DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
B••••• O••••••• W••••• M••••••••• L••
Latest filing Mar 10, 2026
First filing on the tape Mar 10, 2026 · 1 filings
RAUM
$35.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$34.0M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Mar 10, 2026; every figure names its basis
- RAUM per advisor
- $8.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 183derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $47,791derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $8,479reportedItem 5.I
- Custody
- $35.8M, 747 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$32.6M91%
- Pension and profit-sharing plans$1.8M5.1%
- High-net-worth individuals$1.4M3.9%
- Individual clients
- 729reported
- HNW clients
- 1reported
- Pension plan clients
- 10reported
- Charitable clients
- 0reported
- Accounts
- 749reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- $8,479 sponsored, $1 managedreported
- Custody of client assets
- $35.8M for 747 clientsreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• F• O•••••••Certified Financial Planner | Tarpon Springs, Fl | Oct 22, 2018 | 14 y | 4 |
| R••• J••••• M•••••• | Tarpon Springs, Fl | Sep 4, 2019 | 15 y | 4 |
| A•••••• L•••••• G••••• | Riverview, Fl | May 7, 2025 | 30 y | 3 |
Advisor movement
Left, latest
- R•••••• M• K•••••••• to S•••••• F•••••••• G••••• L•••••Apr 24, 2023 · Other
Joined, latest
- A•••••• L•••••• G••••• from T•• I••••••••• A•••••••• L••May 7, 2025 · Other
- R••• J••••• M•••••• from T••• A•••• M••••••••• L••Sep 4, 2019 · Other
- T••••••• F• O••••••• from F•••••• I••••••••• M••••••••• I•••Oct 22, 2018 · RIA to a state-registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tarpon Springs, Fl · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
- R•••••• M• K•••••••• left B••••• O••••••• W••••• M••••••••• L•• for S•••••• F•••••••• G••••• L••••• (registered 2023-05-15)Apr 24, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- barlasfinancial.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 727-474-0382reportedpublic record, Form ADV, Mar 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026