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Former SEC-registered adviser

I•••••••• P•••••• W••••• A•••••••• L••

Former SEC-registered adviserDallas, TexasCRD 299046SEC 801-114231IAPD
Latest filing Apr 3, 2019
First filing on the tape Oct 2, 2018 · 11 filings
RAUM
$11.0M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
98%
$10.8M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$11.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$11.0M as of Apr 3, 2019
Oct 2, 2018$0 then
HNW client RAUM$6.8M as of Apr 3, 2019
Jan 8, 2019$6.8M then
State-registered IARs (5.B.3)1 as of Apr 3, 2019
Oct 2, 20181 then
Employees (5.A)1 as of Apr 3, 2019
Oct 2, 20181 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 3, 2019; every figure names its basis
RAUM per advisor
$11.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$407,407derivedRAUM over accounts (5.F.2.f)
Discretionary
0.0%derivedof RAUM
Institutional
1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Wrap fee program
$11.0MreportedItem 5.I
Custody
$11.0M, 21 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$6.8M62%
  • Individuals$4.0M36%
  • Pension and profit-sharing plans$200,0001.8%
Individual clients
18reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
27reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
$11.0M for 21 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
P••• L•••• W•••••••••Certified Financial PlannerDallas, TxApr 18, 201926 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • W••••••••• P•••• L•••• · Managing Member & Chief Compliance Officercontrol
      since 11/2018 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 27
      Nov 9, 2018 to Jan 8, 2019
    • Individual clients · unset to 18.0
      Nov 9, 2018 to Jan 8, 2019
    • Assets in custody · unset to 11000000.0
      Nov 9, 2018 to Jan 8, 2019
    • Custody of client assets · false to true
      Nov 9, 2018 to Jan 8, 2019
    • HNW RAUM · unset to 6800000.0
      Nov 9, 2018 to Jan 8, 2019
    • Individual RAUM · unset to 4000000.0
      Nov 9, 2018 to Jan 8, 2019
    • Non-discretionary RAUM · $0 to $11.0M
      Nov 9, 2018 to Jan 8, 2019
    • Pension RAUM · unset to 200000.0
      Nov 9, 2018 to Jan 8, 2019
    • RAUM · $0 to $11.0M
      Nov 9, 2018 to Jan 8, 2019
    • Advisory activities · 3 to 4
      Oct 25, 2018 to Nov 6, 2018
    • HQ city · unset to DALLAS
      Oct 12, 2018 to Oct 25, 2018
    • HQ state · unset to TX
      Oct 12, 2018 to Oct 25, 2018
    Signals
    1 dated events
    • I•••••••• P•••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
      Oct 2, 2018 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    integritypwa.comreportedpublic record, Form ADV, Sep 21, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $11.0Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026