DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•• C••••••
Asset manager (funds and pooled vehicles)San Francisco, CaliforniaCRD 298492SEC 801-126027websiteIAPD
Legal name F•• V•••••• C•••••• M••••••••• L••
Latest filing Aug 20, 2026
First filing on the tape Jun 3, 2022 · 15 filings
SEC status approved since Jul 6, 2022
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
22 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
21
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.4B as of Aug 20, 2026
Mar 29, 2023$910M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 20, 2026
Mar 29, 20230 then
Employees (5.A)23 as of Aug 20, 2026
Mar 29, 202318 then
Private funds21 as of Aug 20, 2026
Mar 29, 202325 then
RAUM +6.0% over the last fiscal year+14% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Aug 20, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $56.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 24reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
30 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•• V• H••••••• I•• L• | Private Equity Fund | $364M | 69 | Mar 30, 2022 |
| F•• V• F••••••• I•• L• | Venture Capital Fund | $175M | 63 | Mar 30, 2022 |
| F•• V•••••• C•••••• I• L• | Venture Capital Fund | $146M | 39 | Aug 20, 2018 |
| F•• R•••••• I•• L• | Venture Capital Fund | $69.7M | 21 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• I• | Venture Capital Fund | $50.0M | 70 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• I•• | Venture Capital Fund | $35.7M | 71 | Mar 29, 2023 |
| F•• V• R•••••• I• L• | Venture Capital Fund | $30.0M | 68 | Mar 30, 2022 |
| F•• V• U• I• L• | Private Equity Fund | $27.8M | 3 | Apr 6, 2021 |
| F•• V• H••••••• I•• L• • S••••• I• | Venture Capital Fund | $25.3M | 71 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• X• | Venture Capital Fund | $25.0M | 69 | Mar 29, 2023 |
| F•• V• M• S••• L• | Private Equity Fund | $24.0M | 19 | Apr 6, 2021 |
| F•• V• H••••••• I•• L• • S••••• X• | Venture Capital Fund | $23.4M | 69 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• P•• | Venture Capital Fund | $21.0M | 9 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• I• | Venture Capital Fund | $21.0M | 69 | Mar 29, 2023 |
| F•• V• D•• L• | Private Equity Fund | $19.8M | 2 | Mar 26, 2020 |
| F•• V• H••••••• I•• L• • S••••• X•• | Venture Capital Fund | $19.1M | 71 | Mar 29, 2024 |
| F•• V• O••••• S••• L• | Private Equity Fund | $18.9M | 6 | Mar 11, 2019 |
| F•• V• H••••••• I•• L• • S••••• V•• | Venture Capital Fund | $17.0M | 69 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• X••• | Venture Capital Fund | $16.4M | 71 | Mar 29, 2024 |
| F•• V• H••••••• I•• L• • S••••• V••• | Venture Capital Fund | $15.0M | 69 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• P•• 2• | Venture Capital Fund | $13.4M | 23 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• C• S•••••••• | Private Equity Fund | $12.5M | 2 | Apr 29, 2024 |
| F•• V• O••••• S••• L• • S••••• D• | Venture Capital Fund | $12.0M | 10 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• I• | Venture Capital Fund | $11.0M | 69 | Mar 29, 2023 |
| F•• C•••••• G• L• | Private Equity Fund | $10.2M | 7 | Mar 29, 2023 |
| F•• V• • 1••• T•• L• | Private Equity Fund | $10.0M | 2 | Aug 20, 2018 |
| F•• V• H••••••• I•• L• • S••••• V• | Venture Capital Fund | $9.5M | 69 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• V• | Venture Capital Fund | $6.5M | 69 | Mar 29, 2023 |
| F•• V• H••••••• I•• L• • S••••• X•• | Venture Capital Fund | $6.0M | 70 | Mar 29, 2024 |
| F••••••••• L• | Venture Capital Fund | $1.5M | 1 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- A••••• L••••• W•••••• · Managing Member Of Fin Venture Capital Management LLCcontrolsince 02/2018 · owns 75% or more
- C••••••• V••••••• N••••••• · General Counsel And Chief Compliance Officercontrolsince 09/2023 · owns less than 5%
- L••• L•• · Chief Financial Officersince 02/2024 · owns less than 5%
Related persons
Schedule D 7.A
- F•• C•••••• G• L••pooled vehicle sponsory
- F•• R•••••• I•• L••pooled vehicle sponsory
- F•• V• • 1••• T• G•• L••pooled vehicle sponsory
- F•• V• D• G•• L••pooled vehicle sponsory
- F•• V• F••••••• I• G•• L••pooled vehicle sponsory
- F•• V• H••••••• G• I•• L••pooled vehicle sponsory
- F•• V• M• S•• G•• L••pooled vehicle sponsory
- F•• V• O••••• S•• G•• L••pooled vehicle sponsory
- F•• V• R•••••• I• L••pooled vehicle sponsory
- F•• V• U• I• G•• L••pooled vehicle sponsory
- F•• V•••••• C•••••• L••pooled vehicle sponsory
Offices
Schedule D 1.F, the 25 largest
- Los Angeles, CA2 employees
- Miami, FL2 employees
- New York, NY2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Aug 20, 2026performance-based compensation (Item 5.E.6): no on the filing of 2026-06-24, yes on the filing of 2026-08-20peers: asset managers, $1B to $5B (1,506)
What changed
consecutive filings, newest first
- Accounts · 21 to 24Sep 18, 2025 to Mar 3, 2026
- Advisory employees · 18 to 22Sep 18, 2025 to Mar 3, 2026
- Pooled vehicle clients · 21 to 24Sep 18, 2025 to Mar 3, 2026
- Employees · 24 to 23Sep 18, 2025 to Mar 3, 2026
- Discretionary RAUM · $1.3B to $1.4BSep 18, 2025 to Mar 3, 2026
- Pooled vehicle RAUM · $1.3B to $1.4BSep 18, 2025 to Mar 3, 2026
- RAUM · $1.3B to $1.4BSep 18, 2025 to Mar 3, 2026
- Accounts · 22 to 21Apr 30, 2025 to Jul 16, 2025
- Pooled vehicle clients · 22 to 21Apr 30, 2025 to Jul 16, 2025
- Financial planning clients · unset to Apr 30, 2025 to Jul 16, 2025
- Private funds · 22 to 21Apr 30, 2025 to Jul 16, 2025
- Accounts · 29 to 22May 2, 2024 to Apr 30, 2025
- Advisory employees · 14 to 18May 2, 2024 to Apr 30, 2025
- Pooled vehicle clients · 29 to 22May 2, 2024 to Apr 30, 2025
- Employees · 23 to 24May 2, 2024 to Apr 30, 2025
- Private funds · 30 to 22May 2, 2024 to Apr 30, 2025
- Discretionary RAUM · $812M to $1.3BMay 2, 2024 to Apr 30, 2025
- Pooled vehicle RAUM · $812M to $1.3BMay 2, 2024 to Apr 30, 2025
- RAUM · $812M to $1.3BMay 2, 2024 to Apr 30, 2025
- Private funds · 29 to 30Mar 29, 2024 to Apr 29, 2024
- Accounts · 25 to 29Nov 21, 2023 to Mar 29, 2024
- Advisory employees · 10 to 14Nov 21, 2023 to Mar 29, 2024
- Pooled vehicle clients · 25 to 29Nov 21, 2023 to Mar 29, 2024
- Custody of client assets · true to falseNov 21, 2023 to Mar 29, 2024
- Employees · 18 to 23Nov 21, 2023 to Mar 29, 2024
- Other offices · 1 to 3Nov 21, 2023 to Mar 29, 2024
- Private funds · 25 to 29Nov 21, 2023 to Mar 29, 2024
- Discretionary RAUM · $910M to $812MNov 21, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $910M to $812MNov 21, 2023 to Mar 29, 2024
- RAUM · $910M to $812MNov 21, 2023 to Mar 29, 2024
- Business name · FIN VENTURE CAPITAL MANAGEMENT LLC to FIN CAPITALMar 29, 2023 to May 8, 2023
- Accounts · 9 to 25Oct 13, 2022 to Mar 29, 2023
- Pooled vehicle clients · 9 to 25Oct 13, 2022 to Mar 29, 2023
- Employees · 16 to 18Oct 13, 2022 to Mar 29, 2023
- Private funds · 9 to 25Oct 13, 2022 to Mar 29, 2023
- Discretionary RAUM · $924M to $910MOct 13, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $924M to $910MOct 13, 2022 to Mar 29, 2023
- RAUM · $924M to $910MOct 13, 2022 to Mar 29, 2023
- Private funds · 18 to 9Jun 3, 2022 to Oct 13, 2022
Signals
4 dated events
- Fin Capital reported RAUM $1.3B, up 57% from $812.1M (2024-05-02 to 2025-04-30)Apr 30, 2025 · RAUM change · derived
- Marcella Mccoll (Partner, Chief Financial Officer) no longer on Schedule A of Fin Capital (listed 2023-09-05, absent 2023-11-21)Nov 21, 2023 · Control person left · inference
- Nicholas Vincent Cirella (General Counsel And Chief Compliance Officer) appeared on Schedule A of Fin CapitalSep 5, 2023 · Control person joined · fact
- Fin Venture Capital Management Llc filed its initial SEC registration (Form ADV)Jun 3, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Fin Capital · Independent Sponsorsshared crd · capital_provider
- FIN Capital · Private Equityshared crd · organization
- FIN Capital · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/fin-capital-vcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- fin.capitalreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-300-0702reportedpublic record, Form ADV, Aug 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026