DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

Z••• A• S••••••••

Former SEC-registered adviserNew York, New YorkCRD 298805SEC 801-114534IAPD
Legal name A••• N•••• S••••••••• L••
Latest filing May 26, 2023
First filing on the tape Dec 4, 2018 · 10 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Feb 16, 2023
Jan 3, 20203 then
Employees (5.A)7 as of Feb 16, 2023
Jan 3, 202010 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 3 to 2offices 2 to 1
Practice profile
derived from the filing of May 26, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
fixed feesreportedItem 5.E
Advisory activities
pension consulting, otherreportedItem 5.G
Ownership
a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • D••••••• E•••••• R••••• · Chief Compliance Officercontrol
      since 06/2018 · owns less than 5%
    • W•••••• P••••• L••••••• · Presidentcontrol
      since 06/2018 · owns less than 5%
    • M•••••• M••••••• C•••••• · Membercontrol
      since 07/2009 · owns 50% to 75% of E••••••• M••••••• D••••••••• L••
    Entity owners
    • A••• N•••• H••••••• L•• · Owner
      direct · owns 75% or more
    • E••••••• C•••••• P•••••••• L•• · Member
      indirect · owns 75% or more of A••• N•••• H••••••• L••
    • E••••••• G• L•• · General Partner
      indirect · owns F of E••••••• C•••••• P•••••••• L••
    • E••••••• M••••••• D••••••••• L•• · Member
      indirect · owns F of E••••••• G• L••
    Related persons
    Schedule D 7.A
    Advisers that list Z••• A• S•••••••• as a related person
    Offices
    Schedule D 1.F, the 25 largest
    • Culver City, CA1 employees
    What changed
    consecutive filings, newest first
    • Advisory employees · 2 to 1
      Feb 16, 2023 to May 26, 2023
    • Employees · 7 to 6
      Feb 16, 2023 to May 26, 2023
    • State-registered IARs · 3 to 2
      Feb 16, 2023 to May 26, 2023
    • Other offices · 2 to 1
      Feb 16, 2023 to May 26, 2023
    • Employees · 10 to 7
      Feb 13, 2021 to Mar 10, 2022
    • Succession · true to false
      Dec 4, 2018 to Jan 23, 2019
    Signals
    4 dated events
    • E••••• R••••• D•••••• left Z••• A• S•••••••• for A••• C••••••• L••••• (registered 2021-02-23)
      Aug 23, 2023 · Advisor changed firm · fact
    • Michael Steven Glass (Principal) no longer on Schedule A of Z••• A• S•••••••• (listed 2023-02-16, absent 2023-05-26)
      May 26, 2023 · Control person left · inference
    • Z••• A• S•••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
      Dec 4, 2018 · Succession (Item 4) · fact
    • Z••• A• S•••••••• filed its initial SEC registration (Form ADV)
      Dec 4, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026