DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
G•• C••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 4, 2018 · 14 filings
SEC status approved since Jan 28, 2019
RAUM
$925M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$925M as of Mar 31, 2026
Mar 23, 2020$127M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 23, 20200 then
Employees (5.A)11 as of Mar 31, 2026
Mar 23, 20206 then
Private funds4 as of Mar 31, 2026
Mar 23, 20201 then
RAUM +82% over the last fiscal year+33% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $103MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +82%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $827M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$827M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $827M for 7 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.89 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| G•• C•••••• P••••••• F••• I•• L• | Private Equity Fund | $188M | 40 | Mar 30, 2023 |
| G•• C•••••• P••••••• F••• I• L• | Private Equity Fund | $154M | 46 | May 22, 2019 |
Owners and control persons
Schedule A and B, latest filing
- G•••• A•••• J•••• C••••••••• · Managing Directorcontrolsince 04/2018 · owns 25% to 50%
- L••••• J••••••• E••• · Managing Director And Chief Compliance Officercontrolsince 04/2018 · owns 25% to 50%
- S••••••• D••••• J••••• · Managing Directorcontrolsince 04/2018 · owns 25% to 50%
Related persons
Schedule D 7.A
- G•• C•••••• P••••••• G• I•• L••pooled vehicle sponsorn
- G•• C•••••• P••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 4.0 (+100.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was 0.0% (489 comparable advisers, 98.0th percentile of changes)peers: asset managers, $500M to $1B (489) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $507,583,470 to $924,671,440 (+82.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (672 comparable advisers, 93.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 9Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 4 to 7Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $423M to $827MMar 31, 2025 to Mar 31, 2026
- Employees · 10 to 11Mar 31, 2025 to Mar 31, 2026
- Private funds · 2 to 4Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $508M to $925MMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $423M to $827MMar 31, 2025 to Mar 31, 2026
- RAUM · $508M to $925MMar 31, 2025 to Mar 31, 2026
- Assets in custody · $195M to $423MJun 12, 2024 to Mar 31, 2025
- Employees · 11 to 10Jun 12, 2024 to Mar 31, 2025
- Financial planning clients · unset to Jun 12, 2024 to Mar 31, 2025
- Discretionary RAUM · $428M to $508MJun 12, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $342M to $423MJun 12, 2024 to Mar 31, 2025
- RAUM · $428M to $508MJun 12, 2024 to Mar 31, 2025
- Assets in custody · $105M to $195MMay 2, 2023 to Mar 28, 2024
- Employees · 9 to 11May 2, 2023 to Mar 28, 2024
- Discretionary RAUM · $393M to $428MMay 2, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $307M to $342MMay 2, 2023 to Mar 28, 2024
- RAUM · $393M to $428MMay 2, 2023 to Mar 28, 2024
- Accounts · 4 to 6Nov 4, 2022 to Mar 30, 2023
- Pooled vehicle clients · 2 to 4Nov 4, 2022 to Mar 30, 2023
- Assets in custody · $54.1M to $105MNov 4, 2022 to Mar 30, 2023
- Employees · 8 to 9Nov 4, 2022 to Mar 30, 2023
- Private funds · 1 to 2Nov 4, 2022 to Mar 30, 2023
- Discretionary RAUM · $198M to $393MNov 4, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $165M to $307MNov 4, 2022 to Mar 30, 2023
- RAUM · $198M to $393MNov 4, 2022 to Mar 30, 2023
- Assets in custody · $38.3M to $54.1MMar 25, 2021 to Mar 30, 2022
- Discretionary RAUM · $202M to $198MMar 25, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $178M to $165MMar 25, 2021 to Mar 30, 2022
- RAUM · $202M to $198MMar 25, 2021 to Mar 30, 2022
- Advisory employees · 5 to 7May 15, 2020 to Mar 25, 2021
- Assets in custody · $11.2M to $38.3MMay 15, 2020 to Mar 25, 2021
- Employees · 6 to 8May 15, 2020 to Mar 25, 2021
- Discretionary RAUM · $127M to $202MMay 15, 2020 to Mar 25, 2021
- Pooled vehicle RAUM · $115M to $178MMay 15, 2020 to Mar 25, 2021
- RAUM · $127M to $202MMay 15, 2020 to Mar 25, 2021
- Assets in custody · $11.1M to $11.2MMar 23, 2020 to Apr 16, 2020
- Discretionary RAUM · $127M to $127MMar 23, 2020 to Apr 16, 2020
- Pooled vehicle RAUM · $115M to $115MMar 23, 2020 to Apr 16, 2020
Signals
5 dated events
- G•• C••••••• L•• reported RAUM $924.7M, up 82% from $507.6M (2025-03-31 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Farrell Colleen Arciniegas (Chief Financial Officer) no longer on Schedule A of G•• C••••••• L•• (listed 2024-03-28, absent 2024-06-12)Jun 12, 2024 · Control person left · inference
- G•• C••••••• L•• reported RAUM $392.8M, up 99% from $197.6M (2022-11-04 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Farrell Colleen Arciniegas (Chief Financial Officer) appeared on Schedule A of G•• C••••••• L••May 22, 2019 · Control person joined · fact
- G•• C••••••• L•• filed its initial SEC registration (Form ADV)Dec 4, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G•• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- G•• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- glscap.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 312-900-0160reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026