DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C••••••• L••
Latest filing Mar 19, 2026
First filing on the tape Apr 7, 2021 · 13 filings
SEC status approved since May 7, 2021
RAUM
$491M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
13
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$491M as of Mar 19, 2026
Mar 31, 2022$129M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 19, 2026
Mar 31, 20220 then
Employees (5.A)6 as of Mar 19, 2026
Mar 31, 20221 then
Private funds13 as of Mar 19, 2026
Mar 31, 202210 then
RAUM +14% over the last fiscal year+3.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $37.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$491M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 13reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
19 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••••• C•••••• F••• I• L• | Private Equity Fund | $128M | 8 | Mar 24, 2023 |
| A•••••• S•••• S•• L• | Private Equity Fund | $98.6M | 2 | Jul 6, 2022 |
| A•••••• S••• S•• L• | Private Equity Fund | $54.9M | 5 | Mar 31, 2020 |
| A•••••• P•••••• S••• L• | Private Equity Fund | $53.1M | 12 | Mar 31, 2021 |
| A•••••• S••••• 2• S•• L• | Private Equity Fund | $40.3M | 2 | Jul 6, 2022 |
| A•••••• R••••••• S••• L• | Private Equity Fund | $27.4M | 7 | Jan 23, 2019 |
| A•••••• S••••••••• S•• L• | Private Equity Fund | $14.2M | 8 | Jul 6, 2022 |
| A•••••• L•••• S••• L• | Private Equity Fund | $12.6M | 2 | Mar 27, 2024 |
| A•••••••• A••••••••• S••• L• | Private Equity Fund | $11.6M | 5 | Jan 23, 2019 |
| A•••••• M•••• P• S••• L• | Private Equity Fund | $7.3M | 4 | Jan 23, 2019 |
| A•••••• C•••• S•• L• | Private Equity Fund | $6.1M | 4 | Jul 6, 2022 |
| A•••••• C•••••• F••• I• L•no longer reported | Private Equity Fund | $5.5M | 5 | Jul 6, 2022 |
| A•••••• C•••••• P••••••• I• L• | Private Equity Fund | $4.0M | 4 | Mar 31, 2020 |
| P• V• A••••••• L•no longer reported | Private Equity Fund | $2.0M | 1 | Jan 23, 2019 |
| A•••••• S•• I•••••••• L• | Private Equity Fund | $761,534 | 2 | Jul 6, 2022 |
| A•••••• C•••••• I••••••••• F••• I• S•• L• | Private Equity Fund | $750,195 | 3 | Mar 31, 2020 |
| A•••••• C•••••• I••••••••• F••• I• L••• | Private Equity Fund | $0 | 1 | Jan 23, 2019 |
| A•••••• I••••••• S••• L• | Private Equity Fund | $0 | 0 | Jan 23, 2019 |
| A•••••• W••• S••• L••no longer reported | Private Equity Fund | $0 | 0 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- K••••••••• M•••• A• · Chief Compliance Officercontrolsince 03/2021 · owns less than 5%
- S•••••••• V••••• E•••• · Class A Voting Membercontrolsince 01/2023 · owns F of C•••• V• I••••••••• L••
- S•••••••• V••••• E•••• · Sole Managercontrolsince 01/2023 · owns 75% or more of V••• M••••••••• L••
- W••••••••• B•••••• · Investment Trusteecontrolsince 01/2023 · owns F of W••••• T••••
Entity owners
- C•••• V• I••••••••• L•• · Managing Memberdirect · owns 75% or more
- I•••••••• L•• · Administrative Trustee And Distributions Trusteeindirect · owns F of W••••• T••••
- V••• M••••••••• L•• · Sole Managerindirect · owns F of C•••• V• I••••••••• L••
- W••••• T•••• · Class B Non-Voting Memberindirect · owns 75% or more of C•••• V• I••••••••• L••
Related persons
Schedule D 7.A
- A•••••• C•••••• C••• G•• L••pooled vehicle sponsorn
- A•••••• C•••••• D• L••pooled vehicle sponsorn
- A•••••• C•••••• F••• I• G• A•• L••pooled vehicle sponsorn
- A•••••• C•••••• F••• I• G•• L••pooled vehicle sponsorn
- A•••••• C•••• S•• G•• L••pooled vehicle sponsorn
- A•••••• P•••••• S•• G•• L••pooled vehicle sponsorn
- A•••••• S••••• 2• S•• G•• L••pooled vehicle sponsorn
- A•••••• S•• G•• L••pooled vehicle sponsorn
- A•••••• S••••••••• S•• G•• L••pooled vehicle sponsorn
- A•••••• S•••• S•• G•• L••pooled vehicle sponsorn
- A•••••• T•••• G• A•• L••pooled vehicle sponsorn
- A•••••• T•••• G•• L••pooled vehicle sponsorn
- A•••••••• A••••••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 19, 2026custody of client assets (Item 9.A): yes on the filing of 2025-03-21, no on the filing of 2026-03-19peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Accounts · 14 to 13Mar 21, 2025 to Mar 19, 2026
- Advisory employees · 3 to 2Mar 21, 2025 to Mar 19, 2026
- Advisory activities · 2 to 1Mar 21, 2025 to Mar 19, 2026
- Pooled vehicle clients · 14 to 13Mar 21, 2025 to Mar 19, 2026
- Assets in custody · 430001083.0 to unsetMar 21, 2025 to Mar 19, 2026
- Custody of client assets · true to falseMar 21, 2025 to Mar 19, 2026
- Employees · 7 to 6Mar 21, 2025 to Mar 19, 2026
- Private funds · 14 to 13Mar 21, 2025 to Mar 19, 2026
- Discretionary RAUM · $430M to $491MMar 21, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $430M to $491MMar 21, 2025 to Mar 19, 2026
- RAUM · $430M to $491MMar 21, 2025 to Mar 19, 2026
- Accounts · 15 to 14May 1, 2024 to Mar 21, 2025
- Pooled vehicle clients · 15 to 14May 1, 2024 to Mar 21, 2025
- Assets in custody · $459M to $430MMay 1, 2024 to Mar 21, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 21, 2025
- Private funds · 15 to 14May 1, 2024 to Mar 21, 2025
- Discretionary RAUM · $459M to $430MMay 1, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $459M to $430MMay 1, 2024 to Mar 21, 2025
- RAUM · $459M to $430MMay 1, 2024 to Mar 21, 2025
- Assets in custody · $458M to $459MMar 27, 2024 to May 1, 2024
- Discretionary RAUM · $458M to $459MMar 27, 2024 to May 1, 2024
- Pooled vehicle RAUM · $458M to $459MMar 27, 2024 to May 1, 2024
- RAUM · $458M to $459MMar 27, 2024 to May 1, 2024
- Assets in custody · $438M to $458MMay 2, 2023 to Mar 27, 2024
- Discretionary RAUM · $438M to $458MMay 2, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $438M to $458MMay 2, 2023 to Mar 27, 2024
- RAUM · $438M to $458MMay 2, 2023 to Mar 27, 2024
- Assets in custody · $438M to $438MApr 28, 2023 to May 2, 2023
- Discretionary RAUM · $438M to $438MApr 28, 2023 to May 2, 2023
- Pooled vehicle RAUM · $438M to $438MApr 28, 2023 to May 2, 2023
- RAUM · $438M to $438MApr 28, 2023 to May 2, 2023
- Assets in custody · $199M to $438MJan 15, 2023 to Mar 24, 2023
- Employees · 4 to 7Jan 15, 2023 to Mar 24, 2023
- Discretionary RAUM · $199M to $438MJan 15, 2023 to Mar 24, 2023
- Pooled vehicle RAUM · $199M to $438MJan 15, 2023 to Mar 24, 2023
- RAUM · $199M to $438MJan 15, 2023 to Mar 24, 2023
- Accounts · 10 to 15Jul 6, 2022 to Jan 15, 2023
- Advisory activities · 1 to 2Jul 6, 2022 to Jan 15, 2023
- Pooled vehicle clients · 10 to 15Jul 6, 2022 to Jan 15, 2023
- Assets in custody · $134M to $199MJul 6, 2022 to Jan 15, 2023
Signals
3 dated events
- A•••••• C••••••• L•• reported RAUM $438.0M, up 121% from $198.6M (2023-01-15 to 2023-03-24)Mar 24, 2023 · RAUM change · derived
- Belinda Wong-Abraham (Investment Trustee) appeared on Schedule A of A•••••• C••••••• L••Mar 24, 2023 · Control person joined · fact
- A•••••• C••••••• L•• filed its initial SEC registration (Form ADV)Apr 7, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A•••••• C••••••• L•• · Independent Sponsorsshared crd · capital_provider
- A•••••• C••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/atwater-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310-384-2259reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026