DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W• F•••••••• G••••
Legal name W• F•••••••• G•••• L••
Latest filing Apr 16, 2026
First filing on the tape Feb 18, 2025 · 8 filings
SEC status approved since Feb 4, 2025
RAUM
$127M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$127M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$31.9M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$127M as of Apr 16, 2026
Feb 18, 2025$101M then
HNW client RAUM$87.3M as of Apr 16, 2026
Feb 18, 2025$66.5M then
State-registered IARs (5.B.3)4 as of Apr 16, 2026
Feb 18, 20253 then
Employees (5.A)4 as of Apr 16, 2026
Feb 18, 20253 then
Private funds: no history
RAUM +26% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Apr 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $31.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 35derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $196,660derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +31%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$87.3M69%
- Individuals$40.1M31%
- Individual clients
- 96reported
- HNW clients
- 44reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 648reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••••• M••••• H•••• D••••• | San Francisco, Ca | Sep 10, 2018 | 11 y | 0 |
| S•••• S•••• | East Windsor, Nj | Jan 3, 2025 | 11 y | 0 |
| L•••••• D•••• S••••••Certified Financial Planner | San Francisco, Ca | Jul 2, 2025 | 10 y | 7 |
| N•••••• J••• F•••••• B•••• | San F••••••Co, Ca | Jan 17, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L•••••• D•••• S•••••• from B••• F•••••••• G••••Jul 2, 2025 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• G••••••••• M••••• H•••• · Ceo And Chief Compliance Officercontrolsince 04/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 663 to 648Dec 15, 2025 to Feb 4, 2026
- Advisory employees · 3 to 4Dec 15, 2025 to Feb 4, 2026
- HNW clients · 33 to 44Dec 15, 2025 to Feb 4, 2026
- Individual clients · 74 to 96Dec 15, 2025 to Feb 4, 2026
- Employees · 3 to 4Dec 15, 2025 to Feb 4, 2026
- HQ city · to SAN FRANCISCODec 15, 2025 to Feb 4, 2026
- HQ state · to CADec 15, 2025 to Feb 4, 2026
- State-registered IARs · 3 to 4Dec 15, 2025 to Feb 4, 2026
- Discretionary RAUM · $101M to $127MDec 15, 2025 to Feb 4, 2026
- HNW RAUM · $66.5M to $87.3MDec 15, 2025 to Feb 4, 2026
- Individual RAUM · $34.9M to $40.1MDec 15, 2025 to Feb 4, 2026
- RAUM · $101M to $127MDec 15, 2025 to Feb 4, 2026
- Legal name · W• F•••••••• G•••• to W• F•••••••• G•••• L••Jul 3, 2025 to Nov 17, 2025
- Financial planning clients · 101-250 to 101-250Jun 3, 2025 to Jul 3, 2025
- Business name · O•• F•••••••• to W• F•••••••• G••••Apr 9, 2025 to Jun 3, 2025
- Legal name · O•• F•••••••• LLC to W• F•••••••• G••••Apr 9, 2025 to Jun 3, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ouifinancialreportedpublic record, Form ADV, Sep 18, 2026
- Website
- wefinancialgroup.usreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-994-9767reportedpublic record, Form ADV, Apr 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $31.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026