DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
O• R•••••••
Legal name O•• T•••••• L••
Latest filing May 5, 2026
First filing on the tape Aug 22, 2020 · 14 filings
SEC status approved since Sep 22, 2020
RAUM
$1.6B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$1.6B as of May 5, 2026
Mar 10, 2021$211M then
HNW client RAUM$0 as of May 5, 2026
Mar 10, 2021$0 then
State-registered IARs (5.B.3)0 as of May 5, 2026
Mar 10, 20210 then
Employees (5.A)11 as of May 5, 2026
Mar 10, 20213 then
Private funds1 as of May 5, 2026
Mar 27, 20261 then
RAUM +122% over the last fiscal year+61% a year over threeIARs 0 to 0
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $194MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +122%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Custody
- $262M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$864M56%
- Investment companies$559M36%
- Other investment advisers$131M8.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $262M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••••• C••••• L••••• · Trustee - H••••• 2••• D•••••• T••••controlsince 01/2014 · owns less than 5%
- H•••••• D••••• J•••• · Elected Manager; Co-Chief Investment Officercontrolsince 08/2015 · owns less than 5%
- N•••••• R••••• K• · Elected Manager; Co-Chief Investment Officer; Ttee Of Rkn Trust May 16, 2022controlsince 08/2024 · owns less than 5%
- W•••••• J••••• L•••• · Chief Compliance Officer; Chief Operating Officercontrolsince 07/2024 · owns less than 5%
Entity owners
- H••••• 2••• D•••••• T•••• · Memberdirect · owns 50% to 75%
- R•• T•••• M•• 2•• 2••• · Memberdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- T•••• L••investment advisernRAUM $330M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $700,000,000 to $1,554,000,000 (+122.0%) between the annual amendments of 2025-04-10 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 95.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 8Sep 10, 2025 to Mar 27, 2026
- Advisory employees · 8 to 9Sep 10, 2025 to Mar 27, 2026
- Advisory activities · 2 to 3Sep 10, 2025 to Mar 27, 2026
- Pooled vehicle clients · 3 to 6Sep 10, 2025 to Mar 27, 2026
- Assets in custody · unset to 262000000.0Sep 10, 2025 to Mar 27, 2026
- Custody of client assets · false to trueSep 10, 2025 to Mar 27, 2026
- Employees · 9 to 11Sep 10, 2025 to Mar 27, 2026
- Private funds · unset to 1Sep 10, 2025 to Mar 27, 2026
- Discretionary RAUM · $700M to $1.6BSep 10, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $325M to $864MSep 10, 2025 to Mar 27, 2026
- RAUM · $700M to $1.6BSep 10, 2025 to Mar 27, 2026
- Accounts · 3 to 4Aug 27, 2024 to Apr 10, 2025
- Advisory employees · 5 to 8Aug 27, 2024 to Apr 10, 2025
- Advisory activities · 1 to 2Aug 27, 2024 to Apr 10, 2025
- Pooled vehicle clients · unset to 3.0Aug 27, 2024 to Apr 10, 2025
- Employees · 6 to 9Aug 27, 2024 to Apr 10, 2025
- Financial planning clients · unset to Aug 27, 2024 to Apr 10, 2025
- HQ city · unset to Aug 27, 2024 to Apr 10, 2025
- HQ state · unset to Aug 27, 2024 to Apr 10, 2025
- Discretionary RAUM · $802M to $700MAug 27, 2024 to Apr 10, 2025
- Pooled vehicle RAUM · unset to 325000000.0Aug 27, 2024 to Apr 10, 2025
- RAUM · $802M to $700MAug 27, 2024 to Apr 10, 2025
- Related adviser · true to falseAug 27, 2024 to Apr 10, 2025
- Business name · O••••••••• to O• R•••••••Aug 21, 2024 to Aug 27, 2024
- Related adviser · false to trueAug 21, 2024 to Aug 27, 2024
- Succession · true to falseAug 21, 2024 to Aug 27, 2024
- Succession · false to trueJul 18, 2024 to Aug 21, 2024
- Business name · O•• T•••••• L•• to O•••••••••Jul 17, 2024 to Jul 18, 2024
- HQ city · NEW YORK to unsetMar 4, 2024 to Jul 17, 2024
- HQ state · NY to unsetMar 4, 2024 to Jul 17, 2024
- Other offices · 1 to 0Mar 4, 2024 to Jul 17, 2024
- Accounts · 2 to 3Mar 20, 2023 to Mar 4, 2024
- Advisory employees · 4 to 5Mar 20, 2023 to Mar 4, 2024
- Employees · 5 to 6Mar 20, 2023 to Mar 4, 2024
- Discretionary RAUM · $375M to $802MMar 20, 2023 to Mar 4, 2024
- RAUM · $375M to $802MMar 20, 2023 to Mar 4, 2024
- Accounts · 3 to 2Mar 29, 2022 to Mar 20, 2023
- Advisory employees · 3 to 4Mar 29, 2022 to Mar 20, 2023
- Employees · 3 to 5Mar 29, 2022 to Mar 20, 2023
- Other offices · 0 to 1Mar 29, 2022 to Mar 20, 2023
Signals
9 dated events
- O• R••••••• reported RAUM $1.6B, up 122% from $700.0M (2025-09-10 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Otresearch reported succeeding to the business of Another Adviser (Form ADV Item 4)Aug 21, 2024 · Succession (Item 4) · fact
- K Rishi Narang (Elected Manager; Co-Chief Investment Officer; Ttee Of Rkn Trust May 16, 2022) appeared on Schedule A of O• R•••••••Aug 21, 2024 · Control person joined · fact
- Peter Eric Cressman (Chief Compliance Officer) no longer on Schedule A of O• R••••••• (listed 2024-03-04, absent 2024-07-17)Jul 17, 2024 · Control person left · inference
- L•••• J•••• W••••• (Chief Compliance Officer; Chief Operating Officer) appeared on Schedule A of O• R•••••••Jul 17, 2024 · Control person joined · fact
- O• R••••••• reported RAUM $802.4M, up 114% from $375.1M (2023-03-20 to 2024-03-04)Mar 4, 2024 · RAUM change · derived
- Peter Eric Cressman (Chief Compliance Officer) appeared on Schedule A of O• R•••••••Mar 20, 2023 · Control person joined · fact
- O• R••••••• reported RAUM $327.1M, up 55% from $211.4M (2021-03-10 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- O•• T•••••• L•• filed its initial SEC registration (Form ADV)Aug 22, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 617-308-5935reportedpublic record, Form ADV, May 5, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026