DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B•••••••• W••••• A••••••• L••

Former SEC-registered adviserMiami, FloridaCRD 298719SEC 801-114297IAPD
Latest filing Aug 5, 2020
First filing on the tape Oct 17, 2018 · 7 filings
RAUM
$20.4M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$20.4M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$20.4M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM: $20.4M
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Apr 6, 2020
Mar 29, 20192 then
Employees (5.A)2 as of Apr 6, 2020
Mar 29, 20192 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Aug 5, 2020; every figure names its basis
RAUM per advisor
$20.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
$20.4M, 18 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$20.4M100%
Individual clients
18reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
18reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$20.4M for 18 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••• C•••• L•••Miami, FlFeb 12, 201922 y5
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • L•••• J••••• C•••• · President/Ceo/Ccocontrol
      since 07/2018 · owns less than 5%
    • L•••• J••••• C•••• · Ownercontrol
      since 07/2018 · owns 75% or more of B•••••••• C•••••• H•••••••• L••
    Entity owners
    • B•••••••• C•••••• H•••••••• L•• · Owner
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Assets in custody · unset to 20404562.0
      Apr 7, 2020 to Jun 30, 2020
    • Custody of client assets · false to true
      Apr 7, 2020 to Jun 30, 2020
    • Advisory employees · 2 to 1
      Apr 6, 2020 to Apr 7, 2020
    • BD registered reps · 0 to 1
      Apr 6, 2020 to Apr 7, 2020
    • Employees · 2 to 1
      Apr 6, 2020 to Apr 7, 2020
    • Insurance-licensed employees · 2 to 0
      Apr 6, 2020 to Apr 7, 2020
    • State-registered IARs · 2 to 1
      Apr 6, 2020 to Apr 7, 2020
    • Accounts · unset to 18.0
      Mar 29, 2019 to Apr 6, 2020
    • Individual clients · 0 to 18
      Mar 29, 2019 to Apr 6, 2020
    • Discretionary RAUM · unset to 0.0
      Mar 29, 2019 to Apr 6, 2020
    • Individual RAUM · $0 to $20.4M
      Mar 29, 2019 to Apr 6, 2020
    • Non-discretionary RAUM · unset to 20404562.0
      Mar 29, 2019 to Apr 6, 2020
    • RAUM · unset to 20404562.0
      Mar 29, 2019 to Apr 6, 2020
    • Accounts · 0.0 to unset
      Oct 17, 2018 to Mar 29, 2019
    • Insurance-licensed employees · 0 to 2
      Oct 17, 2018 to Mar 29, 2019
    • Discretionary RAUM · 0.0 to unset
      Oct 17, 2018 to Mar 29, 2019
    • Non-discretionary RAUM · 0.0 to unset
      Oct 17, 2018 to Mar 29, 2019
    • RAUM · 0.0 to unset
      Oct 17, 2018 to Mar 29, 2019
    Signals
    1 dated events
    • B•••••••• W••••• A••••••• L•• filed its initial SEC registration (Form ADV)
      Oct 17, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    belvederewealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $20.4Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026