DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
N•••••••• C•••••• L••
Legal name N•••• W••• C•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Aug 31, 2018 · 17 filings
SEC status approved since Jun 9, 2021
RAUM
$3.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
41
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$3.0B as of Mar 30, 2026
Mar 29, 2022$971M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 29, 20220 then
Employees (5.A)41 as of Mar 30, 2026
Mar 29, 202214 then
Private funds11 as of Mar 30, 2026
Mar 29, 20225 then
RAUM +83% over the last fiscal year+37% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $115MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +83%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.0B99%
- Other investment advisers$32.1M1.1%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| E•••• F•••••• •••• L•••••• • C••• 1• H••••• | Other Private Fund | $57.1M | 1 | Mar 25, 2024 |
| E•••• F•••••• •••• L••••••no longer reported | Other Private Fund | $56.1M | 19 | Aug 24, 2018 |
| E•••• F•••••• •••• L•••••• • C••• 2• S••• | Other Private Fund | $13.4M | 25 | Apr 16, 2021 |
| E•••• F•••••• •••• L•••••• • C••• 9• A••• | Other Private Fund | $11.5M | 1 | Mar 24, 2023 |
| E•••• F•••••• •••• L•••••• • C••• 4• W••••• I• | Other Private Fund | $4.7M | 1 | Apr 16, 2021 |
| E•••• F•••••• •••• L•••••• • C••• 7• • H••••• •••• | Other Private Fund | $4.3M | 1 | Apr 16, 2021 |
| E•••• F•••••• •••• L•••••• • C••• 8• F••••••• | Other Private Fund | $3.9M | 7 | Mar 29, 2022 |
| E•••• F•••••• •••• L•••••• • C••• 5• D••••• | Other Private Fund | $0 | 6 | Apr 16, 2021 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• G••••••• A••••••••• A•••• · Partner/Portfolio Managercontrolsince 07/2017 · owns less than 5%
- C••••••• F•••••• R••• · Chief Investment Officer, Managing Partnercontrolsince 04/2017 · owns less than 5%
- D••••••• M••••••• D•••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- C••••••• F•••••• R••• · Parentcontrolsince 04/2017 · owns 75% or more of N•••• W••• C•••••• ••••••••• L••••••
Entity owners
- N•••• W••• C•••••• S••••••• L•• · Parent Companydirect · owns 75% or more
- N•••• W••• C•••••• ••••••••• L•••••• · Parent Companyindirect · owns 75% or more of N•••• W••• C•••••• S••••••• L••
Related persons
Schedule D 7.A
- N•••• W••• C•••••• M••••••••• L•••investment adviserbankn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 30, 2026selection of other advisers (Item 5.G.7): no on the filing of 2025-11-06, yes on the filing of 2026-03-30peers: asset managers, $1B to $5B (1,506)
- employee count surgeChange between filings · filing Mar 30, 2026employees (Item 5.A) moved from 26.0 to 41.0 (+58.0%) between the annual amendments of 2025-03-21 and 2026-03-30; the peer median change was 0.0% (1109 comparable advisers, 99.0th percentile of changes)peers: asset managers, $1B to $5B (1,109) · 99% percentile
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 6.0 to 11.0 (+83.0%) between the annual amendments of 2025-03-21 and 2026-03-30; the peer median change was 0.0% (1022 comparable advisers, 98.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $1,635,521,619 to $2,993,407,382 (+83.0%) between the annual amendments of 2025-03-21 and 2026-03-30; the peer median change was +11.0% (1368 comparable advisers, 92.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 92% percentile
What changed
consecutive filings, newest first
- Accounts · 22 to 26Nov 6, 2025 to Mar 30, 2026
- Advisory employees · 8 to 15Nov 6, 2025 to Mar 30, 2026
- Advisory activities · 2 to 3Nov 6, 2025 to Mar 30, 2026
- Pooled vehicle clients · 19 to 25Nov 6, 2025 to Mar 30, 2026
- Employees · 26 to 41Nov 6, 2025 to Mar 30, 2026
- Private funds · 6 to 11Nov 6, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.6B to $3.0BNov 6, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $70.0M to $32.1MNov 6, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $1.6B to $3.0BNov 6, 2025 to Mar 30, 2026
- RAUM · $1.6B to $3.0BNov 6, 2025 to Mar 30, 2026
- Accounts · 19 to 22Feb 14, 2025 to Mar 21, 2025
- Pooled vehicle clients · 17 to 19Feb 14, 2025 to Mar 21, 2025
- Financial planning clients · unset to Feb 14, 2025 to Mar 21, 2025
- Private funds · 7 to 6Feb 14, 2025 to Mar 21, 2025
- Discretionary RAUM · $1.2B to $1.6BFeb 14, 2025 to Mar 21, 2025
- Non-discretionary RAUM · $16.8M to $70.0MFeb 14, 2025 to Mar 21, 2025
- Pooled vehicle RAUM · $1.2B to $1.6BFeb 14, 2025 to Mar 21, 2025
- RAUM · $1.2B to $1.6BFeb 14, 2025 to Mar 21, 2025
- HQ state · unset to Aug 9, 2024 to Feb 14, 2025
- Accounts · 17 to 19Oct 2, 2023 to Mar 25, 2024
- Pooled vehicle clients · 16 to 17Oct 2, 2023 to Mar 25, 2024
- Employees · 23 to 26Oct 2, 2023 to Mar 25, 2024
- Private funds · 6 to 7Oct 2, 2023 to Mar 25, 2024
- Discretionary RAUM · $1.2B to $1.2BOct 2, 2023 to Mar 25, 2024
- Non-discretionary RAUM · $11.6M to $16.8MOct 2, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $1.2B to $1.2BOct 2, 2023 to Mar 25, 2024
- RAUM · $1.2B to $1.2BOct 2, 2023 to Mar 25, 2024
- Advisory activities · 1 to 2Aug 11, 2023 to Oct 2, 2023
- Business name · N•••• W••• C•••••• L•• to N•••••••• C•••••• L••Aug 11, 2023 to Oct 2, 2023
- Pooled vehicle clients · 17 to 16Aug 11, 2023 to Oct 2, 2023
- Discretionary RAUM · $1.2B to $1.2BAug 11, 2023 to Oct 2, 2023
- Non-discretionary RAUM · $0 to $11.6MAug 11, 2023 to Oct 2, 2023
- Pooled vehicle RAUM · $1.2B to $1.2BAug 11, 2023 to Oct 2, 2023
- Accounts · 13 to 17Sep 29, 2022 to Mar 24, 2023
- Advisory employees · 7 to 8Sep 29, 2022 to Mar 24, 2023
- Pooled vehicle clients · 13 to 17Sep 29, 2022 to Mar 24, 2023
- Employees · 14 to 23Sep 29, 2022 to Mar 24, 2023
- Private funds · 5 to 6Sep 29, 2022 to Mar 24, 2023
- Discretionary RAUM · $971M to $1.2BSep 29, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $971M to $1.2BSep 29, 2022 to Mar 24, 2023
Signals
6 dated events
- N•••••••• C•••••• L•• reported RAUM $3.0B, up 83% from $1.6B (2025-11-06 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- N•••••••• C•••••• L•• reported RAUM $1.6B, up 32% from $1.2B (2025-02-14 to 2025-03-21)Mar 21, 2025 · RAUM change · derived
- D•••• M•••••• D•••••• (Chief Compliance Officer) appeared on Schedule A of N•••••••• C•••••• L••Aug 9, 2024 · Control person joined · fact
- H•••• Ian L•••••••• (Chief Compliance Officer, Partner) no longer on Schedule A of N•••••••• C•••••• L•• (listed 2024-03-25, absent 2024-08-09)Aug 9, 2024 · Control person left · inference
- N•••••••• C•••••• L•• reported RAUM $971.1M, up 228% from $296.4M (2021-06-09 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- N•••• W••• C•••••• L•• filed its initial SEC registration (Form ADV)Aug 31, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/north-wall-capitalreportedpublic record, Form ADV, Sep 19, 2026
- Website
- n•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 44 203 848 5335reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026