DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
M•••••• A••••• P••••••• L•
Legal name M•••••• A••••• P•••••••• L•
Latest filing Mar 2, 2026
First filing on the tape Mar 28, 2019 · 9 filings
SEC status approved since Apr 30, 2019
RAUM
$3.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$3.9B as of Mar 2, 2026
Mar 23, 2020$436M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 2, 2026
Mar 23, 20200 then
Employees (5.A)7 as of Mar 2, 2026
Mar 23, 20206 then
Private funds1 as of Mar 2, 2026
Mar 23, 20201 then
RAUM +71% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +71%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.9B, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.9B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.9B for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•••••• A••••• I••••••••• L• | Hedge Fund | $1.9B | 84 | Nov 1, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• C••••••••• A•••• · Cfo / Ccocontrolsince 07/2018 · owns less than 5%
- S•••••• E••• J•••••• · Managing Partnercontrolsince 04/2018 · owns 75% or more
- S•••••• E••• J•••••• · Owner/Managing Membercontrolsince 04/2018 · owns 75% or more of E••• M••••••••• L••
Entity owners
- E••• M••••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- M•••••• A••••• G•• L••investment adviserbankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 2, 2026RAUM (Item 5.F) moved from $2,302,966,539 to $3,930,792,967 (+71.0%) between the annual amendments of 2025-03-06 and 2026-03-02; the peer median change was +11.0% (1368 comparable advisers, 90.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 90% percentile
What changed
consecutive filings, newest first
- Assets in custody · $2.3B to $3.9BMar 6, 2025 to Mar 2, 2026
- Discretionary RAUM · $2.3B to $3.9BMar 6, 2025 to Mar 2, 2026
- Pooled vehicle RAUM · $2.3B to $3.9BMar 6, 2025 to Mar 2, 2026
- RAUM · $2.3B to $3.9BMar 6, 2025 to Mar 2, 2026
- Assets in custody · $1.9B to $2.3BMar 5, 2024 to Mar 6, 2025
- Financial planning clients · unset to Mar 5, 2024 to Mar 6, 2025
- Discretionary RAUM · $1.9B to $2.3BMar 5, 2024 to Mar 6, 2025
- Pooled vehicle RAUM · $1.9B to $2.3BMar 5, 2024 to Mar 6, 2025
- RAUM · $1.9B to $2.3BMar 5, 2024 to Mar 6, 2025
- Assets in custody · $1.6B to $1.9BMar 7, 2023 to Mar 5, 2024
- Discretionary RAUM · $1.6B to $1.9BMar 7, 2023 to Mar 5, 2024
- Pooled vehicle RAUM · $1.6B to $1.9BMar 7, 2023 to Mar 5, 2024
- RAUM · $1.6B to $1.9BMar 7, 2023 to Mar 5, 2024
- Advisory employees · 6 to 5Mar 8, 2022 to Mar 7, 2023
- Assets in custody · $1.4B to $1.6BMar 8, 2022 to Mar 7, 2023
- Employees · 8 to 7Mar 8, 2022 to Mar 7, 2023
- Discretionary RAUM · $1.4B to $1.6BMar 8, 2022 to Mar 7, 2023
- Pooled vehicle RAUM · $1.4B to $1.6BMar 8, 2022 to Mar 7, 2023
- RAUM · $1.4B to $1.6BMar 8, 2022 to Mar 7, 2023
- Advisory employees · 4 to 6Mar 18, 2021 to Mar 8, 2022
- Assets in custody · $708M to $1.4BMar 18, 2021 to Mar 8, 2022
- Employees · 6 to 8Mar 18, 2021 to Mar 8, 2022
- Discretionary RAUM · $708M to $1.4BMar 18, 2021 to Mar 8, 2022
- Pooled vehicle RAUM · $708M to $1.4BMar 18, 2021 to Mar 8, 2022
- RAUM · $708M to $1.4BMar 18, 2021 to Mar 8, 2022
- Assets in custody · $436M to $708MSep 15, 2020 to Mar 18, 2021
- Discretionary RAUM · $436M to $708MSep 15, 2020 to Mar 18, 2021
- Pooled vehicle RAUM · $436M to $708MSep 15, 2020 to Mar 18, 2021
- RAUM · $436M to $708MSep 15, 2020 to Mar 18, 2021
- Related adviser · false to trueSep 15, 2020 to Mar 18, 2021
- Advisory employees · 3 to 4Mar 28, 2019 to Mar 23, 2020
- Assets in custody · $174M to $436MMar 28, 2019 to Mar 23, 2020
- Employees · 4 to 6Mar 28, 2019 to Mar 23, 2020
- Private funds · 2 to 1Mar 28, 2019 to Mar 23, 2020
- Discretionary RAUM · $174M to $436MMar 28, 2019 to Mar 23, 2020
- Pooled vehicle RAUM · $174M to $436MMar 28, 2019 to Mar 23, 2020
- RAUM · $174M to $436MMar 28, 2019 to Mar 23, 2020
Signals
5 dated events
- M•••••• A••••• P••••••• L• reported RAUM $3.9B, up 71% from $2.3B (2025-03-06 to 2026-03-02)Mar 2, 2026 · RAUM change · derived
- M•••••• A••••• P••••••• L• reported RAUM $1.4B, up 99% from $707.5M (2021-03-18 to 2022-03-08)Mar 8, 2022 · RAUM change · derived
- M•••••• A••••• P••••••• L• reported RAUM $707.5M, up 62% from $436.2M (2020-09-15 to 2021-03-18)Mar 18, 2021 · RAUM change · derived
- M•••••• A••••• P••••••• L• reported RAUM $436.2M, up 151% from $173.8M (2019-03-28 to 2020-03-23)Mar 23, 2020 · RAUM change · derived
- M•••••• A••••• P••••••• L• filed its initial SEC registration (Form ADV)Mar 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 702-8644reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026