oct 17, 2025
- HQ state · CA to Mar 31, 2025 to Oct 17, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- HQ city · SAN FRANCISCO to LOS ANGELESMar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $175M to $162MMar 29, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $175M to $162MMar 29, 2024 to Mar 31, 2025
- RAUM · $175M to $162MMar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $189M to $175MMar 12, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $189M to $175MMar 12, 2024 to Mar 29, 2024
- RAUM · $189M to $175MMar 12, 2024 to Mar 29, 2024
- Accounts · 2 to 3Jun 6, 2023 to Mar 12, 2024
- Advisory employees · 0 to 2Jun 6, 2023 to Mar 12, 2024
- Pooled vehicle clients · 2 to 3Jun 6, 2023 to Mar 12, 2024
- Employees · 4 to 3Jun 6, 2023 to Mar 12, 2024
- Private funds · 4 to 3Jun 6, 2023 to Mar 12, 2024
Signals
1 dated events
- P•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 6, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••• C•••••• M••••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/plexo-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- plexocap.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 510-838-0825reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026