DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• W••••• M••••••••• L•••
Latest filing Apr 28, 2026
First filing on the tape Oct 17, 2018 · 13 filings
SEC status approved since Nov 16, 2018
RAUM
$157M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$157M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$157M as of Apr 28, 2026
Mar 24, 2019$28.6M then
HNW client RAUM$145M as of Apr 28, 2026
Mar 24, 2019$14.5M then
State-registered IARs (5.B.3)0 as of Apr 28, 2026
Mar 24, 20190 then
Employees (5.A)5 as of Apr 28, 2026
Mar 24, 20194 then
Private funds: no history
RAUM +41% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Apr 28, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $832,602derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +41%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$145M93%
- Individuals$11.4M7.3%
- Individual clients
- 33reported
- HNW clients
- 81reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 188reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• B••••••• S••••• · Chief Executive Officer And Chief Compliance Officercontrolsince 06/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Apr 28, 2026HNW share of RAUM moved from 78.0% to 93.0% between the annual amendments of 2025-03-03 and 2026-04-28peers: independent wealth managers, $100M to $500M (5,678)
- RAUM up 25 %Change between filings · filing Apr 28, 2026RAUM (Item 5.F) moved from $111,395,384 to $156,529,147 (+41.0%) between the annual amendments of 2025-03-03 and 2026-04-28; the peer median change was +15.0% (4549 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 171 to 188Mar 3, 2025 to Mar 4, 2026
- HNW clients · 54 to 81Mar 3, 2025 to Mar 4, 2026
- Individual clients · 57 to 33Mar 3, 2025 to Mar 4, 2026
- Employees · 4 to 5Mar 3, 2025 to Mar 4, 2026
- Discretionary RAUM · $111M to $157MMar 3, 2025 to Mar 4, 2026
- HNW RAUM · $86.5M to $145MMar 3, 2025 to Mar 4, 2026
- Individual RAUM · $24.9M to $11.4MMar 3, 2025 to Mar 4, 2026
- Non-discretionary RAUM · $81,471 to $0Mar 3, 2025 to Mar 4, 2026
- RAUM · $111M to $157MMar 3, 2025 to Mar 4, 2026
- Accounts · 158 to 171Mar 1, 2024 to Mar 3, 2025
- Advisory employees · 0 to 3Mar 1, 2024 to Mar 3, 2025
- HNW clients · 51 to 54Mar 1, 2024 to Mar 3, 2025
- Individual clients · 55 to 57Mar 1, 2024 to Mar 3, 2025
- Employees · 3 to 4Mar 1, 2024 to Mar 3, 2025
- Financial planning clients · 1-10 to 1-10Mar 1, 2024 to Mar 3, 2025
- HQ state · unset to Mar 1, 2024 to Mar 3, 2025
- Discretionary RAUM · $89.6M to $111MMar 1, 2024 to Mar 3, 2025
- HNW RAUM · $68.6M to $86.5MMar 1, 2024 to Mar 3, 2025
- Individual RAUM · $21.1M to $24.9MMar 1, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $75,958 to $81,471Mar 1, 2024 to Mar 3, 2025
- RAUM · $89.7M to $111MMar 1, 2024 to Mar 3, 2025
- Accounts · 146 to 158Mar 10, 2023 to Mar 1, 2024
- Advisory employees · 1 to 0Mar 10, 2023 to Mar 1, 2024
- HNW clients · 49 to 51Mar 10, 2023 to Mar 1, 2024
- Individual clients · 44 to 55Mar 10, 2023 to Mar 1, 2024
- Employees · 5 to 3Mar 10, 2023 to Mar 1, 2024
- Discretionary RAUM · $71.6M to $89.6MMar 10, 2023 to Mar 1, 2024
- HNW RAUM · $58.0M to $68.6MMar 10, 2023 to Mar 1, 2024
- Individual RAUM · $13.7M to $21.1MMar 10, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $70,479 to $75,958Mar 10, 2023 to Mar 1, 2024
- RAUM · $71.7M to $89.7MMar 10, 2023 to Mar 1, 2024
- Accounts · 132 to 146Mar 9, 2022 to Mar 10, 2023
- HNW clients · 38 to 49Mar 9, 2022 to Mar 10, 2023
- Individual clients · 40 to 44Mar 9, 2022 to Mar 10, 2023
- Employees · 4 to 5Mar 9, 2022 to Mar 10, 2023
- Financial planning clients · 0 to 1-10Mar 9, 2022 to Mar 10, 2023
- Discretionary RAUM · $64.8M to $71.6MMar 9, 2022 to Mar 10, 2023
- HNW RAUM · $50.3M to $58.0MMar 9, 2022 to Mar 10, 2023
- Individual RAUM · $14.7M to $13.7MMar 9, 2022 to Mar 10, 2023
- Non-discretionary RAUM · $275,832 to $70,479Mar 9, 2022 to Mar 10, 2023
Signals
1 dated events
- M••••• W••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Oct 17, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- c••••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 212-444-1578reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/sustainablestrategiesreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/maimon-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 972 54 696 6638reportedpublic record, Form ADV, Apr 28, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026