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Former SEC-registered adviser

A••••••••• C•••••• L•

Former SEC-registered adviserChicago, IllinoisCRD 299084SEC 801-114228IAPD
Latest filing Oct 15, 2019
First filing on the tape Oct 2, 2018 · 4 filings
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.1B as of Oct 15, 2019
Oct 2, 2018$1.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Oct 15, 2019
Oct 2, 20180 then
Employees (5.A)25 as of Oct 15, 2019
Oct 2, 201830 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Oct 15, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$139MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.1B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • G•••••• D••••• · Chief Compliance Officercontrol
        since 04/2014 · owns less than 5%
      • Q••••••••• M••••••• W•••••• · Chief Operating Officercontrol
        since 04/2014 · owns less than 5%
      • G•••••• D••••• · Shareholder Of A••••••••• C•••••• A•control
        since 04/2014 · owns 50% to 75% of A••••••••• C•••••• A•
      • M•••• R••••••• G••••• A•••• · Chief Financial Officer
        since 04/2014 · owns less than 5%
      Entity owners
      • A••••••••• C•••••• G• L•• · General Partner
        direct · owns 75% or more
      • A••••••••• C•••••• A• · Owner Of A••••••••• C•••••• G• L••
        indirect · owns 75% or more of A••••••••• C•••••• G• L••
      Related persons
      Schedule D 7.A
      • A••••••••• C•••••• A•
        investment adviserbankyRAUM $702M
      • A••••••••• C•••••• L••
        pooled vehicle sponsory
      • A••••••••• G• L••
        pooled vehicle sponsory
      • A••••••••• R••••••• V•••• G• L••
        pooled vehicle sponsory
      Advisers that list A••••••••• C•••••• L• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 8
        Nov 16, 2018 to Mar 29, 2019
      • Advisory employees · 13 to 10
        Nov 16, 2018 to Mar 29, 2019
      • Pooled vehicle clients · 7 to 8
        Nov 16, 2018 to Mar 29, 2019
      • Employees · 30 to 25
        Nov 16, 2018 to Mar 29, 2019
      • Discretionary RAUM · $1.1B to $1.1B
        Nov 16, 2018 to Mar 29, 2019
      • Pooled vehicle RAUM · $1.1B to $1.1B
        Nov 16, 2018 to Mar 29, 2019
      • RAUM · $1.1B to $1.1B
        Nov 16, 2018 to Mar 29, 2019
      Signals
      2 dated events
      • Youssef Benomar (Portfolio Manager) no longer on Schedule A of A••••••••• C•••••• L• (listed 2018-11-16, absent 2019-03-29)
        Mar 29, 2019 · Control person left · inference
      • A••••••••• C•••••• L• filed its initial SEC registration (Form ADV)
        Oct 2, 2018 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026