DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C•••••••• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jun 29, 2023 · 6 filings
SEC status approved since Aug 1, 2023
RAUM
$275M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$275M as of Mar 31, 2026
Mar 29, 2024$213M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20240 then
Employees (5.A)11 as of Mar 31, 2026
Mar 29, 202411 then
Private funds5 as of Mar 31, 2026
Mar 29, 20245 then
RAUM +24% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $55.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $248M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$275M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $248M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••••••• C•••••• F••• I• L• | Private Equity Fund | $188M | 42 | Aug 30, 2018 |
| W••••• I•••••••• L•• | Private Equity Fund | $11.5M | 1 | Mar 29, 2024 |
| I•• P•••••• I••••••••• L•• | Private Equity Fund | $8.9M | 3 | Mar 31, 2023 |
| C••• I••••••••• L•• | Private Equity Fund | $2.7M | 1 | Mar 31, 2023 |
| C•••••••• C•••••• F••• I• ••• L• | Private Equity Fund | $1.9M | 8 | Mar 31, 2023 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• M•••• G•• · Managing Partnercontrolsince 07/2017 · owns 75% or more
- M••••••••• B•••• · General Counsel / Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- R•••• M••••••• J••• · Partnercontrolsince 07/2017 · owns 10% to 25%
Related persons
Schedule D 7.A
- C•••••••• E••••• P•••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 9 to 8Mar 24, 2025 to Mar 31, 2026
- Assets in custody · $161M to $248MMar 24, 2025 to Mar 31, 2026
- Employees · 12 to 11Mar 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $222M to $275MMar 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $222M to $275MMar 24, 2025 to Mar 31, 2026
- RAUM · $222M to $275MMar 24, 2025 to Mar 31, 2026
- Financial planning clients · unset to Dec 2, 2024 to Mar 24, 2025
- Assets in custody · $141M to $161MDec 2, 2024 to Mar 24, 2025
- Employees · 11 to 12Dec 2, 2024 to Mar 24, 2025
- Discretionary RAUM · $213M to $222MDec 2, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $213M to $222MDec 2, 2024 to Mar 24, 2025
- RAUM · $213M to $222MDec 2, 2024 to Mar 24, 2025
- Accounts · 4 to 5Jun 29, 2023 to Mar 29, 2024
- Advisory employees · 8 to 9Jun 29, 2023 to Mar 29, 2024
- Pooled vehicle clients · 4 to 5Jun 29, 2023 to Mar 29, 2024
- Assets in custody · $124M to $141MJun 29, 2023 to Mar 29, 2024
- Private funds · 8 to 5Jun 29, 2023 to Mar 29, 2024
- Discretionary RAUM · $216M to $213MJun 29, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $216M to $213MJun 29, 2023 to Mar 29, 2024
- RAUM · $216M to $213MJun 29, 2023 to Mar 29, 2024
Signals
3 dated events
- Maeve Allison Miyake (Cco, Cfo) no longer on Schedule A of C•••••••• C••••••• L•• (listed 2024-05-31, absent 2024-12-02)Dec 2, 2024 · Control person left · inference
- B•••• M•••••••• (General Counsel / Chief Compliance Officer) appeared on Schedule A of C•••••••• C••••••• L••Dec 2, 2024 · Control person joined · fact
- C•••••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jun 29, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C•••••••• C••••••• L•• · Private Equityshared crd · organization
- C•••••••• C••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/clarendoncapitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (703) 705-2017reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026