DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••• C•••••• M••••••••• L••
Latest filing May 29, 2026
First filing on the tape Feb 22, 2022 · 6 filings
SEC status approved since Mar 24, 2022
RAUM
$192M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
75%
$144M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$64.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$192M as of May 29, 2026
Feb 1, 2023$105M then
HNW client RAUM$110M as of May 29, 2026
Feb 1, 2023$61.4M then
State-registered IARs (5.B.3)3 as of May 29, 2026
Feb 1, 20232 then
Employees (5.A)3 as of May 29, 2026
Feb 1, 20232 then
Private funds: no history
RAUM +14% over the last fiscal year+22% a year over threeIARs 3 to 3offices 0 to 1
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $64.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 61derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.4MderivedHNW RAUM over HNW clients
- Average account
- $435,790derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 6.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +11%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$110M60%
- Individuals$33.6M18%
- Corporations and businesses$27.4M15%
- Pension and profit-sharing plans$11.4M6.2%
- Charitable organizations$1.0M0.6%
- Individual clients
- 157reported
- HNW clients
- 25reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 441reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.75 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••••• G•• V•••• | Monroe, La | Sep 21, 2018 | 31 y | 3 |
| D•••••• A•• J••••••• V•••• | Monroe, La | Jul 12, 2021 | 22 y | 0 |
| L••• H•••• W•••• | Monroe, La | Jun 22, 2023 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••••• G•• V•••• from S••••• F•••••••• W••••• A•••••••Sep 21, 2018 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- V••••• K••••••• G•• · Chief Compliance Officercontrolsince 10/2018 · owns less than 5%
- V••••• K••••••• G•• · Sole Directorcontrolsince 06/2002 · owns 75% or more of K•••••• G• V••••• I•••
Entity owners
- K•••••• G• V••••• I••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Monroe, La · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Other offices · 0 to 1Mar 23, 2026 to May 29, 2026
- Accounts · 402 to 441Mar 4, 2025 to Mar 23, 2026
- Corporate clients · 9 to 30Mar 4, 2025 to Mar 23, 2026
- Individual clients · 139 to 157Mar 4, 2025 to Mar 23, 2026
- Pension plan clients · 8 to 11Mar 4, 2025 to Mar 23, 2026
- Financial planning clients · 0 to 1-10Mar 4, 2025 to Mar 23, 2026
- Discretionary RAUM · $167M to $192MMar 4, 2025 to Mar 23, 2026
- HNW RAUM · $98.5M to $110MMar 4, 2025 to Mar 23, 2026
- Individual RAUM · $28.1M to $33.6MMar 4, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $1.5M to $0Mar 4, 2025 to Mar 23, 2026
- Pension RAUM · $8.3M to $11.4MMar 4, 2025 to Mar 23, 2026
- RAUM · $168M to $192MMar 4, 2025 to Mar 23, 2026
- Accounts · 329 to 402Mar 14, 2024 to Mar 4, 2025
- Corporate clients · 6 to 9Mar 14, 2024 to Mar 4, 2025
- HNW clients · 22 to 25Mar 14, 2024 to Mar 4, 2025
- Individual clients · 111 to 139Mar 14, 2024 to Mar 4, 2025
- Pension plan clients · 7 to 8Mar 14, 2024 to Mar 4, 2025
- Financial planning clients · 0 to 0Mar 14, 2024 to Mar 4, 2025
- Discretionary RAUM · $123M to $167MMar 14, 2024 to Mar 4, 2025
- HNW RAUM · $73.0M to $98.5MMar 14, 2024 to Mar 4, 2025
- Individual RAUM · $18.9M to $28.1MMar 14, 2024 to Mar 4, 2025
- Non-discretionary RAUM · $0 to $1.5MMar 14, 2024 to Mar 4, 2025
- Pension RAUM · $6.2M to $8.3MMar 14, 2024 to Mar 4, 2025
- RAUM · $123M to $168MMar 14, 2024 to Mar 4, 2025
- Accounts · 299 to 329Feb 1, 2023 to Mar 14, 2024
- Advisory employees · 2 to 3Feb 1, 2023 to Mar 14, 2024
- Corporate clients · 12 to 6Feb 1, 2023 to Mar 14, 2024
- Individual clients · 91 to 111Feb 1, 2023 to Mar 14, 2024
- Pension plan clients · 13 to 7Feb 1, 2023 to Mar 14, 2024
- Employees · 2 to 3Feb 1, 2023 to Mar 14, 2024
- State-registered IARs · 2 to 3Feb 1, 2023 to Mar 14, 2024
- Discretionary RAUM · $105M to $123MFeb 1, 2023 to Mar 14, 2024
- HNW RAUM · $61.4M to $73.0MFeb 1, 2023 to Mar 14, 2024
- Individual RAUM · $16.0M to $18.9MFeb 1, 2023 to Mar 14, 2024
- Pension RAUM · $5.6M to $6.2MFeb 1, 2023 to Mar 14, 2024
- RAUM · $105M to $123MFeb 1, 2023 to Mar 14, 2024
- Accounts · 246 to 299Feb 22, 2022 to Feb 1, 2023
- Corporate clients · 9 to 12Feb 22, 2022 to Feb 1, 2023
- HNW clients · 33 to 22Feb 22, 2022 to Feb 1, 2023
- Individual clients · 79 to 91Feb 22, 2022 to Feb 1, 2023
Signals
1 dated events
- V•••• C•••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- ken@vinescapital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 318-450-4664reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 318-450-4664reportedpublic record, Form ADV, May 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $64.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026