DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S••••••• C•••••• P•••••••
Legal name S••••••• C•• L•
Latest filing Sep 15, 2026
First filing on the tape Nov 14, 2018 · 17 filings
SEC status approved since Dec 14, 2018
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
30
23 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$1.4B as of May 14, 2026
Mar 20, 2019$242M then
HNW client RAUM$0 as of May 14, 2026
Mar 20, 2019$0 then
State-registered IARs (5.B.3)0 as of May 14, 2026
Mar 20, 20190 then
Employees (5.A)30 as of May 14, 2026
Mar 20, 201910 then
Private funds6 as of May 14, 2026
Mar 20, 20193 then
RAUM +15% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $239MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.4B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S••••••• C•••••• P••••••• F••• I••••• L• | Private Equity Fund | $286M | 50 | Mar 24, 2023 |
| S••••••• C•••••• P••••••• F••• I••• L• | Private Equity Fund | $276M | 55 | Mar 21, 2022 |
| S••••••• C•••••• P••••••• F••• I•• L• | Private Equity Fund | $242M | 32 | Mar 20, 2019 |
| S••••••• C•••••• P••••••• F••• I•••• L• | Private Equity Fund | $232M | 41 | Mar 20, 2019 |
| S••••••• L••••• F••• I• L••• | Private Equity Fund | $8.7M | 1 | Nov 14, 2018 |
| S••••••• C•••••• P••••••• D••• S•• A• L•no longer reported | Private Equity Fund | $0 | 29 | Mar 17, 2021 |
| S••••••• C•••••• P••••••• D••• S••• L•no longer reported | Private Equity Fund | $0 | 10 | Mar 17, 2021 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• S•••• M•••••• · Partnercontrolsince 11/2018 · owns 25% to 50%
- L••••• J•••••••• B••••• · Partnercontrolsince 03/2018 · owns 50% to 75%
- M•••••• J••••••• D•••••• · Chief Compliance Officer / Chief Financial Officercontrolsince 03/2018 · owns less than 5%
- D••••••• S•••• M•••••• · Membercontrolsince 03/2018 · owns 25% to 50% of S••••••• C•• L••
- L••••• J•••••••• B••••• · Membercontrolsince 03/2018 · owns 50% to 75% of S••••••• C•• L••
Entity owners
- S••••••• C•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- S••••••• C•••••• P••••••• F••• I• G•• L•pooled vehicle sponsorn
- S••••••• C•••••• P••••••• F••• I•• G•• L•pooled vehicle sponsorn
- S••••••• C•••••• P••••••• H••• F••• I• G•• L•pooled vehicle sponsorn
- S••••••• L••••• G• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 20, 2026private funds (Schedule D 7.B.1) moved from 4.0 to 6.0 (+50.0%) between the annual amendments of 2025-03-24 and 2026-03-20; the peer median change was 0.0% (1022 comparable advisers, 93.0th percentile of changes)peers: asset managers, $1B to $5B (1,022) · 93% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 14, 2026 to Sep 15, 2026
- Private funds · 6 to unsetMay 14, 2026 to Sep 15, 2026
- Succession · false to unsetMay 14, 2026 to Sep 15, 2026
- Discretionary RAUM · $1.5B to $1.4BMar 20, 2026 to May 14, 2026
- Pooled vehicle RAUM · $1.5B to $1.4BMar 20, 2026 to May 14, 2026
- RAUM · $1.5B to $1.4BMar 20, 2026 to May 14, 2026
- Accounts · 4 to 6May 30, 2025 to Mar 20, 2026
- Advisory employees · 21 to 23May 30, 2025 to Mar 20, 2026
- Pooled vehicle clients · 4 to 6May 30, 2025 to Mar 20, 2026
- Employees · 27 to 30May 30, 2025 to Mar 20, 2026
- Private funds · 4 to 6May 30, 2025 to Mar 20, 2026
- Discretionary RAUM · $1.3B to $1.5BMay 30, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $1.3B to $1.5BMay 30, 2025 to Mar 20, 2026
- RAUM · $1.3B to $1.5BMay 30, 2025 to Mar 20, 2026
- Financial planning clients · unset to Mar 24, 2025 to May 30, 2025
- Accounts · 5 to 4Oct 25, 2024 to Mar 24, 2025
- Advisory employees · 15 to 21Oct 25, 2024 to Mar 24, 2025
- Pooled vehicle clients · 5 to 4Oct 25, 2024 to Mar 24, 2025
- Employees · 19 to 27Oct 25, 2024 to Mar 24, 2025
- Private funds · 5 to 4Oct 25, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.0B to $1.3BOct 25, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $8.7M to $0Oct 25, 2024 to Mar 24, 2025
- Pooled vehicle RAUM · $1.0B to $1.3BOct 25, 2024 to Mar 24, 2025
- RAUM · $1.0B to $1.3BOct 25, 2024 to Mar 24, 2025
- Advisory employees · 10 to 15Mar 24, 2023 to Mar 20, 2024
- Employees · 15 to 19Mar 24, 2023 to Mar 20, 2024
- Private funds · 7 to 5Mar 24, 2023 to Mar 20, 2024
- Discretionary RAUM · $972M to $1.0BMar 24, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $31.1M to $8.7MMar 24, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $1.0B to $1.0BMar 24, 2023 to Mar 20, 2024
- RAUM · $1.0B to $1.0BMar 24, 2023 to Mar 20, 2024
- Advisory employees · 9 to 10Mar 21, 2022 to Mar 24, 2023
- Employees · 13 to 15Mar 21, 2022 to Mar 24, 2023
- Private funds · 6 to 7Mar 21, 2022 to Mar 24, 2023
- Discretionary RAUM · $724M to $972MMar 21, 2022 to Mar 24, 2023
- Non-discretionary RAUM · $58.4M to $31.1MMar 21, 2022 to Mar 24, 2023
- Pooled vehicle RAUM · $782M to $1.0BMar 21, 2022 to Mar 24, 2023
- RAUM · $782M to $1.0BMar 21, 2022 to Mar 24, 2023
- Advisory employees · 8 to 9Jan 12, 2022 to Mar 21, 2022
- Employees · 10 to 13Jan 12, 2022 to Mar 21, 2022
Signals
4 dated events
- S••••••• C•••••• P••••••• reported RAUM $1.0B, up 28% from $782.0M (2022-03-21 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- S••••••• C•••••• P••••••• reported RAUM $782.0M, up 41% from $555.5M (2022-01-12 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- S••••••• C•••••• P••••••• reported RAUM $555.5M, up 98% from $280.7M (2020-05-05 to 2021-03-17)Mar 17, 2021 · RAUM change · derived
- S••••••• C•• L• filed its initial SEC registration (Form ADV)Nov 14, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S••••••• C•••••• P••••••• · Independent Sponsorsshared crd · capital_provider
- S••••••• C•••••• P••••••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- sheridancp.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (312) 548-7064reportedpublic record, Form ADV, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026