DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

H••••• U••• L••

Former SEC-registered adviserBoston, MassachusettsCRD 298789SEC 801-114669IAPD
Latest filing Mar 31, 2022
First filing on the tape Jan 4, 2019 · 5 filings
RAUM
$50.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$50.2M gross assets
History
5 filings and snapshots on the tape
RAUM$50.2M as of Mar 31, 2022
Mar 30, 2020$515M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2022
Mar 30, 20200 then
Employees (5.A)10 as of Mar 31, 2022
Mar 30, 202016 then
Private funds4 as of Mar 31, 2022
Mar 30, 202015 then
RAUM -84% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2022; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$12.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
-84%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$50.2M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
4reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      20 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      H••• T•• C• H• L•Real Estate Fund$58.6M23Jan 4, 2019
      C•• G••••••••• R••• C•••• H••••••• L•no longer reportedReal Estate Fund$52.1M13Jan 4, 2019
      H••• M• H• L•no longer reportedReal Estate Fund$45.7M49Jan 4, 2019
      H•• L• O• H• L•no longer reportedReal Estate Fund$44.9M42Mar 30, 2020
      H••• T•• 5•• H• L•Real Estate Fund$36.5M22Mar 30, 2020
      H••• T•• E• H• L•Real Estate Fund$35.0M15Jan 4, 2019
      H••• M• H•• L•no longer reportedReal Estate Fund$30.4M54Jan 4, 2019
      H••• 8•••• H• L•Real Estate Fund$29.4M61Jan 4, 2019
      H••• E•• H• L•Real Estate Fund$29.3M37Jan 4, 2019
      H•• M• C• H• L•Real Estate Fund$28.7M22Mar 30, 2020
      H••• T•• W• H• L•no longer reportedReal Estate Fund$28.3M81Jan 4, 2019
      H••• L• V• H• L•no longer reportedReal Estate Fund$25.3M30Jan 4, 2019
      H•• M• W•• H• L•Real Estate Fund$23.0M49Mar 30, 2020
      H••• L• J• H• L•Real Estate Fund$16.9M22Jan 4, 2019
      H••• T•• H• H• L•Real Estate Fund$13.3M34Mar 30, 2020
      H••• T•• F•• H• L•no longer reportedReal Estate Fund$12.9M26Jan 4, 2019
      H•• H•• 2• J•• L•Real Estate Fund$11.6M26Mar 31, 2021
      H•• F• 3• P••• L•Real Estate Fund$6.2M21Mar 27, 2024
      H•• H•• 3• H• L•Real Estate Fund$5.5M37Mar 31, 2021
      H••• X• N• H• L•Real Estate Fund$3.4M73Mar 30, 2020
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••• G••••••• J• · Chief Compliance Officer, Presidentcontrol
        since 03/2016 · owns less than 5%
      • R•••••••• I•• · Shareholdercontrol
        since 06/2016 · owns 50% to 75% of H••••• I••••••••• M••••••••• L••••••
      • S••••••• G••••••• J• · Managing Membercontrol
        since 05/2016 · owns 75% or more of G•• H•••• L••
      Entity owners
      • G•• H•••• L•• · Managing Member
        direct · owns 25% to 50%
      • H••••• I••••••••• M••••••••• I••• · Member
        direct · owns 50% to 75%
      • H••••• I••••••••• M••••••••• L•••••• · Sole Owner
        indirect · owns 75% or more of H••••• I••••••••• M••••••••• I•••
      Related persons
      Schedule D 7.A
      • H••••• E•••••• W••• G•• L••
        pooled vehicle sponsorn
      • H••••• L••• H••••• L••
        pooled vehicle sponsorn
      • H•• 2• G•• L••
        pooled vehicle sponsorn
      • H•• 3• G•• L••
        pooled vehicle sponsorn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 12 to 4
        Oct 7, 2021 to Mar 31, 2022
      • Advisory employees · 8 to 10
        Oct 7, 2021 to Mar 31, 2022
      • Pooled vehicle clients · 12 to 4
        Oct 7, 2021 to Mar 31, 2022
      • Assets in custody · 0.0 to unset
        Oct 7, 2021 to Mar 31, 2022
      • Custody of client assets · true to false
        Oct 7, 2021 to Mar 31, 2022
      • Employees · 8 to 10
        Oct 7, 2021 to Mar 31, 2022
      • Private funds · 12 to 4
        Oct 7, 2021 to Mar 31, 2022
      • Discretionary RAUM · $318M to $50.2M
        Oct 7, 2021 to Mar 31, 2022
      • Pooled vehicle RAUM · $318M to $50.2M
        Oct 7, 2021 to Mar 31, 2022
      • RAUM · $318M to $50.2M
        Oct 7, 2021 to Mar 31, 2022
      • HQ city · AUBURNDALE to BOSTON
        Mar 31, 2021 to Oct 7, 2021
      • Accounts · 15 to 12
        Mar 30, 2020 to Mar 31, 2021
      • Advisory employees · 16 to 8
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle clients · 15 to 12
        Mar 30, 2020 to Mar 31, 2021
      • Employees · 16 to 8
        Mar 30, 2020 to Mar 31, 2021
      • Private funds · 15 to 12
        Mar 30, 2020 to Mar 31, 2021
      • Discretionary RAUM · $515M to $318M
        Mar 30, 2020 to Mar 31, 2021
      • Pooled vehicle RAUM · $515M to $318M
        Mar 30, 2020 to Mar 31, 2021
      • RAUM · $515M to $318M
        Mar 30, 2020 to Mar 31, 2021
      • Accounts · 11 to 15
        Jan 4, 2019 to Mar 30, 2020
      • Advisory employees · 13 to 16
        Jan 4, 2019 to Mar 30, 2020
      • Pooled vehicle clients · 11 to 15
        Jan 4, 2019 to Mar 30, 2020
      • Assets in custody · $137M to $0
        Jan 4, 2019 to Mar 30, 2020
      • Employees · 13 to 16
        Jan 4, 2019 to Mar 30, 2020
      • Private funds · 11 to 15
        Jan 4, 2019 to Mar 30, 2020
      • Discretionary RAUM · $397M to $515M
        Jan 4, 2019 to Mar 30, 2020
      • Pooled vehicle RAUM · $397M to $515M
        Jan 4, 2019 to Mar 30, 2020
      • RAUM · $397M to $515M
        Jan 4, 2019 to Mar 30, 2020
      Signals
      4 dated events
      • H••••• U••• L•• reported RAUM $50.2M, down 84% from $318.4M (2021-10-07 to 2022-03-31)
        Mar 31, 2022 · RAUM change · derived
      • H••••• U••• L•• reported RAUM $318.4M, down 38% from $514.9M (2020-03-30 to 2021-03-31)
        Mar 31, 2021 · RAUM change · derived
      • H••••• U••• L•• reported RAUM $514.9M, up 30% from $397.2M (2019-01-04 to 2020-03-30)
        Mar 30, 2020 · RAUM change · derived
      • H••••• U••• L•• filed its initial SEC registration (Form ADV)
        Jan 4, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      investors.henleyus.comreportedpublic record, Form ADV, Sep 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026
      Across the graphs

      H••••• U••• L•• is the same institution as 1 record in Real Estate Funds.

      Real Estate Funds1

      Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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