DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
Q•••••••• C•••••• M••••••••• L•
Latest filing Sep 14, 2026
First filing on the tape Aug 30, 2018 · 22 filings
SEC status approved since Sep 28, 2018
RAUM
$61B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$60B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
53
13 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$61B as of Mar 31, 2026
Jan 22, 2019$276M then
HNW client RAUM$60B as of Mar 31, 2026
Jan 22, 2019$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jan 22, 20190 then
Employees (5.A)53 as of Mar 31, 2026
Jan 22, 20194 then
Private funds1 as of Mar 31, 2026
Jan 22, 20191 then
RAUM +325% over the last fiscal year+248% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.3MderivedHNW RAUM over HNW clients
- Average account
- $7.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +325%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$60B99%
- Pooled investment vehicles$805M1.3%
- Individual clients
- n/areported
- HNW clients
- 8,263reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8,264reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.01 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Q•••••••• F••••••••• A•••••••• F••• L• | Hedge Fund | $805M | 12 | Oct 9, 2019 |
| Q•••••••• T•• D•••• U• L•••• C•• E••••• F••• L•no longer reported | Other Private Fund | $320M | 1 | Mar 30, 2022 |
| Q•••••••• T•• E••• M••••• N•••••• I• L•no longer reported | Hedge Fund | $222M | 3 | Jan 22, 2019 |
Owners and control persons
Schedule A and B, latest filing
- B••••••• R•••• I•• · Chief Compliance Officer & Head Of Legalcontrolsince 04/2025 · owns less than 5%
- G•••••••• P•••• A•••••• · Chief Technology Officer, Limited Partnercontrolsince 04/2021 · owns 5% to 10%
- K••• A•••••• M•• · Chief Investment Officer, Limited Partnercontrolsince 10/2020 · owns 10% to 25%
- K••• H•••• N•• · Managing Principal & Chief Executive Officer & Co-Chief Investment Officer, Limited Partnercontrolsince 04/2018 · owns 50% to 75%
- S•••••••• T•••• D••••• · Chief Operating Officer, Limited Partnercontrolsince 04/2021 · owns 5% to 10%
- S••••••• G••••• T••••• · Director, Limited Partnercontrolsince 04/2021 · owns 5% to 10%
- K••• H•••• N•• · Managing Membercontrolsince 04/2018 · owns 50% to 75% of Q•••••••• C•••••• L••
Entity owners
- Q•••••••• C•••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- Q•••••••• C•••••• G• I•• L••bankpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 14, 2026B••••••• R•••• I•• (CHIEF COMPLIANCE OFFICER & HEAD OF LEGAL) appeared on Schedule A between the filings of 2021-03-30 and 2026-09-14peers: independent wealth managers, $20B and over (84)
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 2,539.0 to 8,264.0 (+225.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was +7.0% (76 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $20B and over (76) · 99% percentile
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 15.0 to 53.0 (+253.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was +6.0% (79 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $20B and over (79) · 100% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $14,316,456,969 to $60,907,944,122 (+325.0%) between the annual amendments of 2025-04-25 and 2026-03-31; the peer median change was +16.0% (80 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $20B and over (80) · 97% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Mar 31, 2026 to Sep 8, 2026
- Private funds · 1 to unsetMar 31, 2026 to Sep 8, 2026
- Succession · false to unsetMar 31, 2026 to Sep 8, 2026
- Accounts · 2,539 to 8,264Dec 19, 2025 to Mar 31, 2026
- Advisory employees · 5 to 13Dec 19, 2025 to Mar 31, 2026
- HNW clients · 2,538 to 8,263Dec 19, 2025 to Mar 31, 2026
- Employees · 15 to 53Dec 19, 2025 to Mar 31, 2026
- Other offices · 0 to 1Dec 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $14B to $61BDec 19, 2025 to Mar 31, 2026
- HNW RAUM · $14B to $60BDec 19, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $86.2M to $805MDec 19, 2025 to Mar 31, 2026
- RAUM · $14B to $61BDec 19, 2025 to Mar 31, 2026
- Accounts · 591 to 2,539Aug 30, 2024 to Apr 25, 2025
- Charity clients · 0.0 to unsetAug 30, 2024 to Apr 25, 2025
- Corporate clients · 0.0 to unsetAug 30, 2024 to Apr 25, 2025
- HNW clients · 590 to 2,538Aug 30, 2024 to Apr 25, 2025
- Individual clients · 0.0 to unsetAug 30, 2024 to Apr 25, 2025
- Pension plan clients · 0.0 to unsetAug 30, 2024 to Apr 25, 2025
- Assets in custody · 39690387.0 to unsetAug 30, 2024 to Apr 25, 2025
- Custody of client assets · true to falseAug 30, 2024 to Apr 25, 2025
- Employees · 8 to 15Aug 30, 2024 to Apr 25, 2025
- Financial planning clients · 0 to 0Aug 30, 2024 to Apr 25, 2025
- Discretionary RAUM · $4.3B to $14BAug 30, 2024 to Apr 25, 2025
- HNW RAUM · $4.3B to $14BAug 30, 2024 to Apr 25, 2025
- Individual RAUM · 0.0 to unsetAug 30, 2024 to Apr 25, 2025
- Pension RAUM · 0.0 to unsetAug 30, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $39.7M to $86.2MAug 30, 2024 to Apr 25, 2025
- RAUM · $4.3B to $14BAug 30, 2024 to Apr 25, 2025
- Accounts · 357 to 591Sep 14, 2023 to Mar 28, 2024
- HNW clients · 356 to 590Sep 14, 2023 to Mar 28, 2024
- Assets in custody · $32.8M to $39.7MSep 14, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.1B to $4.3BSep 14, 2023 to Mar 28, 2024
- HNW RAUM · $2.1B to $4.3BSep 14, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $32.8M to $39.7MSep 14, 2023 to Mar 28, 2024
- RAUM · $2.1B to $4.3BSep 14, 2023 to Mar 28, 2024
- Accounts · 200 to 357Mar 31, 2023 to Sep 14, 2023
- Advisory employees · 4 to 5Mar 31, 2023 to Sep 14, 2023
- HNW clients · 199 to 356Mar 31, 2023 to Sep 14, 2023
- Assets in custody · $17.4M to $32.8MMar 31, 2023 to Sep 14, 2023
- Employees · 7 to 8Mar 31, 2023 to Sep 14, 2023
Signals
9 dated events
- Q•••••••• C•••••• M••••••••• L• reported RAUM $60.9B, up 325% from $14.3B (2025-12-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• reported RAUM $14.3B, up 233% from $4.3B (2024-08-30 to 2025-04-25)Apr 25, 2025 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• reported RAUM $4.3B, up 106% from $2.1B (2023-09-14 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• reported RAUM $2.1B, up 45% from $1.4B (2023-03-31 to 2023-09-14)Sep 14, 2023 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• reported RAUM $1.4B, up 101% from $717.2M (2022-07-19 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• reported RAUM $660.4M, up 182% from $234.0M (2021-05-05 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• reported RAUM $234.0M, down 52% from $487.0M (2020-03-26 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• reported RAUM $487.0M, up 89% from $257.9M (2020-01-06 to 2020-03-26)Mar 26, 2020 · RAUM change · derived
- Q•••••••• C•••••• M••••••••• L• filed its initial SEC registration (Form ADV)Aug 30, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- quantinno.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (212) 812-8471reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026