DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
K••••••••• A•••• M••••••••• L••
Latest filing May 18, 2026
First filing on the tape Dec 26, 2018 · 25 filings
SEC status approved since Feb 12, 2019
RAUM
$27B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
18 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$27B as of May 18, 2026
Mar 27, 2020$34B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 18, 2026
Mar 27, 20200 then
Employees (5.A)42 as of May 18, 2026
Mar 27, 202010 then
Private funds4 as of May 18, 2026
Mar 27, 20201 then
RAUM +69% over the last fiscal year+45% a year over threeIARs 0 to 0offices 0 to 1
Practice profile
derived from the filing of May 18, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $823MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +69%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $27B, 32 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$27B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 33reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $27B for 32 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
4 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| K••••••••• G••••• M•••• M••••• F••• L•••••• | Hedge Fund | $12B | 383 | Jun 11, 2019 |
| K••••••••• M••••• F•••• I••• • K••••••••• G••••• E••••••• M•••••• M••••• F••• | Hedge Fund | $312M | 15 | Aug 10, 2022 |
| K••••••••• C••• M••••••••• M••••• F••• L•••••• | Hedge Fund | $123M | 7 | Jan 12, 2024 |
| K••••••••• M•••• S••••••• M••••• F••• L•••••• | Hedge Fund | $55.2M | 1 | Apr 28, 2023 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• C••••• J•••• · Chief Operating Officercontrolsince 10/2024 · owns less than 5%
- C•••••• G••••••• J••• · Sole Member/Ciocontrolsince 05/2018 · owns 75% or more
- G••••••• D••••• F•••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- H•••••• D••••• A••• · Chief Financial Officercontrolsince 09/2023 · owns less than 5%
- M••••• J•••••• S•••• · Presidentcontrolsince 06/2021 · owns less than 5%
- S•••••• L•••••• E•••••••• · Chief Administrative Officercontrolsince 11/2019 · owns less than 5%
Related persons
Schedule D 7.A
- K••••••••• A•••• M••••••••• H•••••• C•••••• L•••pooled vehicle sponsorn
- K••••••••• C•••••• G• L••••••pooled vehicle sponsorn
- K••••••••• C•••••• P••••••• L••investment adviserbankn
- K••••••••• G••••• M••••••••• S••••••• L•••investment adviserbankn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $16,087,405,664 to $27,160,891,498 (+69.0%) between the annual amendments of 2025-03-28 and 2026-03-31; the peer median change was +15.0% (470 comparable advisers, 94.0th percentile of changes)peers: asset managers, $20B and over (470) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 18 to 33Nov 24, 2025 to Mar 31, 2026
- Pooled vehicle clients · 18 to 33Nov 24, 2025 to Mar 31, 2026
- Assets in custody · $16B to $27BNov 24, 2025 to Mar 31, 2026
- Employees · 41 to 42Nov 24, 2025 to Mar 31, 2026
- Private funds · 5 to 4Nov 24, 2025 to Mar 31, 2026
- Discretionary RAUM · $16B to $27BNov 24, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $47.6MNov 24, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $16B to $27BNov 24, 2025 to Mar 31, 2026
- RAUM · $16B to $27BNov 24, 2025 to Mar 31, 2026
- Advisory employees · 10 to 18May 2, 2025 to Nov 24, 2025
- Employees · 30 to 41May 2, 2025 to Nov 24, 2025
- Other offices · 0 to 1May 2, 2025 to Nov 24, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 2, 2025
- Accounts · 5 to 18Oct 18, 2024 to Mar 28, 2025
- Advisory employees · 11 to 10Oct 18, 2024 to Mar 28, 2025
- Pooled vehicle clients · 5 to 18Oct 18, 2024 to Mar 28, 2025
- Assets in custody · $13B to $16BOct 18, 2024 to Mar 28, 2025
- Employees · 27 to 30Oct 18, 2024 to Mar 28, 2025
- Private funds · 4 to 5Oct 18, 2024 to Mar 28, 2025
- Discretionary RAUM · $13B to $16BOct 18, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $13B to $16BOct 18, 2024 to Mar 28, 2025
- RAUM · $13B to $16BOct 18, 2024 to Mar 28, 2025
- Accounts · 4 to 5Jan 12, 2024 to Mar 28, 2024
- Advisory employees · 10 to 11Jan 12, 2024 to Mar 28, 2024
- Pooled vehicle clients · 4 to 5Jan 12, 2024 to Mar 28, 2024
- Assets in custody · $7.9B to $13BJan 12, 2024 to Mar 28, 2024
- Employees · 23 to 27Jan 12, 2024 to Mar 28, 2024
- Discretionary RAUM · $9.0B to $13BJan 12, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $9.0B to $13BJan 12, 2024 to Mar 28, 2024
- RAUM · $9.0B to $13BJan 12, 2024 to Mar 28, 2024
- Private funds · 3 to 4Oct 13, 2023 to Jan 12, 2024
- Private funds · 2 to 3Mar 31, 2023 to Apr 28, 2023
- Accounts · 5 to 4Aug 10, 2022 to Mar 31, 2023
- Advisory employees · 9 to 10Aug 10, 2022 to Mar 31, 2023
- Pooled vehicle clients · 5 to 4Aug 10, 2022 to Mar 31, 2023
- Assets in custody · $6.9B to $7.9BAug 10, 2022 to Mar 31, 2023
- Employees · 17 to 23Aug 10, 2022 to Mar 31, 2023
- Discretionary RAUM · $7.6B to $9.0BAug 10, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $7.6B to $9.0BAug 10, 2022 to Mar 31, 2023
- RAUM · $7.6B to $9.0BAug 10, 2022 to Mar 31, 2023
Signals
13 dated events
- K••••••••• A•••• M••••••••• L•• reported RAUM $27.2B, up 69% from $16.1B (2025-11-24 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- James Chris Cafagna (Chief Operating Officer) appeared on Schedule A of K••••••••• A•••• M••••••••• L••Oct 18, 2024 · Control person joined · fact
- Robert Price (Chief Operating Officer) no longer on Schedule A of K••••••••• A•••• M••••••••• L•• (listed 2024-03-28, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- K••••••••• A•••• M••••••••• L•• reported RAUM $12.9B, up 44% from $9.0B (2024-01-12 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Francis David Gilbert (Chief Compliance Officer) appeared on Schedule A of K••••••••• A•••• M••••••••• L••Jan 12, 2024 · Control person joined · fact
- Abdo David Hassan (Chief Financial Officer) appeared on Schedule A of K••••••••• A•••• M••••••••• L••Oct 13, 2023 · Control person joined · fact
- K••••••••• A•••• M••••••••• L•• reported RAUM $7.6B, up 73% from $4.4B (2021-08-20 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Scott Joseph Mauro (President) appeared on Schedule A of K••••••••• A•••• M••••••••• L••Jun 29, 2021 · Control person joined · fact
- K••••••••• A•••• M••••••••• L•• reported RAUM $4.4B, down 30% from $6.3B (2020-06-08 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- K••••••••• A•••• M••••••••• L•• reported RAUM $6.3B, down 81% from $33.9B (2020-03-27 to 2020-05-07)May 7, 2020 · RAUM change · derived
- K••••••••• A•••• M••••••••• L•• reported RAUM $33.9B, up 1746% from $1.8B (2019-12-20 to 2020-03-27)Mar 27, 2020 · RAUM change · derived
- E•••••••• Lauren Surzyn (Us Chief Operating Officer) appeared on Schedule A of K••••••••• A•••• M••••••••• L••Dec 20, 2019 · Control person joined · fact
- K••••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 26, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- kirkoswald.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 1-332-207-4650reportedpublic record, Form ADV, May 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026